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Thomas Perugini

Principal Financial Officer at ASA Gold & Precious Metals
Executive

About Thomas Perugini

Thomas Perugini is ASA’s Principal Financial Officer (and Treasurer per his Form 3) effective October 1, 2025. He is employed by Foreside Fund Officer Services, LLC (d/b/a ACA Group, LLC), providing outsourced Treasurer and Principal Financial Officer solutions to registered funds . He has 20+ years in fund administration and audit, with prior leadership roles at State Street and J.P. Morgan, and began his career as an auditor at Deloitte & Touche; he graduated Magna Cum Laude with a BSBA in Accounting from the University of Hartford and holds an MBA (Finance & International Management) from Boston College; he also serves on NICSA’s Fund Administration Committee . Age 55 as disclosed in ASA’s 2025 proxy officer table .

Past Roles

OrganizationRoleYearsStrategic Impact
Foreside Fund Officer Services, LLC (ACA Group)Senior Principal Consultant / Principal Financial Officer to registered funds2023–presentProvides outsourced Treasurer and PFO solutions to registered funds
State Street CorporationVice President, Fund Administration Product2019–2023Leadership within Fund Administration Operations and Product Divisions
J.P. MorganLeadership roles, Fund Administration Operations and Product DivisionsPrior to 2019 (years not disclosed)Fund administration operations/product leadership
Deloitte & ToucheAuditorEarly career (years not disclosed)External audit foundation

External Roles

Organization/RoleYearsNotes
NICSA Fund Administration Committee — MemberCurrent (as of 2025)Industry committee participation
Public company boards (past 5 years)N/AOfficer table indicates no other directorships for Perugini

Equity Ownership & Alignment

As-Of (Event Date)Filing (Filed Date)Title/ClassShares Beneficially OwnedOwnership Form / Notes
2025-10-01Form 3 (filed 2025-10-09)Common Shares0“No securities are beneficially owned.” Relationship: Officer (title: Treasurer)

Employment Terms

ItemDisclosure
AppointmentEffective October 1, 2025, Perugini serves as Principal Financial Officer; James Chekos serves as Secretary
Officer title in Form 3Officer (Treasurer)
EmployerForeside Fund Officer Services, LLC (d/b/a ACA Group, LLC)
Role descriptionProvides outsourced Treasurer and PFO solutions to registered funds
Officer addressASA Gold and Precious Metals Limited, 190 Middle Street, Suite 401, Portland, ME 04101
Other directorships (past 5 yrs)None listed for Perugini in officer table

Investment Implications

  • Alignment and selling pressure: Available filings show no ASA share ownership at appointment (Form 3 reported 0 shares), which suggests no immediate insider selling pressure from pre-existing holdings; there is also no evidence of equity awards in the filings reviewed specific to Perugini to date .
  • Governance and context: His appointment coincides with a period of board refresh and resolution of shareholder-rights-plan litigation (settlement noted August 2025), indicating heightened governance activity and oversight around finance and compliance functions .