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Richard Deily

Compliance Officer at ARGAN
Executive

About Richard Deily

Richard H. Deily (age 71) is Argan, Inc.’s former CFO (Aug 16, 2022–Sept 15, 2024) and currently serves as Compliance Officer; he has 17 years at the Company, having previously been Corporate Controller since October 2007 . During his recent leadership tenure, Argan delivered FY2025 revenue of $874M, EBITDA of $114M, diluted EPS of $6.15, and expanded backlog to ~$1.36B, with five‑year TSR up ~280% and one‑year TSR ~120% as of April 22, 2025 . The Company maintains stock ownership guidelines for NEOs, an anti‑hedging and no‑pledging policy, and a revised clawback policy adopted in Oct 2023, signaling strong alignment and governance . 2024 say‑on‑pay support was 94%, and the Compensation Committee continued investor engagement into 2025 .

Past Roles

OrganizationRoleYearsStrategic impact
Argan, Inc.Compliance OfficerSept 15, 2024–PresentSupports finance, controls and regulatory compliance during CFO transition .
Argan, Inc.SVP, CFO, Treasurer, Corporate SecretaryAug 16, 2022–Sept 15, 2024Oversaw corporate finance during period of step‑up in revenue/EBITDA, backlog, and capital returns .
Argan, Inc.Corporate ControllerOct 2007–Aug 15, 2022Built/ran reporting and controls over multiple cycles and acquisitions .

External Roles

OrganizationRoleYearsStrategic impact
Various public companies (construction, software, telecom, gov’t contracting, electronics)Senior financial management (incl. CFO)Not disclosedBroad public company finance leadership; began as CPA/auditor at Arthur Andersen & Co. .

Fixed Compensation

MetricFY2023FY2024FY2025
Base Salary ($)$251,371 $300,000 $251,254
All Other Compensation ($)$2,720 $5,281 $29,977

Notes:

  • FY2025 reflects partial‑year salary through retirement from CFO role (Sept 15, 2024) and continued service as Compliance Officer .

Performance Compensation

MetricFY2023FY2024FY2025
Annual Bonus ($)$185,000 $300,000 $200,000
Stock Awards (RSUs/PSUs) – grant date fair value ($)$634,366 $49,338 $0
Option Awards – grant date fair value ($)$23,380 $20,300 $0
Non‑equity Incentive Plan ($)$0 $0 $0
Shares Vested (FY2025)6,863
Value Realized on Vesting (FY2025) ($)$543,038
Options Exercised (FY2025)40,000
Value Realized on Exercise (FY2025) ($)$874,200

Incentive design and vesting mechanics (Deily awards and Company program)

Award/MetricGrant details (Deily)Vesting/PerformancePayout scale
TRSU (time‑based RSUs)12,500 shares (granted Sep 13, 2022) Ratable over 3 years; dividend adjustments Time‑based; no performance metric
PRSU (TSR‑based)2,500 target shares (granted Sep 13, 2022) 3‑year relative TSR vs 12‑company peer set; dividend adjustments 0–200% of target based on percentile rank; 7th+ ranks earn ≥100%
EPRSU (EPS growth)2,500 target shares (granted Apr 17, 2023) 3‑year compounded diluted EPS growth; dividend adjustments 0–200% of target based on growth bands (e.g., 20% ≈100%)
Stock Options2,500 options (granted Apr 17, 2023) 3‑year ratable vesting; 10‑year life; price at grantAlignment via appreciation; no repricing permitted under plan

Equity Ownership & Alignment

Snapshot as of January 31, 2025 (beneficial ownership and outstanding awards)

