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Warren Hosseinion

Non-Executive Chairman at Cardio Diagnostics Holdings
Board

About Warren Hosseinion

Non-Executive Chairman of Cardio Diagnostics Holdings, Inc. (CDIO) since October 2022; previously Non-Executive Chair of Legacy Cardio (May 2022) and CDIO director since legacy board service beginning November 2020. Age 53; MD, MS, BS with internal medicine residency at LAC-USC; physician-operator with prior public company CEO experience (Astrana Health/Apollo Medical) and current roles at Nutex Health and Voyager Acquisition Corp. Independence: not classified as independent; serves as non-executive chair and paid consultant to CDIO. Attendance: met 75%+ threshold in 2024; independent directors hold executive sessions.

Past Roles

OrganizationRoleTenureCommittees/Impact
Astrana Health, Inc. (Nasdaq: ASTH; formerly Apollo Medical Holdings, Inc. AMEH)CEOJul 2008–Dec 2017Led public company operations; physician-group culture understanding highlighted in CDIO nomination rationale
Astrana Health, Inc.Co-CEO, DirectorDec 2017–Mar 2019 (Co-CEO); Director Jul 2008–Mar 2019Public markets knowledge
Legacy Cardio (pre-CDIO)Director; Non-Executive ChairmanNov 2020 (director); May 2022 (NE Chair)Consulting agreement initiated Mar 2021 for merger-related services
Cardio Diagnostics Holdings, Inc.Non-Executive Chairman & consultantOct 2022–presentLeads agenda setting, CEO evaluation, succession planning; not on standing committees

External Roles

OrganizationRoleTenureNotes
Nutex Health, Inc. (Nasdaq: NUTX)President & DirectorSince Apr 2022Current role; CDIO CFO concurrently serves as Chief Legal Officer (SEC) at NUTX—interlock
Voyager Acquisition Corp. (Nasdaq: VACH)Chairman of the BoardSince [date not specified]SPAC chair; date not disclosed in proxy
Altitude Capital Group LLC10% minority ownerOngoingPlacement agent for CDIO Private Placement; potential conflict disclosed; independent board review; no compensation to Hosseinion from the placement

Board Governance

  • Role: Non-Executive Chairman; sets board and committee agendas, facilitates board-management communications, leads CEO evaluation and succession planning; no lead independent director.
  • Independence: Board determined independent directors are Betts, Burton, Fung, Intrater; Hosseinion is not listed as independent.
  • Committees: Not a member of Audit, Compensation, or Nominating & Corporate Governance (current composition: Audit—Burton (Chair), Betts, Intrater; Compensation—Intrater (Chair), Burton, Fung; Nominating—Betts (Chair), Fung, Intrater).
  • Attendance: Each director attended ≥75% of board and committee meetings in 2024; independent directors meet in executive session.

Fixed Compensation

Component20232024Notes
Annual consulting/chair fee (cash)$300,000 $300,000 Under 5-year Non-Executive Chairman and Consulting Agreement payable $25,000/month; renewable for one-year terms post-expiration.
Severance (if terminated other than for Cause; incl. death/disability, liquidation)2× annual consulting compensation, lump sum within 60 days; plus reimbursable expenses due. 2× annual consulting compensation, lump sum within 60 days; plus reimbursable expenses due.
Tax gross-upsNone disclosed for NEOs/directors. None disclosed for NEOs/directors.

Performance Compensation

Metric/Instrument20232024Vesting/Terms
Option awards (grant-date fair value)$155,291 $75,349 Company states NEO equity awards generally vest immediately; exercise price at grant-date Nasdaq close.
Annual bonus programNo bonus program; discretionary annual bonus eligibility in agreements, none awarded. No bonus program; discretionary annual bonus eligibility in agreements, none awarded.

Performance metric disclosure: The proxy references “performance awards” for options but does not disclose specific performance metrics (e.g., revenue, EBITDA, TSR). Equity awards for NEOs generally vest immediately; no quantified performance targets provided.

Outstanding Options (as of Dec 31, 2024; adjusted for 1-for-30 reverse split)

GrantStatusSharesExercise PriceExpiration
Jan 23, 2024Exercisable1,191 $63.30 Jan 23, 2034
Jun 23, 2023Exercisable4,125 $37.80 Jun 23, 2033
May 6, 2022Exercisable11,424 $117.00 May 6, 2032

Other Directorships & Interlocks

CompanyExchange/TickerRoleInterlock/Conflict Note
Nutex Health, Inc.Nasdaq: NUTXPresident & Director CDIO CFO (Elisa Luqman) is Chief Legal Officer (SEC) at NUTX—information flow/interlock across CDIO and NUTX.
Voyager Acquisition Corp.Nasdaq: VACHChairman Date not disclosed in proxy.
Astrana Health, Inc.Nasdaq: ASTHFormer CEO/Co-CEO/Director Historical role; public markets experience cited in CDIO nomination.
Altitude Capital Group LLCPrivate10% owner Placement agent for CDIO Private Placement; potential conflict; independent board oversight; no compensation to Hosseinion on the offering.

Expertise & Qualifications

  • Education: BS Biology (University of San Francisco), MS Physiology & Biophysics (Georgetown University Graduate School), MD (Georgetown University School of Medicine), Internal Medicine residency (LAC-USC Medical Center).
  • Background: Physician with deep experience in physician culture, healthcare services operations, and public markets; co-founded Astrana Health.
  • Board qualifications: Healthcare market knowledge and public company leadership highlighted in CDIO nomination rationale.

Equity Ownership

HolderCommon SharesOptions (Exercisable)Total Beneficial Ownership% of Outstanding Shares
Warren Hosseinion3,869 (derived: 20,609 total less 16,740 options) 16,740 20,609 1.2%
  • Hedging/pledging: Company prohibits hedging and pledging of company securities; short sales and margin accounts are prohibited.
  • Clawback: Compensation recovery policy adopted Oct 2, 2023 for “excess compensation” tied to restatements with misconduct/fraud; applies to incentive-based compensation granted after adoption (policy references executive officers named in Summary Comp Table).
  • Section 16(a) reporting: Hosseinion filed one late Form 4 in 2024; company notes several late Section 16 filings across insiders.

Governance Assessment

  • Independence and role design: Hosseinion is not classified as independent and is a paid consultant with $300,000 annual fee while serving as Non-Executive Chairman—this dual role can concentrate influence and may weaken independent oversight; mitigating factor: independent directors populate all standing committees and meet in executive session.
  • Compensation alignment: Cash-heavy chair/consulting fee with immediate-vesting options and a 2× cash severance if terminated without cause; absence of disclosed performance metrics for equity awards reduces pay-for-performance transparency.
  • Interlocks/conflicts: Active roles at Nutex Health (NUTX) alongside CDIO’s CFO’s senior role at NUTX represent an interlock; 10% ownership in Altitude Capital (CDIO placement agent) creates a related-party conflict potential—company reports independent board review and no personal compensation from the placement. RED FLAG (mitigated by governance controls).
  • Attendance and process: Met ≥75% attendance; chairs agenda and succession planning; no lead independent director designated.
  • Risk controls: Prohibitions on hedging/pledging and a clawback policy support investor alignment; CDIO is an Emerging Growth Company with reduced compensation disclosures and exemptions from say-on-pay requirements.