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Bernd Seizinger

Director at Aptose Biosciences
Board

About Bernd R. Seizinger

Independent director since 2022; age 68. Senior biopharma executive across U.S./Europe; former BMS oncology VP and GPC Biotech CEO/President; prior faculty roles at Harvard Medical School and MGH; Visiting Professor at Princeton. Education: M.D. (Ludwig‑Maximilians‑Universität Munich), Ph.D. (Max‑Planck‑Institute of Psychiatry/Neurobiology). Current public boards include Aprea Therapeutics (NASDAQ), Oncolytics Biotech (NASDAQ/TSX), and BioInvent International (NASDAQ Stockholm).

Past Roles

OrganizationRoleTenureCommittees/Impact
Bristol‑Myers SquibbVP Oncology Drug Discovery; VP Corporate & Academic AlliancesPrior to biotech CEO rolesLed oncology R&D and industry–academia alliances
Genome Therapeutics (U.S. biotech)EVP & CSOPrior to GPC BiotechSenior scientific leadership
GPC Biotech (Germany/U.S.)CEO & President12 yearsOversaw dual‑listing and operations (Frankfurt & NASDAQ)
Harvard Medical School; Massachusetts General HospitalSenior facultyPrior to industryAcademic research/clinical leadership
Princeton UniversityVisiting ProfessorDuring BMS tenureAcademic engagement

External Roles

OrganizationRolePublic/PrivateStart Year
Aprea Therapeutics, Inc.DirectorPublic (NASDAQ)2014
Oncolytics Biotech Inc.DirectorPublic (NASDAQ/TSX)2015
BioInvent International ABDirectorPublic (NASDAQ Stockholm)2018
Oxford BioTherapeuticsChairmanPrivate (U.K.)2016
CryptoMedixCo‑founder, Executive Chairman & Acting CEOPrivate (U.S.)2015
Pureos (biotech VC fund)Advisory Board MemberPrivate (Switzerland)2019
Hadean (biotech VC fund)Senior AdvisorPrivate (Sweden & Norway)2018

Board Governance

  • Independence: Yes (Board majority independent; 6/7 directors) .
  • Committee assignments: Audit Committee (member); R&D Committee (Chair) .
  • Attendance (2024): 4/4 Audit; 10/11 Board; R&D Committee held no meetings in 2024 .
  • Audit Committee financial expertise: All Audit members (including Seizinger) qualify as “financial experts” under Nasdaq standards .
  • Executive sessions: Independent directors met five times without management in 2024; Compensation Committee met without management .
  • Conflicts oversight: Directors with material interests recuse; governance processes monitored by Corporate Governance & Nominating Committee .

Fixed Compensation

Component2024 Amount (USD)
Annual Director Cash Retainer$60,000
Committee Chair Fee (R&D Chair)$15,000
Audit Committee Membership Fee$10,000
Audit Committee Member Additional Fee$3,500
Total Cash Fees Earned (reported)$88,500

Notes:

  • No per‑meeting fees; fees paid quarterly .
  • Total reported cash fees of $88,500 reflect his roles as Audit member and R&D Chair .

Performance Compensation

Award TypeGrant DetailGrant‑Date Fair Value (USD)VestingKey Terms
Stock Options (annual grant)111 options granted in 2024$4,547 50% at 1 year; 25% at years 2 and 3 90‑day post‑resignation exercise window; options priced at ≥ FMV; no repricing without shareholder approval
RSUs/PSUsNone outstanding for directorsDividend equivalents not paid on unvested awards; none on options/SARs
Annual compensation capDirector cash + equity ≤ $500,000 per calendar yearExceptions only for non‑executive Chair; non‑participant in decision

Plan safeguards and alignment:

  • Clawback: All awards subject to Aptose incentive compensation recovery policy .
  • Change‑in‑control: No acceleration on announcement or shareholder approval; treatment determined at consummation, with administrator discretion per plan .

Other Directorships & Interlocks

CompanyIndustryListingRole/Committee
Aprea TherapeuticsOncology/biotechNASDAQDirector
Oncolytics BiotechOncology/biotechNASDAQ/TSXDirector
BioInvent InternationalImmuno‑oncology/biotechNASDAQ StockholmDirector
  • Potential overlap: Multiple oncology biotechs in his portfolio increase network access; Aptose’s conflict‑management policy requires disclosure and recusal on matters where a director has a material interest .

Expertise & Qualifications

  • Medical/Scientific: Hematology/oncology leadership and academic credentials; oncology drug discovery leadership at BMS .
  • Executive Leadership: 25+ years in biopharma senior roles, CEO experience (GPC Biotech) .
  • Board/Investment: Public company board experience; venture advisory roles (Pureos, Hadean) .

Equity Ownership

HolderBeneficial Ownership (Shares)% of ClassNotes
Bernd R. Seizinger1,010* (under 1%)Includes 444 shares subject to options currently exercisable or becoming exercisable within 60 days of April 22, 2025
  • Outstanding director options as of Dec 31, 2024: Seizinger held 444 options outstanding; annual 2024 grant was 111 options .

Governance Assessment

Strengths

  • Independent director with oncology domain expertise; Audit Committee financial expert credential supports robust oversight of financial reporting and risk .
  • Strong attendance (91% Board; 100% Audit) and leadership as R&D Committee Chair (science oversight), signaling engagement .
  • Conservative equity plan provisions: no option/SAR repricing, clawback policy, no dividends on unvested awards, and director pay cap—all investor‑friendly .
  • No related‑party transactions above materiality thresholds in the last two fiscal years; Section 16(a) filings timely for 2024 .

Watch‑Items / Red Flags

  • R&D Committee did not meet in 2024 despite active clinical programs—evaluate whether scientific oversight cadence is sufficient; balance with full Board engagement disclosed .
  • Historical insolvency exposure: former independent director at Opsona Therapeutics, which entered creditors’ voluntary liquidation in Dec 2018 (not Aptose‑related); keep context but monitor judgment in distressed settings .
  • Multi‑board commitments (Aprea, Oncolytics, BioInvent) could pose potential time/attention constraints or perceived conflicts in oncology; Aptose’s policy addresses recusal for material interests .

Director Compensation Alignment

  • Cash fees reflect role‑based responsibilities; modest annual option grant size tied to market value with multi‑year vesting enhances alignment while limiting risk of excessive guaranteed pay .
  • Equity plan change‑in‑control terms avoid premature acceleration; clawback provides accountability .