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Peter Shoebridge

Chief Technology Officer at AUDDIA
Executive

About Peter Shoebridge

Chief Technology Officer at Auddia (AUUD) since 2013; age 60 as of November 22, 2024 . Over 35 years in software development with leadership in internet technologies since 1996; previously CEO/co‑founder of Blue Yonder Gaming (2008–2012) and VP Engineering at Sona Mobile, where his teams built the first wireless gaming system to receive federal regulatory approval . Education: London, England (specific degrees not disclosed) . Company performance context: revenue was zero in Q3 2024 and Q3 2025; net loss increased year-over-year, highlighting execution risk and a continued need for financing . AUUD disclosed going concern risk and reliance on equity facilities in 2025 .

MetricQ3 2024Q3 2025
Revenue ($USD)$0 $0
Net Loss ($USD)$(1,949,428) $(2,381,151)

Past Roles

OrganizationRoleYearsStrategic Impact
Blue Yonder Gaming Corp.CEO & Co‑founder2008–2012 Led casino gaming systems; founder‑led execution in regulated gaming
Sona Mobile, Inc.VP EngineeringNot disclosed Built first wireless gaming system to receive federal regulatory approval; developed server-based gaming platform

External Roles

No external public company directorships or committee roles disclosed for Shoebridge .

Fixed Compensation

Component20222023
Base Salary ($USD)$225,000 $225,000
Target Bonus (%)50% of base salary (policy; actual not approved for 2023) 50% of base salary (policy; actual not approved for 2023)
Bonus Paid ($USD)Not disclosed$0 (not approved)

Notes: Executives are eligible for discretionary annual bonuses up to 50% of base salary based on board‑set business goals; no 2023 bonuses were approved or paid .

Performance Compensation

MetricWeightingTargetActualPayoutVesting
Annual cash bonusNot disclosedNot disclosedNot disclosed$0 in 2023 (not approved) N/A
Equity incentives (options/RSUs)Not disclosedNot disclosedNot disclosedGrant-date values disclosed historically; no PSUs disclosed See vesting schedules below

No named performance metrics (e.g., revenue, EBITDA, TSR) are disclosed for executive bonus/equity programs; awards are discretionary or time‑vested .

Equity Ownership & Alignment

DateShares Beneficially OwnedOwnership %Breakdown / Notes
Nov 22, 202411,458<1% (asterisked) Includes vested options (exercisable within 60 days) under equity plans
Apr 4, 2025674<1% Includes vested options granted under equity incentive plans
  • Stock ownership policy: AUUD’s insider trading policy prohibits derivative transactions (e.g., short sales, puts/calls) by executives/directors, except transactions involving publicly traded Series A Warrants; the policy highlights risks of margin accounts/pledging but does not state an explicit prohibition on pledging .
  • 10b5‑1 plans: Permitted under policy when not in possession of MNPI; AUUD reported no officer/director adoption/termination of Rule 10b5‑1 plans during Q3 2025 .
  • Clawback: Compensation recoupment policy effective Dec 1, 2023; audit committee reported no recovery obligations over the prior three years .

Outstanding Equity Awards and Vesting Schedules (as of Dec 31, 2023)

Grant DateExercisable Options (#)Unexercisable Options (#)Strike ($)ExpirationVesting Details
Aug 15, 20191,097 $106.50 Aug 15, 2029 50% at grant; remaining equally over 48 months
Aug 11, 20214,500 1,500 $69.75 Aug 11, 2031 50% on Aug 12, 2022; 25% on Feb 16, 2023; 25% on Feb 16, 2024
Sep 8, 20223,193 1,065 $30.25 Sep 8, 2032 50% on grant; remaining 25% on Feb 16, 2023 and 25% on Feb 16, 2024

