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Charles Kane

Director at ALKAMI TECHNOLOGY
Board

About Charles “Chuck” Kane

Independent Class II director at Alkami since October 2019; age 67. Kane is a senior lecturer in International Finance at MIT Sloan (since 2006) and serves as Chair of Alkami’s Audit Committee and as an audit committee financial expert. His prior operating roles include CFO stints at RSA Security (through its sale to EMC), Aspen Technology, and executive roles at Global BPO Services; he also chairs the non-profit One Laptop Per Child (director since 2006; President/COO 2008–2009) .

Past Roles

OrganizationRoleTenureCommittees/Impact
MIT Sloan School of ManagementSenior Lecturer, International FinanceSince 2006Academic finance expertise
One Laptop Per ChildDirector/Strategic Advisor; Chairman; President & COODirector/Chair since Nov 2006; President/COO 2008–2009Governance leadership at global non-profit
Global BPO Services Corp.EVP & Chief Administrative Officer; CFO (Global BPO)Jul 2007–Mar 2008; Aug 2007–Mar 2008Finance, administration leadership
RSA Security Inc.Chief Financial OfficerMay 2006–Oct 2006 (acquired by EMC)Transaction execution; public company CFO
Aspen Technology, Inc.Chief Financial OfficerJul 2003–May 2006Public company CFO

External Roles

CompanyRoleStatus
Progress Software (PRGS)DirectorCurrent
Symbotic Inc. (SYM)DirectorCurrent
RealPage (RP), Carbonite (CARB), Demandware (DWRE), Borland (BORL), Netezza (NZ)DirectorPrior

Board Governance

  • Independence: Board determined all directors except the CEO are independent; Kane is independent .
  • Committee assignments: Audit Committee Chair; designated audit committee financial expert; other audit members are independent .
  • Attendance and engagement: Board met 5 times in 2024; each director attended at least 75% of Board and committee meetings; independent directors met in regular executive sessions .
  • Committee cadence: Audit Committee met 4 times in 2024; Kane signed the committee report as Chair .
  • Board leadership: Chairperson and CEO roles are separated; Brian R. Smith is Chairperson .
  • Shareholder votes (signals): 2025 Say‑on‑Pay approved (For: 64,907,147; Against: 8,068,958; Abstain: 42,310; broker non‑votes 4,546,846). Shareholders selected annual Say‑on‑Pay frequency (1‑Year: 71,717,459) .

Fixed Compensation (Director)

Component2024 AmountNotes
Annual cash retainer$30,000Standard non‑employee director retainer
Audit Committee Chair retainer$20,000Chair premium
Total cash fees earned (Kane)$50,000Matches program math ($30k + $20k)

Program reference: Committee retainers per role (Chair/Member): Audit $20,000/$10,000; Compensation $15,000/$7,500; Information Systems Audit $15,000/$7,500; Nominating & Governance $10,000/$5,000. Non‑executive Board Chair receives $60,000. Cash retainers are paid quarterly .

Performance Compensation (Director)

Equity Element2024 AmountStructure / Vesting
Annual RSU grant (Kane)$178,315 (grant date fair value)Annual grant sized at $190,000 ÷ 30‑day avg share price; vests in full by next annual meeting, subject to service

Additional mechanics:

  • Directors may elect to receive cash retainers in fully vested RSUs and may elect to defer settlement of RSUs; Kane had 29,211 vested RSUs deferred as of 12/31/24 .
  • Initial director grant (for new directors): $340,000 ÷ 30‑day avg share price; vests one‑third annually over three years .

No director performance‑based equity metrics are disclosed; director equity awards are time‑based RSUs under the Non‑Employee Director Compensation Program .

Other Directorships & Interlocks

TypeDetails
Current public company boardsProgress Software (PRGS); Symbotic (SYM)
Prior public company boardsRealPage (RP), Carbonite (CARB), Demandware (DWRE), Borland (BORL), Netezza (NZ)
Disclosed related‑party transactionsProxy discloses a family relationship for another executive and vendor ties to CU Cooperative via a departing director; no transactions involving Kane are disclosed

Expertise & Qualifications

  • Financial expert and audit leadership: Audit Committee Chair; “audit committee financial expert” designation .
  • Education: B.B.A. in Accounting (University of Notre Dame); M.B.A. in International Finance (Babson College) .
  • Operating experience: Multiple public company CFO roles (RSA Security, Aspen Technology) and transaction experience (RSA sale to EMC) .
  • Academic: Senior lecturer in international finance at MIT Sloan since 2006 .

Equity Ownership

ItemAmountAs‑Of / Notes
Total beneficial ownership74,864 shares; less than 1% of outstandingAs of March 17, 2025; based on 103,000,820 shares outstanding
Breakdown (within above)29,211 deferred RSUs (vested/potentially issuable)Vested/potentially issuable deferred RSUs
38,800 stock options exercisableCurrently exercisable options
6,853 RSUs vesting within 60 daysNear‑term vesting RSUs
Hedging/pledging policyHedging and pledging of company stock prohibited for directorsInsider Trading Compliance Policy

Governance Assessment

  • Strengths

    • Independent director with deep finance background; Audit Committee Chair and designated financial expert; active audit oversight with four committee meetings in 2024 .
    • Strong alignment via equity: annual RSU awards; significant deferred RSU balance; policy prohibits hedging/pledging, supporting ownership integrity .
    • Board structure: independent Chair separate from CEO; robust executive sessions; board‑wide attendance at or above 75% in 2024 .
    • Shareholder support signals: 2025 Say‑on‑Pay approved; annual Say‑on‑Pay cadence affirmed .
  • Watch items / potential risks

    • Multiple external public boards (PRGS, SYM) alongside Alkami—no overboarding policy disclosure in proxy; monitor workload and time commitments (no attendance issues reported for 2024) .
    • No Kane‑specific related‑party transactions disclosed; continue monitoring, particularly for any evolving customer/supplier interlocks via external boards (none disclosed) .
  • Red flags observed

    • None disclosed for Kane regarding attendance shortfalls, related‑party transactions, pledging/hedging, or legal proceedings in the proxy materials reviewed .