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W. Tom Donaldson III

About W. Tom Donaldson III

W. Tom Donaldson III (age 48) is an independent Class I director at Alliance Entertainment Holding Corporation (AENT) with a term expiring at the 2027 annual meeting; he has served on the board since February 2023 following AENT’s business combination, and he is designated independent under Nasdaq listing standards . He is Managing Partner at Blystone & Donaldson (since Oct 2018) and previously held investment and legal roles at Investors Management Corporation, Morehead Capital Management, and McGuireWoods LLP; he holds an MBA and JD from Villanova University and a BA in Political Science from North Carolina State University .

Past Roles

OrganizationRoleTenureCommittees/Impact
Blystone & Donaldson (investment firm)Managing PartnerOct 2018–presentFocus on middle-market investments
Investors Management CorporationExecutive (investments, risk, relationships)Jan 2016–Dec 2018Investment decisioning/risk management
Morehead Capital Management, LLCPartnerSep 2013–Dec 2015Merged into Investors Management Corporation Jan 2016
McGuireWoods LLPAssociate/Partner (Corporate/Private Funds)Jun 2003–Aug 2013Governance, structuring, financings for private funds/portfolio companies
Adara Acquisition Corp. (SPAC)Director; Audit Committee ChairAug 2020–Feb 2023Served until AENT business combination closing

External Roles

OrganizationRoleTenureNotes/Interlocks
Blystone & Donaldson, LLCManager/PrincipalOngoingParent of B&D Capital Partners, LLC (BDCP)
B&D Capital Partners, LLC (BDCP)Principal via parentFY2024Related-party engagement; no FY2025 fees; ~$1.8M paid in FY2024
B&D Series 2020, LLCManagerOngoingHolds AENT shares/warrants for Donaldson’s beneficial ownership

Board Governance

TopicDetails
Committee assignmentsCompensation Committee (Chair); Nominating Committee (Member)
Audit Committee statusNot a member (Audit chaired by Terilea Wielenga)
IndependenceBoard determined independent under Nasdaq and SEC rules
AttendanceIn FY2025, no incumbent director attended fewer than 75% of board and committee meetings; Board held 5 meetings; committees held 12 meetings
LeadershipNo Lead Independent Director; Chair/CEO roles separated (Chair: Ogilvie; CEO: Walker)
Executive sessionsIndependent directors will have regularly scheduled meetings

Fixed Compensation

ComponentAmount/StructureNotes
Annual director cash retainer (independent)$50,000Policy for eligible independent directors
Committee/Chair feesNot disclosedNo separate committee fee schedule disclosed in 2025 proxy
Donaldson – FY2025 director compensation line itemNot separately listed2025 director comp table shows Nagelson $50,000 and Wielenga $50,000; Donaldson not itemized in that table

Implication: Compensation structure indicates a flat $50k cash retainer for independent directors; absence of a Donaldson line item in the FY2025 table reduces transparency on his cash/equity mix .

Performance Compensation

ItemFY2025 DisclosureDetails
Director equity grants (RSUs/Options/DSUs)None disclosed for independent directorsFY2025 director comp table shows “-” for stock/option awards for listed directors; 2023 Omnibus Plan authorizes director awards but no Donaldson grant disclosed
Clawback policy (board-wide)AdoptedEnables recovery of incentive-based comp upon an “Accounting Restatement”

Other Directorships & Interlocks

Company/EntityRolePeriodInterlock/Conflict Indicator
Adara Acquisition Corp.Director; Audit Chair2020–2023Prior board service; not a current external public board at AENT 2025 proxy
B&D Capital Partners, LLC (BDCP)Principal (through Blystone & Donaldson, LLC)FY2024Related-party: AENT paid ~$1.8M in FY2024; $0 in FY2025; advisory fee tied to White Oak transactions

Expertise & Qualifications

  • Legal, finance, and private markets investing: 10 years at McGuireWoods (corporate/private funds) plus partner roles at Morehead Capital and executive role at Investors Management Corporation provide governance, structuring, and risk oversight expertise .
  • Compensation oversight: Chairs AENT Compensation Committee; committee charter covers executive pay design, equity plans, and director pay reviews .
  • Prior audit committee leadership at a public SPAC (Adara) signals financial oversight capacity .
  • Education: MBA and JD (Villanova University); BA Political Science (North Carolina State University) .

