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Amy Griffith

Director at AGRI
Board

About Amy Griffith

Independent director since July 2021 (tenure >4 years). Age 53; B.A. in History from Gwynedd‑Mercy College. Senior government relations executive with >20 years across technology, financial services, consumer goods, food manufacturing, aerospace, and education; currently Vice President of Government Relations at CGI (since 2024). Past leadership roles include Head of Government Relations & External Affairs at McCain Foods (2023–2024), Group Director (Public Affairs, Sustainability, Communications) at Coca‑Cola (2021–2023), SVP State & Local Government Relations at Wells Fargo (2019–2021), and Eastern U.S. Government Relations lead at TIAA (2008–2019) .

Past Roles

OrganizationRoleTenureCommittees/Impact
CGIVice President, Government Relations2024–presentLeads government relations strategy and public sector engagement
McCain Foods North AmericaHead of Government Relations & External Affairs2023–2024Directed public affairs and external communications across U.S. and Canada
The Coca‑Cola CompanyGroup Director, NA Operating Unit (Public Affairs, Sustainability, Communications)2021–2023Oversaw public affairs, sustainability, and communications in Canada and Northeastern U.S.
Wells FargoSVP, State & Local Government Relations2019–2021Managed legislative strategy and stakeholder engagement across multiple states
TIAA‑CREFGovernment Relations (Eastern U.S.)2008–2019Led government relations for 16 Eastern states; lobbied landmark pension reform in Pennsylvania
Political CampaignsConsultant1992–2001Managed national, federal, and state campaigns across U.S.

External Roles

OrganizationRoleTenureNotes
Canadian Beverage AssociationChair (former)2021–2023Industry-wide policy and advocacy leadership
Other public company boardsNone disclosed in AGRI proxy materials

Board Governance

  • Independence: Determined “independent” under Nasdaq Listing Rule 5605; no family relationships; no legal proceedings involvement disclosed .
  • Committee assignments:
    • Pre‑PIPE (2024–Oct 2025): Chair, Nominating & Corporate Governance Committee; Audit Committee member (Oct 2024 and 2025 proxy); Compensation Committee member listed in Aug 2024 proxy; not listed on compensation committee in Oct 2025 proxy .
    • Post‑PIPE reconstitution (Nov 9, 2025): Chair, Nominating & Corporate Governance Committee; Compensation Committee member; not on Audit Committee (members: Dan Mendes (Chair), Xiao‑Xiao Zu, Young Cho) .
  • Committee meeting frequency (2024): Audit 4; Compensation 4; Nominating & Corporate Governance 1 .
CommitteeMeetings in 2024
Audit Committee4
Compensation Committee4
Nominating & Corporate Governance Committee1
  • Board continuity risk: 2025 proxy anticipates that upon closing of the PIPE transaction, all current directors other than Amy Griffith would resign; Griffith expected to remain and help appoint new designees, indicating concentrated governance continuity through her role .

Fixed Compensation

Metric202220232024
Fees Earned or Paid in Cash ($)$30,000 $30,000 $93,750
RSU Awards ($)
Option/Warrant Awards ($)$20,263 $6,087
Total ($)$50,263 $36,087 $93,750
  • Policy note: Earlier remuneration policy contemplated $30,000 per director and $40,000 for Board Chair/Audit Chair, cash only, upon Nasdaq listing (historical context) .

Performance Compensation

  • Director equity form: RSUs used for directors; grants immediately vest and settle on grant date; no RSUs held by non‑employee directors at 12/31/2024; no stock options or other equity awards to non‑employee directors disclosed for 2024 .
  • Performance metrics: No director performance metrics (e.g., TSR, revenue/EBITDA targets) disclosed for director compensation .
  • Program outlook: Compensation Committee expected to reevaluate non‑employee director compensation post‑PIPE in light of continuing operations and market standards .

Other Directorships & Interlocks

CategoryDetail
Current public company boardsNone disclosed
Private/non‑profit boardsCanadian Beverage Association (Chair, former, 2021–2023)
Interlocks with competitors/suppliers/customersNone disclosed

Expertise & Qualifications

  • Government relations and policy acumen across regulated sectors; stakeholder engagement leadership in NA markets .
  • Communications and sustainability leadership; experience translating policy into operational priorities .
  • Experience across food manufacturing (McCain), beverages (Coca‑Cola), finance (Wells Fargo, TIAA) supports oversight of AGRI’s evolving strategy and risk profile .
  • Education: B.A. History (Gwynedd‑Mercy College) .

Equity Ownership

Snapshot DateCommon SharesOptions (vest within 60 days)WarrantsTotal Beneficial Ownership% of Shares Outstanding
Aug 19, 20243,719 3,719 0.0%
Oct 15, 20243,719 3,719 0.0%
Sep 19, 202521,097 21,097 0.8% (outstanding 2,501,341)
  • RSU holdings: None held at 12/31/2024 for any serving non‑employee director; RSUs immediately vest and settle .
  • Pledging/hedging: Not disclosed; Insider Trading Policy in place and filed with FY2024 10‑K (Exhibit 14.1) .

Governance Assessment

  • Independence and roles: Griffith is affirmed independent; she chairs Nominating & Corporate Governance and has served on Audit and Compensation committees at various times, indicating broad governance exposure .
  • Engagement signal: Committee meetings in 2024 show Audit and Compensation met four times; N&CG met once—low N&CG frequency may warrant monitoring given Griffith’s chair role .
  • Ownership alignment: Beneficial ownership increased to 21,097 shares (0.8%) by Sep 19, 2025 from effectively zero in 2024—a positive trend but still modest vs. outstanding shares; director equity grants vest immediately, limiting long‑term holding incentives .
  • Board continuity and control risk: 2025 proxy anticipated near‑total board turnover at PIPE closing with Griffith remaining to appoint new designees; Nasdaq rules trigger concerns when large issuance and board changes occur—PIPE contemplated issuance equal to 4,477% of pre‑transaction shares and potential change‑of‑control assessment by Nasdaq .
  • Related‑party vigilance: Prior related‑party legal services payments to a director‑controlled firm in 2022–2023; no such ties disclosed to Griffith, but board‑level RPT oversight remains a governance focal point .
  • Policies: Insider Trading Policy and Code of Business Conduct and Ethics in place; no family relationships or legal proceedings history disclosed for directors/officers—baseline governance hygiene .

RED FLAGS

  • Very low N&CG Committee meeting count (one in 2024) despite active strategic transactions—risk of insufficient governance cadence .
  • Immediate vesting of director RSUs and absence of multi‑year equity retention may weaken long‑term alignment for non‑employee directors .
  • Massive dilution and board reconstitution tied to PIPE transaction may challenge investor confidence and continuity of oversight; Griffith’s central role heightens reliance on her governance leadership .

Notes on Insider Trades

  • Section 16(a) compliance reporting: Company states it does not report on Section 16(a) beneficial ownership reporting compliance in the proxy; Form 4 transaction details for directors are not provided in DEF 14A materials .