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Travis Swenson

Director at AIR T
Board

About Travis Swenson

Independent director at Air T, Inc. since December 2017; age 47 (as of 2025). Senior finance executive with two decades of experience across public accounting, financial services, real estate and aviation; most recently served as Deputy Chief Financial Officer of Two Harbors Investment Corp. (mortgage REIT). Previously CFO of Colliers Mortgage Holdings LLC and senior roles at WeWork Inc. and CBRE, Inc.; began career at Deloitte (audit, tax, Capital Markets Advisory). Licensed CPA in Minnesota and California; commercial pilot and certified flight instructor. Not related to Nick Swenson (CEO/Chair). Designated by the Board as an “audit committee financial expert.”

Past Roles

OrganizationRoleTenure (as disclosed)Committees/Impact
Two Harbors Investment Corp.Deputy Chief Financial Officer“Most recently” (prior to July 2025 proxy)SEC reporting and capital markets expertise cited by AIRT Board
Colliers Mortgage Holdings LLCChief Financial OfficerPrior to Two Harbors (2024–2023 proxies)Finance leadership; M&A and strategic planning expertise
WeWork Inc.Global Head of Client Accounting ServicesPrior roleLarge-scale finance operations leadership
CBRE, Inc.Senior Managing Director; Americas Leader of Real Estate Accounting Services (joined Feb 2013)Prior roleAccounting leadership in real estate services
Deloitte & Touche LLPCapital Markets Advisory Senior Manager; prior audit and taxEarly careerStrategy, operations, M&A advisory; audit and tax foundation

External Roles

TypeCompany/InstitutionRoleNotes
Employment (public company)Two Harbors Investment Corp.Deputy CFOMortgage REIT; not a directorship
Employment (private)Colliers Mortgage Holdings LLCCFOReal estate finance
EmploymentWeWork Inc.Global Head of Client Accounting Services
EmploymentCBRE, Inc.Sr. Managing Director; Americas Leader of RE Accounting Services
Professional servicesDeloitte & Touche LLPCapital Markets Advisory; prior audit/tax

No other public company directorships are disclosed. No interlocks with AIRT competitors, suppliers, or customers are disclosed.

Board Governance

  • Independence: The Board determined Travis Swenson is independent under NASDAQ rules. Only Nick Swenson (CEO) and Gary Kohler are not independent. All Audit, Compensation, and Nominating Committee members are independent.
  • Committee assignments and chair roles (FY2025): Chair, Audit Committee; Member, Compensation Committee. Designated “audit committee financial expert.”
  • Attendance: In FY2025, the Board met 4 times; each director attended at least 75% of Board/committee meetings. Same 75%+ attendance disclosed for FY2024 and FY2023.
  • Lead Independent Director: Raymond Cabillot (since 2019) leads executive sessions and stockholder liaison.
  • Hedging policy shift: In March 2025 the Insider Trading Policy was amended to prohibit hedging/monetization by directors, officers, and employees—an alignment improvement from FY2024 when hedging was not prohibited (though the company was not aware of any hedging then).

Board and committee activity trend:

BodyFY2023 MeetingsFY2024 MeetingsFY2025 Meetings
Board of Directors4 5 4
Audit Committee4 6 5
Compensation Committee4 2 3
Nominating Committee1 2 3

Fixed Compensation (Director)

Policy (FY2025): $1,500 monthly retainer; $750 per Board/committee meeting (except Audit Committee uses monthly fee instead of meeting fees); Audit members $1,750/month; Audit Chair $2,600/month; Lead Independent Director stipend $500/month. All director compensation in FY2025 was paid in cash.

Director cash compensation (total, by fiscal year):

MetricFY2023FY2024FY2025
Travis Swenson – Total director pay ($)55,950 54,450 54,450

Compensation structure implications:

  • Mix: All cash in FY2025; no equity granted to directors in that fiscal year (though unvested options as a group were outstanding—see Performance Compensation).
  • Stability: Travis’s cash pay was flat FY2024→FY2025 and modestly below FY2023, reflecting similar workload and fee schedule.

Performance Compensation (Director)

  • Director equity in FY2025: Director compensation table indicates cash-only for the year; however, as of June 30, 2025, non-employee directors as a group had 8,750 stock options outstanding under the 2020 Omnibus Plan; none were vested as of that date. Vesting requires share price achieving tranche exercise prices during defined 60-day windows ahead of annual June 30 test dates; failing tranches expire. Individual director breakdown was not disclosed.
  • Plan mechanics (for all participants): 6 price tranches per year; vesting conditions tied to stock price; options that fail price tests expire.

