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Jeremy D. Franklin

Vice President and Assistant Secretary at Nuveen S&P 500 BuyWrite Income Fund
Executive

About Jeremy D. Franklin

Jeremy D. Franklin (born 1983) is Vice President and Assistant Secretary of Nuveen S&P 500 Buy-Write Income Fund (BXMX). He has served as an officer since 2024 and concurrently holds legal and secretary roles across Nuveen/TIAA entities, including Managing Director and Assistant Secretary at Nuveen Fund Advisors, LLC, and Vice President/Associate General Counsel and Assistant Secretary at Nuveen Asset Management, LLC, Teachers Advisors, LLC, and TIAA-CREF Investment Management, LLC . The Fund has no employees; officers serve without any compensation from the Fund, and officer compensation (e.g., for the CCO) is paid by the Adviser with only a partial reimbursement to the Adviser for an allocable portion of CCO incentive compensation . As of February 18, 2025, Fund filings indicate Section 16(a) compliance for Board Members and officers in the prior year .

Past Roles

OrganizationRoleYearsStrategic impact / scope
Nuveen Fund Advisors, LLCManaging Director and Assistant Secretary2024–PresentCorporate secretary and governance support across Nuveen funds .
Nuveen Asset Management, LLC; Teachers Advisors, LLC; TIAA-CREF Investment Management, LLCVice President, Associate General Counsel and Assistant Secretary2024–PresentLegal counsel and assistant secretary responsibilities across TIAA/Nuveen registered products .
Teachers Insurance and Annuity Association of America; TIAA-CREF Funds; TIAA-CREF Life Funds; TIAA Separate Account VA‑1; College Retirement Equities FundVice President/Associate General Counsel and Assistant Secretary2024–PresentLegal and secretary roles across insurance and fund complexes .
TIAA (various roles)Legal roles (not itemized)Prior to 2024 (dates not disclosed)Prior legal positions at TIAA before current appointments .

External Roles

  • No external directorships or committee roles for Jeremy D. Franklin are disclosed in the Fund’s proxy/officer listings reviewed .

Fixed Compensation

ComponentDetail
Compensation paid by BXMXOfficers of the Funds “serve without any compensation from the Funds.” The CCO’s compensation is paid by the Adviser; Funds only reimburse an allocable portion of the Adviser’s CCO incentive compensation .
Base salary, cash bonus (Fund-level)Not paid by the Fund; not disclosed in the Fund proxy (officer compensation is at the Adviser level) .

Performance Compensation

Incentive typeMetrics/weightingTargetActualPayoutVesting
Equity or cash incentives from BXMXNot applicable; Fund officers are not compensated by the Fund. No Fund-level performance metrics or vesting tied to officer pay are disclosed for Jeremy D. Franklin .

Equity Ownership & Alignment

ItemAmount / StatusDate/Notes
BXMX Common Shares outstanding104,165,285As of February 18, 2025 .
Beneficial ownership by Board Members and officers as a group (BXMX)6,690 sharesReported group holdings for BXMX; individual officer holdings (including Jeremy D. Franklin) are not itemized .
Group ownership as % of BXMX shares~0.006% (6,690 / 104,165,285)Computed from reported figures; filings state group holdings are less than 1% of outstanding shares for each fund .
Share pledging/hedgingNot disclosed for officers in the proxy materials reviewed .
Stock ownership guidelinesA governance principle applies to Board Members (trustees): they are expected to invest at least one year of compensation in the fund complex; this guideline pertains to Board Members, not officers .

Employment Terms

TermDetail
Office/TitleVice President and Assistant Secretary .
Start in current roleSince 2024 .
Term of officeIndefinite; officers are elected annually by the Board to serve until successors are elected and qualified .
Employment agreementNot described in DEF 14A for officers .
Severance / Change-of-controlNot described in DEF 14A for officers .
Non-compete / Non-solicit / ClawbackNot described in DEF 14A for officers .
Section 16(a) complianceFund believes Board Members and officers complied with applicable Section 16(a) requirements in the last fiscal year .

Investment Implications

  • Pay-for-performance linkage at the BXMX fund level is minimal for officers: the Fund pays no officer compensation; any salary, bonus, or equity incentives are at the Adviser (Nuveen/TIAA) and not disclosed in Fund proxies, limiting visibility on performance metrics, vesting, or severance economics .
  • Insider selling pressure from vesting is unlikely at the Fund level (no Fund equity awards to officers), and group beneficial ownership in BXMX is de minimis (~0.006%), reducing alignment-driven trading signals tied to officer holdings; individual officer holdings are not itemized in Fund filings .
  • Governance/retention risk appears low for this role: the office is annual/indefinite and administrative in nature, with no disclosed change-of-control or severance triggers at the Fund; compensation, retention levers, and any clawbacks reside with the Adviser and are not observable in BXMX filings .
  • Compliance posture: Filings indicate Section 16(a) compliance by Board Members and officers, a positive governance indicator with no red flags noted for Jeremy D. Franklin in Fund materials reviewed .