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David Johnson

Chairman of the Board of Directors at Aura Biosciences
Board

About David Johnson

David (Dave) Johnson, age 60, has served on Aura’s Board since January 2021 and is currently Chairman of the Board; he is deemed independent under Nasdaq and SEC rules . He has 25 years of biopharma experience, with a bachelor’s degree from Indiana University, and a track record of founding, scaling, and exiting oncology companies (VelosBio sold to Merck for $2.75B; Acerta Pharma strategic transaction with AstraZeneca for $7B) . He founded and serves as CEO of Solve Therapeutics (since July 2021) and holds external board roles at Zentalis Pharmaceuticals (Nasdaq: ZNTL) and Palleon Pharmaceuticals; he previously chaired Lengo Therapeutics until its acquisition by Blueprint Medicines in December 2021 .

Past Roles

OrganizationRoleTenureCommittees/Impact
Solve Therapeutics, Inc.Founder & CEOSince Jul 2021Venture-backed mAb oncology start-up
VelosBio Inc.Founder & CEODec 2017–Dec 2020Built preclinical-to-clinical org; Phase 1 PoC; sold to Merck for $2.75B
Acerta Pharma, LLCCEO (rose to)Not disclosedAccelerated acalabrutinib development; 4 global registration trials; $7B AstraZeneca transaction
Calistoga, Gloucester, Millennium, Immunex, Hoffman La-RocheVarious roles (increasing responsibility)Not disclosedContributed to multiple drug approvals; coauthored NEJM manuscripts

External Roles

OrganizationRoleStart–EndNotes
Zentalis Pharmaceuticals, Inc. (Nasdaq: ZNTL)ChairmanNot disclosedSmall-molecule oncology pipeline focus
Palleon Pharmaceuticals, Inc.DirectorSince Nov 2021IO therapeutics targeting sialoglycan system
Lengo TherapeuticsChairmanApr 2021–Dec 2021Acquired by Blueprint Medicines

Board Governance

  • Chairman of the Board; Aura separates CEO and Chair roles to enhance oversight; risk oversight conducted via committees with reporting to full Board .
  • Current committee service: Nominating & Corporate Governance Committee (members: Mattessich [Chair], Johnson, Takhar); committee met 3 times in 2024; all members independent .
  • Prior committee service: Compensation Committee member and Chair through March 2025; in 2024 members were Johnson and Takhar; committee met 7 times in 2024 .
  • Independence: Board determined all directors except CEO are independent (Nasdaq/SEC standards), considering affiliations with major stockholders; no family relationships among directors/executives .
  • Attendance: Full Board met 7 times in 2024; each director attended ≥75% of aggregate Board/committee meetings except Mr. Parekh; all directors attended the 2024 annual meeting except Mr. Johnson (absence noted) .

Fixed Compensation

2024 Non‑Employee Director Compensation (Johnson)Amount (USD)
Fees Earned or Paid in Cash$84,000
Stock Awards (grant-date fair value)$72,765
Option Awards (grant-date fair value)$74,616
Total$231,381
Non‑Employee Director Fee Schedule (Amended June 2024)Amount (USD)
Board Member Annual Retainer$40,000
Non‑Executive Chair Retainer$30,000
Audit Committee Member / Chair$7,500 / $15,000
Compensation Committee Member / Chair$5,000 / $10,000
Nominating & Corporate Governance Member / Chair$4,000 / $8,000

Note: Johnson’s 2024 cash total aligns with policy for Board Chair ($30k), Board member ($40k), Compensation Chair ($10k), and Nominating member ($4k) .

