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Jill Simeone

Director at Bakkt
Board

About Jill Simeone

Independent director since April 2022 (age 58 as of April 14, 2025). Former Chief Legal Officer/Corporate Secretary at Etsy (2017–2022), with prior GC/CCO and senior legal roles at American Express Global Business Travel, KCAP Financial, and CEMEX; began career as a prosecutor at the Manhattan DA’s Office. Education: AB cum laude (Harvard), JD (University of California Law SF) and Fulbright Scholarship in Mexico focused on international business and law; currently Associate Professor (clinical) at NYU Stern .

Past Roles

OrganizationRoleTenureCommittees/Impact
Etsy, Inc. (NASDAQ: ETSY)Chief Legal Officer & Corporate Secretary; previously General Counsel & Corporate Secretary2017–2022Executive leadership of legal, compliance, governance, public company reporting
American Express Global Business Travel (NYSE: AXP)VP, Senior Counsel & Assistant Secretary2016–2017Corporate legal, governance
KCAP Financial, Inc. (NASDAQ: KCAP)General Counsel & Chief Compliance Officer2013–2016Legal/compliance oversight at public BDC
CEMEX (NYSE: CX)U.S. General Counsel; then North America General Counsel1999–2011International M&A, regulated businesses
Start-up Investments AdvisoryVarious advisory roles2011–2013Strategic advising to early-stage companies
Manhattan District Attorney’s OfficeProsecutorLitigation; early career foundation

External Roles

OrganizationRoleTenureCommittees/Impact
Brooklyn Friends SchoolCo-Chair, Board of Trustees; Chair, Nominating & Governance CommitteeCurrentGovernance leadership; nomination oversight
NYU Stern School of BusinessAssociate Professor (clinical)CurrentAcademic leadership in business/law

Board Governance

  • Independence: Determined independent by the Board under NYSE standards; one of six independent directors on a nine-member Board .
  • Committees: Chair, Nominating & Corporate Governance; Member, Compensation (current composition: Colleen Brown, Chair; Jill Simeone, Member) .
  • Attendance: In 2024, each director attended at least 75% of Board and committee meetings; Board met 12 times .
  • Executive sessions: Non-employee directors meet in executive session at least twice annually; independent directors do the same if any non‑employee director is not independent .
  • Term/Classification: Class I director nominated in 2025 to serve until 2028 annual meeting if elected .
Body2024 Meetings
Board of Directors12
Audit & Risk Committee9
Compensation Committee7
Nominating & Corporate Governance Committee4

Fixed Compensation

  • Non-Employee Director Compensation Program:
    • Annual cash retainer: $50,000; Nominating Chair: $12,000; Compensation Committee member: $7,500; other committee fees per program .
    • Special committees: $798,000 total paid to members related to strategic review in 2024 (company-wide) .
ComponentAmount
Annual Director Cash Retainer$50,000
Nominating Chair Fee$12,000
Compensation Committee Member Fee$7,500
Audit Chair/Member Fees (for reference)$25,000 chair; $10,000 member
Special Committee Compensation (aggregate 2024)$798,000 (company-wide)
Jill Simeone – Director Compensation (FY 2024)Amount
Fees Paid or Earned in Cash ($)$62,500
Stock Awards ($)$200,000
Total ($)$262,500

Performance Compensation

  • Annual Equity Award: Automatic RSU grant valued at $200,000 at each annual meeting; vests at earlier of one-year anniversary or next annual meeting, subject to service .
  • Change in Control: Non-employee director equity awards accelerate vesting in full upon CoC if service continues through close .
Equity FeatureDetail
Annual RSU Grant Value$200,000 per year
VestingEarlier of one-year anniversary or next annual meeting
Change-in-Control TreatmentFull vesting acceleration for non-employee director awards

Other Directorships & Interlocks

  • Current public company boards: None disclosed for Jill Simeone .
  • Compensation Committee interlocks: 2024 members included Colleen Brown, Sean Collins, Jill Simeone, and Andrew Main; Main exited the committee when appointed CEO (Mar 26, 2024); Collins ceased service Apr 10, 2025; none were officers/employees during service on the committee .

Expertise & Qualifications

  • Domains: International M&A, strategic advising, legal/compliance, governance, fintech and regulated businesses, executive compensation, public reporting .
  • Academic: AB Harvard; JD UC Law SF; Fulbright (Mexico) .

Equity Ownership

HolderShares Beneficially Owned% of Class ANotes
Jill Simeone21,263<1%Each share one vote; total voting power table shows <1% for directors individually
Outstanding Director RSUs (as of Dec 31, 2024)UnitsVesting
Jill Simeone11,364RSUs vest in full on May 31, 2025
  • Hedging/Pledging: Company policy prohibits directors from hedging, pledging, short sales, and trading in publicly-traded options on company securities .

Insider Trades

DateFormTransactionUnits/Notes
2024-07-01Form 4RSU award disclosure; holdings reflect 1-for-25 reverse split effective April 29, 2024Company investor site Form 4; reverse split note
2025-06-20Form 4Filed for Jill Simeone; details per SEC archiveSEC EDGAR primary XML

Reference holdings context: Fintel shows director beneficial ownership of 21,263 shares and an RSU award of 11,364 units (informational only; confirm via company filings) .

Governance Assessment

  • Independence & Role: Independent director with governance leadership as Nominating Chair and member of Compensation Committee; Board confirms no material relationship with the company .
  • Engagement: Meets attendance thresholds (≥75% of Board/committee meetings); active oversight with Nominating (4 meetings), Compensation (7), Audit (9) in 2024 .
  • Pay Mix & Alignment: 2024 compensation weighted to equity ($200k RSUs vs $62.5k cash), consistent with program targeting ongoing ownership; RSUs vest on a short annual cycle; change-in-control full acceleration is standard for directors .
  • Ownership: Beneficially owns 21,263 shares (<1%) plus 11,364 RSUs outstanding (vesting May 31, 2025); company prohibits hedging/pledging, supporting alignment .
  • Conflicts/Related Party: Board’s independence review lists specific relationship considerations for other directors (Collins, Watson); none noted for Simeone; related party transactions require Audit Committee approval .
  • Special Committees: Company paid $798k to special committee members for 2024 strategic review; enhances oversight but investors may monitor incremental director cash compensation levels over time .

RED FLAGS

  • None disclosed specific to Jill Simeone regarding attendance shortfalls, related-party transactions, pledging/hedging, or say‑on‑pay concerns; change‑in‑control full acceleration of director RSUs is disclosed but typical in many director programs .