ItemAmount
Shares beneficially owned26,033; includes options exercisable within 60 days
Beneficial ownership %<1% (per proxy table)
Options exercisable16,666 (exercisable within 60 days)
Options outstanding (detail)10,000 @ $50.30 exp 4/12/2029 (exercisable) ; 3,500 @ $54.60 exp 4/16/2031 (exercisable) ; 2,334 exercisable/1,166 unexercisable @ $36.78 exp 4/18/2032 ; 833 exercisable/1,667 unexercisable @ $39.47 exp 4/17/2033
TRSUs outstanding (scheduled to vest)5,333 shares; mkt value $729,554 at $136.80
PRSUs outstanding (max)5,000 shares; mkt value $684,000 at $136.80
EPRSUs outstanding (max)5,000 shares; mkt value $684,000 at $136.80
Pledging/hedgingProhibited by Company policy (no‑pledge; anti‑hedging)
Ownership guidelinesCompany maintains NEO guidelines; compliance table disclosed for CEO/CFO/Gemma CEO; Deily not shown in 2025 table

Insider activity/pressure indicators:

  • FY2025 exercises: 40,000 options exercised; value realized $874,200 (may imply liquidity events; a portion withheld for taxes) .
  • Additional vesting overhang exists from unexercisable options (2,833) and unvested RSUs/PSUs (TRSUs 5,333; PRSUs/EPRSUs target/max frameworks) that can introduce episodic selling as tranches vest over the remaining performance/vesting windows .

Employment Terms

TopicDetail
Current roleCompliance Officer (post‑CFO retirement Sept 15, 2024)
Contract statusCFO employment agreement (Aug 16, 2022) was not renewed upon retirement; serving as Compliance Officer thereafter
Severance/CoCDeily not included in FY2025 “Potential Payments upon Termination” table; plan‑level language generally provides full acceleration of stock options and stock awards upon a change in control as defined in plan documents
Conduct policiesClawback (Oct 2023) for erroneously awarded incentive‑based comp; anti‑hedging and no‑pledging; Insider Trading Policy applies to officers

Performance & Track Record Context (Company)

MetricFY2024FY2025
Revenues ($M)573 874
EBITDA ($M)51 114
Diluted EPS ($)2.39 6.15
Backlog ($B)0.757 1.361
Cash & investments ($M)412 (Jan 31, 2024) 525 (Jan 31, 2025)
One‑year TSR (to Apr 22, 2025)120% (Argan) vs 7% S&P 500 context in discussion; peer percentile ~92nd
Five‑year TSR index (to Jan 31, 2025)121.60 (base 100) 380.49 (base 100)

Compensation Structure Analysis (signals)

  • Shift toward RSUs/PSUs and away from options aligns with investor feedback; multi‑year PRSU (relative TSR) and EPRSU (EPS CAGR) structures anchor long‑term alignment, with three‑year cliff measurement and capped outcomes up to 200% .
  • Discretionary annual bonuses (for holding company executives) are subject to a cap (200% of base) and informed by qualitative and quantitative performance, not a single metric; in FY2025 Deily received a $200,000 bonus while still a NEO .
  • Governance enhancements: revised clawback (Oct 2023), anti‑hedge/pledge policy, and ownership guidelines reduce misalignment and risk .

Investment Implications

  • Alignment and retention: Deily’s equity mix (TRSUs/PRSUs/EPRSUs outstanding) and option overhang indicate continued equity‑linked exposure, but his transition to Compliance Officer (and non‑renewal of CFO agreement) reduces future equity grant cadence versus CEO/CFO peers, lowering incremental dilution/supply risk from new awards tied to his role .
  • Selling pressure: FY2025 option exercises (40,000) and remaining scheduled vesting (TRSUs/PSUs; unexercisable options 2,833) create periodic windows for liquidity; however, Company’s no‑pledge/anti‑hedge policy mitigates leverage‑driven forced selling risk .
  • Pay‑for‑performance and governance: TSR/EPS outperformance, robust backlog growth, and strong say‑on‑pay support (94%) suggest a compensation framework broadly aligned with shareholder value creation; Company‑wide CoC acceleration language should be considered in scenario analyses (M&A) for award overhang valuation .

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