Summary of director equity position (group-level):

ItemStatus
Options outstanding (all non-employee directors, as of 6/30/2025)8,750 options; none vested
Vesting metricStock-price tranches at annual test dates; 60-day lookback
Acceleration/Change in controlCommittee discretion to accelerate under 2020 Plan; broad CIC definition

No performance metrics (e.g., TSR, EBITDA) are tied to director cash fees.

Other Directorships & Interlocks

CompanyRoleCommittee rolesNotes
None disclosedNo other public company board seats or interlocks disclosed.

Expertise & Qualifications

  • Financial reporting, SEC reporting, capital markets, M&A; CPA (MN, CA); designated “audit committee financial expert.”
  • Industry breadth across public accounting, real estate services, shared workspace, and mortgage REITs.
  • Aviation credentials (commercial pilot, certified flight instructor) add operational literacy in aviation-adjacent domains.

Equity Ownership

Beneficial ownership (common shares):

HolderFY2023 (as of 6/30/2023)FY2024 (as of 5/31/2024)FY2025 (as of 6/30/2025)
Travis Swenson – Shares982 982 982
% of outstanding<1% <1% <1%
Options exercisable within 60 daysNot disclosed for Travis (group 3,750 shares applied to Foudray in 2024) Not disclosed for Travis 0 shares for all named directors/executives within 60 days (footnote states 0)

Pledging/hedging:

  • Hedging prohibited from March 2025 per amended Insider Trading Policy; prior-year policy did not prohibit but company reported no known hedging.

Insider Trading Activity

  • Section 16 compliance: Company reported all directors/executive officers complied with Section 16(a) reporting requirements in FY2025 and FY2024.
  • Note: No Form 4 transaction details for Travis Swenson were disclosed in the proxies; our attempt to fetch Form 4 data programmatically was unsuccessful. Refer to EDGAR for any updates.

Say-on-Pay & Shareholder Feedback

Annual meeting results (August 14, 2025):

  • Proposal 2 (Say-on-Pay): For 2,034,434; Against 2,986; Abstain 150; Broker non-votes 436,436. Strong support signal.
  • Proposal 4 (Say-on-Pay frequency): “Every Year” received 2,031,474 votes (vs. 2,218 for two years; 1,477 for three years; 2,401 abstain); Board recommended annual votes.
  • Auditor ratification (Deloitte): For 2,472,476; Against 1,530.
  • Director elections: Each nominee (including Travis Swenson) received ~2,036,k “For” with negligible “Withheld” and 436,436 broker non-votes.

Governance Assessment

Strengths

  • Independence and expertise: Independent director; Audit Chair; designated audit committee financial expert; deep finance/SEC/M&A background—supports robust financial oversight.
  • Engagement: At least 75% attendance; chairs an active Audit Committee (5 meetings in FY2025; 6 in FY2024).
  • Policy improvement: 2025 adoption of anti-hedging policy for directors/officers/employees enhances alignment.
  • Shareholder confidence: Strong say-on-pay support in 2025.

Watch items / potential concerns

  • Low personal ownership: 982 shares (<1%); while not unusual for small-cap boards, low “skin in the game” may be viewed as weaker alignment relative to equity-heavy structures.
  • Equity design (group-level): Unvested, price-tranche options exist for non-employee directors as a group with strict vesting tests; individual grants for Travis not disclosed—limits transparency on his at-risk equity exposure.
  • Ownership concentration context: AO Partners entities beneficially owned ~50% in 2025—board independence processes (Lead Independent Director; committee independence) help mitigate control risks but concentrated ownership warrants continued focus.

No disclosed red flags for Travis Swenson:

  • No related-party transactions involving him; explicitly not related to CEO Nick Swenson.
  • No reported Section 16 filing issues in FY2025/FY2024.

Clear implications

  • As Audit Chair and financial expert with multi-sector CFO/CMA background, Travis is central to financial reporting, auditor oversight, and risk governance—supportive for investor confidence.
  • Improving insider policy (anti-hedging) is a positive governance signal; ongoing transparency on director-specific equity (if any) would further strengthen alignment narratives.