Performance Compensation

Equity Awards and Vesting Terms (Directors)Detail
Initial Option Award29,000 options; vests in 3 equal annual installments
Initial RSU Award21,000 RSUs; vests in 3 equal annual installments
Annual Option Award14,500 options; vests by next annual meeting or 1-year anniversary
Annual RSU Award10,500 RSUs; vests by next annual meeting or 1-year anniversary
Change‑of‑ControlFull accelerated vesting upon sale of the Company
Johnson – Unvested RSUs (12/31/2024)10,500
Johnson – Options Outstanding (12/31/2024)391,667
2024 Grant-Date Fair Values (Johnson)Stock: $72,765; Options: $74,616

No performance‑conditioned metrics are disclosed for director equity; awards are time‑based with standard vesting and CoC acceleration .

Other Directorships & Interlocks

EntityRelationshipPotential Interlock/Conflict Consideration
Matrix Capital Mgmt Master Fund, LP13.8% holder; Board member Takhar is senior managing director and may be deemed to have voting/dispositive power Compensation Committee in 2024 consisted of Johnson and Takhar; while Board deemed independence, the presence of a major stockholder affiliate on the comp committee can raise perceived influence concerns
Executive/Director InterlocksNone disclosedCompany states no officer served on boards/comp committees of entities with executive officers serving on Aura’s Board/Comp Committee in the past fiscal year

Expertise & Qualifications

  • Oncology company building and clinical development leadership; executed major strategic transactions totaling >$9.75B (Merck $2.75B, AstraZeneca $7B) .
  • Capital formation experience: raised $750M+; coauthor on multiple publications including four NEJM manuscripts .
  • Audit Committee financial expert designation resides with Dr. Srivastava (Johnson not designated) .

Equity Ownership

Beneficial Ownership (as of March 31, 2025)Shares (#)Notes / % of Outstanding
Velocity Capital Management LLC (sole member: Johnson)139,672Indirect beneficial ownership
Direct (individually held)135,667Direct
Irrevocable trusts150,000Indirect
Options exercisable within 60 days377,167Individually held; included in “beneficially owned” per SEC rules
Total Beneficially Owned802,5061.6% of 50,225,312 shares outstanding
Additional Equity DetailsAmount
Unvested RSUs (12/31/2024)10,500
Options Outstanding (12/31/2024)391,667

Trading, pledging, and hedging policy: Company prohibits derivative transactions and purchases of derivative securities; policy highlights risks of margin/pledging but specific pledging prohibition is not stated in the excerpt .

Governance Assessment

  • Board Leadership & Independence (Positive): Independent Chair structure with Johnson as Chairman; Board confirms independence of all non‑management directors, with committee oversight of risks and related party transactions .
  • Alignment (Mixed‑Positive): Johnson holds 802,506 shares (1.6%) including exercisable options; also holds unvested RSUs and significant outstanding options supporting ownership alignment .
  • Compensation Governance (Mixed): 2024 Compensation Committee comprised only of Johnson (Chair) and Takhar, who is affiliated with a 13.8% stockholder; while independence is recognized, the structure concentrates influence and presents a perceived conflict risk. The committee composition changed in March 2025 (Johnson stepped off; Mariggi became Chair), which is an improvement .
  • Attendance (Minor RED FLAG): Johnson did not attend the 2024 annual meeting; otherwise directors met the ≥75% meeting attendance threshold (except Mr. Parekh) .
  • Director Pay Structure (Neutral): Cash retainer plus time‑based equity; awards accelerate upon sale of the Company, which is market standard but may create transaction‑timing incentives; no performance‑based director metrics disclosed .
  • Policies (Positive): Insider trading policy restricts derivatives; Audit Committee reviews related‑party transactions; executive clawback policy adopted per SEC/Nasdaq (applies to executive officers) .
  • Say‑on‑Pay (Neutral): As an emerging growth company, Aura is not required to conduct say‑on‑pay votes; limited shareholder feedback channel via this mechanism .

Overall: Johnson brings deep oncology and M&A expertise and meaningful equity ownership. Governance posture improved with 2025 changes to the Compensation Committee. The main watchpoints are his 2024 role as Compensation Chair alongside a major shareholder affiliate and his absence from the 2024 annual meeting, both of which warrant continued monitoring for board effectiveness and independence optics .