Equity Ownership

MetricAmount/Structure
Total beneficial ownership2,569,362 shares (4.9% of Class A outstanding as of record date)
Directly held40,000 shares
Indirect – B&D Series 2020, LLC2,468,362 shares, including 1,837,335 shares issuable upon exercise of private warrants; Donaldson is manager
Indirect – Blystone & Donaldson, LLC83,300 shares; Donaldson is manager
Pledged/hedgedNot disclosed in proxy
Group insider concentration (context)Directors and officers as a group: 41,144,197 shares (77.6%)

Say-on-Pay & Shareholder Feedback (Context)

  • 2025 annual meeting included the election of three Class II directors only; no say-on-pay proposal was presented in 2025 8-K results .
  • 2025 director election results (Board context): Terilea Wielenga (For: 107,049,183; Withheld: 260,858), Dmitry Kozko (For: 107,299,361; Withheld: 10,680), Sheila Bangalore (For: 107,309,362; Withheld: 679) .

Related-Party Transactions (Conflict Review)

  • BDCP engagement: AENT engaged B&D Capital Partners, LLC (owned by Blystone & Donaldson, LLC; Donaldson is a principal via parent) for financial advisory services; ~$1.8M paid in FY2024; no fees in FY2025 .
  • Review controls: AENT policy requires Audit Committee review/approval of related-person transactions; Audit Committee charter explicitly charges related-party oversight .

Governance Assessment

  • Strengths:

    • Independent director with deep legal and investment experience; prior public-company audit chair experience supports risk and audit literacy .
    • Compensation Committee Chair with clear chartered remit; board has adopted a clawback policy and documented pay-governance processes .
    • Attendance: No incumbent director fell below 75% attendance in FY2025; board and committees met regularly (5 board; 12 committee meetings) .
    • Ownership alignment: 4.9% beneficial stake (including warrants) provides skin-in-the-game .
  • Risks / RED FLAGS:

    • Related-party advisory fees to BDCP (entity affiliated with Donaldson) of ~$1.8M in FY2024, though $0 in FY2025; while subject to policy review, this is a potential conflict that warrants ongoing monitoring for independence and fee appropriateness .
    • Transparency gap: FY2025 director compensation table omits Donaldson’s line item; while policy states $50,000 annual fee for eligible independent directors, lack of disclosure on his exact FY2025 cash/equity mix reduces clarity for investors .
    • Board structure: No Lead Independent Director; while committees are independent, concentration of insider ownership is high (77.6% held by directors/officers as a group), which may limit minority shareholder influence .
  • Directional signals to monitor:

    • Compensation Committee’s application of the EBITDA-based cash bonus plan and any equity grant cadence under the 2023 Plan (for executives and directors) .
    • Any future BDCP or other related-party engagements and Audit Committee oversight disclosures .

Fixed Compensation (Director Detail Table)

DirectorFY2025 Cash FeesStock AwardsOption AwardsTotal
Terilea Wielenga$50,000 $50,000
Chris Nagelson$50,000 $50,000
W. Tom Donaldson IIINot separately disclosed in table Not disclosed Not disclosed Not disclosed
Policy (eligible independent)$50,000 annual cash retainer

Performance Compensation (Director)

ItemFY2025 StatusNotes
Equity grants to directorsNone disclosed for independent directorsDirector line items show no stock/option awards; Plan permits future awards
Clawback policyAdoptedApplies to incentive-based compensation upon restatement

Other Notes

  • Independence affirmation: AENT board has determined Donaldson is independent under Nasdaq/SEC; all board committees are comprised entirely of independent directors .
  • Committee evolution: Nominating Committee chaired by Nagelson in 2025; Thomas Finke resigned effective May 1, 2025; board expanded to seven directors and added Kozko and Bangalore as nominees .

Overall, Donaldson’s governance profile combines strong legal/financial expertise and meaningful ownership with a Compensation Chair role that can directly influence pay-for-performance alignment; however, prior-year related-party advisory fees through an affiliated firm and the omission of his FY2025 director compensation line item present disclosure and independence optics to monitor closely going forward .