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Michael Alber

Director at APPLIED ENERGETICS
Board

About Michael Alber

Independent director since April 1, 2024; age 68. Background: 35+ years in corporate finance and capital markets with CFO roles at First Light Acquisition Group (NYSE: FLAG), KeyW (NASDAQ: KEYW), Engility (NYSE: EGL), and senior finance roles at SAIC (NYSE: SAIC), Alion, and Network Solutions; B.S. Business Administration (finance) from George Mason University and Advanced Management Program (AMP) at Georgetown McDonough School of Business .

Past Roles

OrganizationRoleTenureCommittees/Impact
First Light Acquisition Group (NYSE: FLAG)Chief Financial Officer and FounderFrom April 2021SPAC CFO; capital markets leadership
KeyW (NASDAQ: KEYW) → sold to Jacobs (NYSE: J)EVP & CFOJun 2016 – Jun 2019Led capital market transactions; two strategic M&A, including change-in-control with record sale multiple
Growth Strategy LeadersPrincipalApr 2015 – May 2016M&A and due diligence support
Engility (NYSE: EGL)CFO & SVPMay 2012 – Mar 2015Supported spin-out from L3 Technologies to stand-alone public company
Alion Science and TechnologyCFO & Treasurer2007 – 2012Corporate finance leadership
SAIC (NYSE: SAIC)Senior VP & Group CFO (prior roles)18 yearsSenior executive finance roles
Network Solutions, Inc.Director of FinanceNot disclosedCorporate finance

External Roles

OrganizationRoleTenureNotes
Sincerus Global Solutions (private)DirectorSince Oct 2022Advisory/board role
AceInfo Tech (subsidiary of Dovel Technologies)Special Security Agreement (SSA) memberNot disclosedGovernance oversight under SSA

Board Governance

  • Committee structure: No standing committees at present; OTCQB listing does not require committees. Board is evaluating recruitment and future committee implementation. All committee functions currently handled by full board .
  • Independence: Board believes Alber qualifies as an Independent Director under OTCQB Standards (along with Adamczyk and Schultz) .
  • Attendance and engagement: 13 formal board meetings in FY 2024; all nominees attended all formal meetings except Dr. Quarles missed one on Nov 24, 2024 (implies perfect attendance for Alber). Directors also attended the 2024 Annual Meeting .
  • Board classification and term: Nominated for Class III with a one-year term in 2025; directors are divided into three classes with staggered terms .
  • Years of service on AERG board: Joined effective April 1, 2024 .

Fixed Compensation

YearAnnual Retainer (Cash)Committee Membership FeesCommittee Chair FeesMeeting FeesTotal Cash
2024$0 N/A (no committees) N/A $0 $0
2023N/A (joined 2024) N/AN/AN/AN/A

Performance Compensation

Award TypeSharesExercise PriceGrant ContextVesting ScheduleFair Value (2024)
Nonqualified Stock Options250,000$1.99 per shareIssued as director compensation upon election effective Apr 1, 2024 under 2018 Equity Incentive Plan 100,000 on first anniversary of service; 75,000 on each of the second and third anniversaries $419,028 (Option Awards reported for 2024)
  • Performance metrics tied to compensation: None disclosed for director awards; vesting is time-based. The 2025 Equity Incentive Plan permits performance share awards, but director grant to Alber is time-vested options .
  • Change-of-control treatment: Company’s 2025 Equity Incentive Plan sets “double-trigger” vesting acceleration for options/SARs on termination without cause or for good reason within 18 months post-change-in-control; performance awards vest based on deemed attainment or target at committee discretion. Plan terms may vary by individual grant agreement .

Other Directorships & Interlocks

CompanyPublic/PrivateRoleOverlap/Interlock Risk
Sincerus Global SolutionsPrivateDirectorNo disclosed transactions with AERG; low interlock risk
AceInfo Tech (Dovel Technologies)Private (subsidiary)SSA memberNo disclosed transactions with AERG; low interlock risk

No other current public company directorships disclosed beyond AERG .

Expertise & Qualifications

  • Financial leadership across public and private defense/government contractors; capital markets execution (IPOs, debt/equity offerings, credit facilities, buybacks); stock exchange listing processes .
  • M&A execution including strategic acquisitions, divestitures, reorganizations; change-in-control transactions .
  • Education: B.S. Business Administration (Finance), George Mason; AMP, Georgetown McDonough .

Equity Ownership

As of Record DateShares Beneficially Owned% of Shares OutstandingVested vs UnvestedNotes
July 28, 2025100,000 <1% (out of 218,952,389 outstanding) Does not include 150,000 options subject to timed vesting Beneficial ownership excludes unvested options; vested tranche aligns with first anniversary vesting (100,000)
  • Pledging/hedging: Not disclosed.
  • Ownership guidelines: Not disclosed for directors.

Governance Assessment

  • Strengths:
    • Independent status and strong attendance signal engagement and oversight .
    • Deep finance/M&A expertise in defense sector enhances board effectiveness as AERG scales and contemplates future listings or transactions .
    • Equity-heavy initial director compensation (options) aligns incentives to long-term value creation .
  • Weaknesses/RED FLAGS:
    • Absence of standing committees (Audit/Comp/Nominating) concentrates oversight with full board; board indicates plan to implement committees in future—investors may view current structure as a governance gap .
    • Low direct ownership (<1%) vs. large share count may limit “skin-in-the-game,” though options create upside alignment .
  • Related-party exposure:
    • No Alber-specific related party transactions disclosed; company disclosed a $25,000 contribution to Silicon Valley Defense Group (affiliation with CEO), and historical consulting with CSO’s entity; board policies require review/approval for related transactions .

Note: Attempted to fetch Form 4 insider transactions for “Alber” during 2024–2025 using the insider-trades skill; request returned an authorization error. Ownership details above rely on DEF 14A disclosures and footnotes .