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Gregory A. Gould

Chief Financial Officer at Aclarion
Executive

About Gregory A. Gould

Gregory A. Gould, age 59, was appointed Chief Financial Officer of Aclarion (Nasdaq: ACON) effective September 1–3, 2025; he is a CPA with 30+ years in public and private companies and a B.S. in Business Administration from the University of Colorado Boulder . His background includes capital raising, M&A execution, and scaling operations, with claims of more than $450M raised, over ten acquisitions led, and three public-company sales/uplistings in prior roles . He succeeds retiring CFO John Lorbiecki and signed an employment agreement effective September 1, 2025 .

Past Roles

OrganizationRoleYearsStrategic Impact
Nanos Health LLCChief Financial OfficerJan 2023–Aug 2025Pre‑revenue pharmaceutical startup; finance leadership in capital markets and operations
Charlotte’s Web Holdings (TSX: CWEB; OTCQB: CWBHF)Chief Financial OfficerJun 2022–Dec 2022CFO of market leader in hemp extract products; public-company finance and compliance
AJNA Biosciences PBCChief Financial OfficerJul 2021–Jun 2022Botanical drug development; CFO for private company
NewAge, Inc. (NASDAQ: NBEV)CFO & Chief Administrative OfficerOct 2018–Jul 2021Omnichannel consumer products; left prior to company Chapter 11 filing in Aug 2022
Evolve Biologics (Therapure Biopharma division); Aytu BioPharma; SeraCare Life Sciences; Atrix Laboratories; Colorado MedTechChief Financial OfficerVariousMultiple CFO roles across healthcare; financial controllership, reporting, and operations
Arthur Andersen LLPAuditorCareer startBig Four audit grounding; accounting and controls

External Roles

OrganizationRoleYearsStrategic Impact
David C Cook (non‑profit communications company)Board MemberCurrentPermitted external engagement; subject to conflict assessment by Aclarion board

Fixed Compensation

ComponentValueEffective DateNotes
Base Salary (annual)$262,500 Sep 1, 2025Subject to annual review by Board/Comp Committee
BenefitsStandard executive welfare benefits (health, life, disability), vacation OngoingCompany reserves right to amend/terminate benefits
Expense ReimbursementBusiness expenses reimbursed per policy; Section 409A compliant OngoingTiming and compliance parameters specified
Place of EmploymentDenver Metropolitan Area OngoingTravel reimbursed per policy

Performance Compensation

Incentive TypeMetricWeightingTargetActualPayoutVesting
Annual BonusCompany and personal performance criteria to be set annually Not disclosedUp to 50% of base salary Not disclosedDiscretionary by Board/Comp Committee; paid ≤90 days post-FY N/A
Equity (see detailed table below)N/AN/AN/AN/AN/ASee option award schedule

Equity Ownership & Alignment

Equity InstrumentGrant DateQuantityFair Value/StrikeTermVesting ScheduleChange‑of‑Control Treatment
Inducement Stock OptionsSep 2–3, 2025 17,000 options $7.15 exercise price (closing price on grant date) 10 years 25% at first anniversary; remaining 75% vests in equal monthly installments over next 36 months Full vesting if terminated without cause or for good reason within 12 months following a change in control (double trigger)
Plan Context2022 Equity Incentive Plan amendment approved for larger grants (per‑participant annual limit increased to 50,000; share reserve to 125,257)
  • Beneficial ownership for Gould was not disclosed in the May 13, 2025 proxy (record date May 9, 2025), as he was appointed later; executive and director beneficial ownership table does not include him .
  • Insider trading policy prohibits derivative transactions by executives/directors (except publicly traded common stock warrants) and highlights risks of margin/pledging; Rule 10b5‑1 trading plans are permitted .

Employment Terms

TermDetail
Start DateExpected Sep 1, 2025; appointed Sep 2, 2025
Employment At‑WillYes; either party may terminate at any time
Reporting LineReports to CEO; full executive authority customary for CFO
Severance (no cause or good reason)12 months base salary; up to 9 months COBRA reimbursement; reimbursement of accrued expenses; any earned but unpaid prior-year bonus; payment timing subject to release and Section 409A
Change‑of‑ControlDouble‑trigger full vesting acceleration of options if terminated without cause or for good reason within 12 months post‑CoC
Non‑Compete12 months post‑termination; covers “Restricted Business” in “Restricted Territory” where Aclarion conducts business
Non‑Solicit12 months post‑termination; employees, customers, suppliers
Non‑DisparagementMutual non‑disparagement with standard carve‑outs
Confidentiality/IPProprietary Information and Inventions Agreement required
Key Man InsuranceCompany may procure life insurance on executive
Governing Law; JuryColorado law; jury trial waiver
409A ComplianceDetailed timing/deferral rules; specified employee six‑month delay if applicable

Performance & Track Record

  • Claimed achievements: >$450M raised in public debt/equity, >10 acquisitions led, 3 public‑company sales, and 3 uplistings to Nasdaq; experienced in building finance functions and driving profitability and cash flow .
  • Prior controversy: NewAge, Inc. filed for Chapter 11 on Aug 30, 2022 after Gould’s departure, highlighting sector execution risk exposure in prior role .

Compensation Governance and Risk Controls

  • Compensation Committee: Members Amanda Williams (chair), Scott Breidbart, Bill Wesemann; all independent; met 2 times in FY 2024; responsibilities include CEO goal‑setting, executive pay approval, and plan oversight .
  • Clawback Policy: Effective Dec 1, 2023; Audit Committee determined no recoveries required for the prior three years .
  • Say‑on‑Pay: As an emerging growth company, Aclarion is not required to conduct advisory votes on NEO compensation; scaled disclosures apply .
  • Equity Plan Mechanics: Administrator may adjust awards for corporate actions; change‑in‑control generally provides for assumption/purchase/cancellation, with discretion to accelerate vesting .

Compensation Structure Analysis

  • Cash vs Equity Mix: Modest base salary ($262,500) with at‑risk annual bonus up to 50% and a front‑loaded inducement option grant with multi‑year vesting, indicating retention and alignment design .
  • Incentive Metric Transparency: Annual bonus metrics to be set and communicated within 60 days of fiscal‑year start; specific targets/weights not disclosed, limiting pay‑for‑performance visibility .
  • Change‑of‑Control Terms: Double‑trigger acceleration on options balances protection and retention; severance of 1x base salary plus COBRA is moderate for CFO market norms .
  • Trading Controls: Derivative transactions prohibited; Rule 10b5‑1 plans permitted; policy highlights pledging/margin risks .

Investment Implications

  • Alignment: Multi‑year option vesting, double‑trigger CoC acceleration, and bonus tied to annual performance criteria support alignment; transparency on bonus metrics would improve pay‑for‑performance calibration .
  • Retention: 25% cliff at one year then monthly vesting over 36 months creates durable retention; severance and COBRA provisions reduce near‑term departure risk .
  • Execution Signal: Gould’s capital markets and operating track record is additive for a commercialization‑stage healthtech company; prior NewAge bankruptcy post‑departure is a contextual risk flag but not directly attributable, warranting monitoring .
  • Dilution/Plan Capacity: 2025 equity plan amendments materially increased per‑participant limits and share reserve, enabling meaningful future grants to drive retention but also increasing potential dilution; monitor grant pacing and performance linkage .