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Marie Johns

Lead Independent Director at BROADWAY FINANCIAL CORP \DE\
Board

About Marie C. Johns

Marie C. Johns (age 73) is Lead Independent Director of Broadway Financial Corporation and City First Bank, N.A., serving on the BYFC board since 2014 (including service at predecessor CFBanc) and appointed Lead Independent Director in 2021. She is former President of Verizon Washington and served as Deputy Administrator of the U.S. Small Business Administration; she founded and is CEO of PPC‑Leftwich LLC (formerly L&L Consulting). Johns holds a B.S. and an M.P.A. from Indiana University’s O’Neill School of Public and Environmental Affairs and is a Trustee of Howard University (chairs Student Life; vice chair Governance) .

Past Roles

OrganizationRoleTenureCommittees/Impact
Verizon WashingtonPresidentNot disclosedSenior operational leadership (telecom)
U.S. Small Business AdministrationDeputy Administrator2011 impact citedLed record $30B lending to 60,000+ small businesses in 2011
PPC‑Leftwich LLC (formerly L&L Consulting)Founder & CEONot disclosedBusiness development, organizational effectiveness, public policy advisory
CFBancDirector; Chair of the BoardDirector since 2014; Chair since 2018Governance leadership prior to BYFC merger

External Roles

OrganizationRoleTenureCommittees/Impact
Howard UniversityTrusteeNot disclosedChairs Student Life; Vice Chair Governance
Federal City CouncilDirector/MemberNot disclosedCivic/economic development
Economic Club of Washington, D.C.Director/MemberNot disclosedBusiness leadership network
Washington, D.C. Chamber of CommerceDirector/MemberNot disclosedRegional business advocacy
WLR FoodsDirector (prior)Not disclosedPublic company board experience
Kaiser Permanente Mid‑AtlanticDirector (prior)Not disclosedHealthcare governance
Hager SharpDirector (prior)Not disclosedCommunications/marketing firm governance
Document Systems Inc.Director (prior)Not disclosedDocument imaging/storage governance
Harvest Bank of MarylandDirector (prior)Not disclosedBanking governance
Indiana University O’Neill SchoolDean’s Council memberNot disclosedAcademic advisory
Tobias Center for Leadership ExcellenceFormer Board memberNot disclosedLeadership development

Board Governance

  • Independence: The Board determined all non‑employee directors, including Ms. Johns, are independent under Nasdaq and SEC rules .
  • Board leadership: BYFC combines Chair/CEO roles; Ms. Johns serves as Lead Independent Director, chairs executive sessions of independent directors, coordinates agendas with Chair/Vice Chair, and acts as liaison with management .
  • Committees (Company level, 2024 activity):
    • Audit Committee: Member; 10 meetings in 2024
    • Compensation & Benefits Committee: Not listed as member (Company level)
    • Corporate Governance Committee (Nominating): Chair; 6 meetings in 2024
  • Committees (Bank level, 2024 activity):
    • Audit Committee: Member; 10 meetings in 2024
    • Risk & Compliance Committee: Member; 7 meetings in 2024
    • Corporate Governance Committee: Chair; 6 meetings in 2024
  • Attendance: Boards of the Bank and Company each held 12 regular meetings in 2024; all incumbent directors attended at least 83% of Board and committee meetings on which they served .

Fixed Compensation

Metric202220232024
Cash Fees (Lead Independent + committee retainer)$62,000 $62,000 $62,000
Stock Awards (Unrestricted common, grant date value)$12,000 $12,000 $12,000
Total Director Compensation$74,000 $74,000 $74,000
Policy details (effective Jan 1, 2022)Quarterly Board retainer $12,500; Lead Independent quarterly $14,000; Committee Chair quarterly $1,500; annual stock $12,000 Same as 2022 Same as 2022
  • Notes:
    • Members do not receive separate compensation for service on the Bank’s board .
    • 2024 director stock award value per director determined by $12,000 divided by $4.84 (closing price on May 24, 2024) .

Performance Compensation

Component202220232024
Director Stock Award (unrestricted; grant value)$12,000; shares determined at $1.78 closing price on Feb 16, 2022 $12,000; shares determined at $10.40 closing price on Feb 21, 2023 $12,000; shares determined at $4.84 closing price on May 24, 2024
Options/RSUs for directorsNone outstanding at Dec 31 of each period None outstanding None outstanding
Performance metrics tied to director payNot disclosed (BYFC director pay is retainer + unrestricted stock)

Other Directorships & Interlocks

Company/EntityTypeRelationship to BYFCInterlock/Conflict Notes
City First Enterprises (CFE)Parent of smaller reporting company; 14.05% of BYFC Voting CommonMs. Johns is not listed as a CFE director; CFE board includes Argrett, Longbrake, McGrady, Donovan No direct interlock disclosed for Ms. Johns
WLR Foods, Kaiser Permanente (Mid‑Atlantic), Hager Sharp, Document Systems Inc., Harvest Bank of MarylandPrior boardsNoneHistorical service; no current BYFC transaction ties disclosed

Expertise & Qualifications

  • Governance and regulatory expertise; experience in Washington, D.C. market; executive management in public and corporate sectors .
  • Recognition and service: Greater Washington Business Hall of Fame; Leaders of the Year; 100+ community service awards .

Equity Ownership

HolderShares (Voting Class A)% of Voting CommonOutstanding Director Equity Awards
Marie C. Johns7,548<1%None outstanding as of Dec 31, 2024
  • Anti‑hedging: Directors and employees are prohibited from engaging in hedging transactions in Company securities .

Say‑on‑Pay & Shareholder Feedback (2025 Annual Meeting)

ProposalForAgainstAbstainBroker Non‑Votes
Advisory vote to approve executive compensation2,659,060162,835196,789353,706
  • All three director nominees were elected; the governance amendment to remove certificate “cause” definition for director removal passed; auditor ratification passed .

Governance Assessment

  • Strengths: Independent status; Lead Independent Director role; chairs Nominating/Governance; active Audit and Risk oversight; documented board and committee activity; acceptable attendance (≥83%); anti‑hedging policy; no related‑party loans outstanding as of year‑end 2024 .
  • Alignment: Ownership of 7,548 shares and annual unrestricted stock awards provide some alignment, though director pay is majority cash with modest equity component; no director options/RSUs outstanding reduces complexity and repricing risk .
  • Potential conflicts: No disclosed related‑party transactions involving Ms. Johns; City First Enterprises board overlaps exist for other BYFC directors but not for Ms. Johns .
  • RED FLAGS: None disclosed specific to Ms. Johns. Broader board considerations include combined Chair/CEO structure (mitigated by Lead Independent Director responsibilities) and multiple committee memberships requiring sustained engagement .