Employment Terms

TermProvision
Agreement dateOctober 13, 2021 (supersedes April 1, 2014 agreement)
RoleChief Technology Officer; reports to CEO
Base salary$225,000 initial
Target bonusUp to 50% of base salary (board‑determined criteria)
Severance (without cause / good reason)9 months base salary; up to 9 months COBRA reimbursement; any earned but unpaid prior‑year bonus; subject to release
Change‑of‑controlDouble trigger—if terminated without cause post‑CoC, all unvested stock options accelerate as of CoC effective date or last day of service
Non‑compete12 months post‑termination; restricted to any material line of AUUD’s business and geographies where AUUD operates
Non‑solicit12 months; applies to employees, customers, suppliers
Non‑disparagement, Proprietary infoStandard provisions; specific performance remedies; indemnification as officer
Governing lawColorado; Section 409A protections

Investment Implications

  • Pay-for-performance alignment: Base pay is modest for a CTO of a micro-cap; bonus is discretionary with no disclosed financial metrics; no 2023 bonuses paid, reflecting tight cash and performance realities . Option-heavy grants with multi-year vesting indicate retention incentives; vesting fully completed for 2021/2022 tranches, while older grants remain outstanding .
  • Insider selling pressure/structures: No 10b5‑1 plan changes reported in Q3 2025; policy discourages derivatives and flags risks of margin/pledging, reducing hedging‑related misalignment risk .
  • Ownership alignment: Beneficial ownership is <1%—skin‑in‑the‑game is limited in absolute terms; exercisable options contribute to alignment but overall stake is small versus total shares outstanding .
  • Retention risk: Employment terms include industry‑standard severance and a double‑trigger vesting on change‑of‑control, improving continuity during strategic transactions; however, AUUD’s going concern disclosures and zero revenue in recent quarters signal execution risk and potential organizational stress that could impact retention .
  • Governance and controls: Independent compensation committee oversees programs; company maintains clawback and insider trading policies, but as an emerging growth company, AUUD does not conduct advisory say‑on‑pay votes, limiting direct shareholder feedback mechanisms .

Overall, Shoebridge’s package is structured for retention via time‑vested options and standard severance, with limited explicit pay‑for‑performance metrics. Given AUUD’s current loss profile and financing dependence, equity-driven incentives could prove less effective without clear performance targets and value creation milestones .

Citations:
- Biography, age, officer since: **[1554818_0001683168-24-008393_auddia_def14a.htm:12]**
- 2023/2022 compensation and bonus policy: **[1554818_0001683168-24-008393_auddia_def14a.htm:51]**
- Outstanding options and vesting: **[1554818_0001683168-24-008393_auddia_def14a.htm:52]**
- Employment terms and severance: **[1554818_0001683168-21-004863_auddia_ex1002.htm:0]** **[1554818_0001683168-21-004863_auddia_ex1002.htm:2]** **[1554818_0001683168-21-004863_auddia_ex1002.htm:4]**
- Change-of-control acceleration: **[1554818_0001683168-24-008393_auddia_def14a.htm:53]**
- Non-compete/solicit, remedies, indemnification: **[1554818_0001683168-21-004863_auddia_ex1002.htm:5]** **[1554818_0001683168-21-004863_auddia_ex1002.htm:6]** **[1554818_0001683168-21-004863_auddia_ex1002.htm:7]**
- Insider trading policy, 10b5-1, clawback: **[1554818_0001683168-24-008393_auddia_def14a.htm:48]**
- Beneficial ownership (11/22/2024): **[1554818_0001683168-24-008393_auddia_def14a.htm:57]**
- Beneficial ownership (4/4/2025): **[1554818_0001683168-25-002315_auddia_def14a.htm:19]**
- Company performance, revenue/net loss, going concern, financing: **[1554818_0001683168-25-008031_auddia_i10q-093025.htm:4]** **[1554818_0001683168-25-008031_auddia_i10q-093025.htm:10]** **[1554818_0001683168-25-008031_auddia_i10q-093025.htm:32]** **[1554818_0001683168-25-008031_auddia_i10q-093025.htm:17]** **[1554818_0001683168-25-008031_auddia_i10q-093025.htm:16]**
- Say-on-pay exemption, governance: **[1554818_0001683168-24-008393_auddia_def14a.htm:2]** **[1554818_0001683168-24-008393_auddia_def14a.htm:45]**