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Brett Monia

Director at COGNITION THERAPEUTICS
Board

About Brett P. Monia, Ph.D.

Independent director of Cognition Therapeutics (CGTX); age 63; board service since October 2020. Founder and CEO of Ionis Pharmaceuticals; prior COO/SVP roles at Ionis; holds a B.S. in Biology/Chemistry from Stockton State College and a Ph.D. in Pharmacology from the University of Pennsylvania. Committee memberships at CGTX: Audit and Compensation; independence affirmed by the Board. Attendance: all meetings of committees served in 2024; at least 75% of Board meetings; attended the 2024 annual meeting.

Past Roles

OrganizationRoleTenureCommittees/Impact
Ionis Pharmaceuticals, Inc.Founder; CEOFounded 1989; CEO since Jan 2020; COO/SVP since 2018Extensive management and industry experience cited as qualifications
Ionis Pharmaceuticals, Inc.DirectorSince Mar 2019Public company board experience

External Roles

OrganizationRoleTenureCommittees/Impact
Ionis Pharmaceuticals, Inc. (NASDAQ: IONS)CEO; DirectorCEO since Jan 2020; Director since Mar 2019Current public company leadership; potential time-commitment consideration
Dynacure LTDDirectorSince 2016Clinical-stage drug development oversight

Board Governance

  • Independence: Board determined Dr. Monia is independent under Nasdaq rules; Ms. Ricciardi is the only non-independent director.
  • Committee memberships: Audit Committee (member); Compensation Committee (member). Audit chaired by Ellen B. Richstone; Compensation chaired by Aaron Fletcher.
  • Responsibilities: Audit Committee oversight includes financial reporting, auditor independence, internal controls, risk (including cybersecurity), and review/approval/monitoring of related party transactions. Compensation Committee oversees executive and director compensation, equity plans, stock ownership guidelines, and the Compensation Recovery (clawback) policy; retains Arnosti Consulting as independent compensation consultant (no conflicts).
  • Attendance: 2024 meeting counts—Board 11; Compensation 3; Audit 4; Nominating & Corporate Governance (NCGC) 3. Each director attended all committee meetings on which they served and at least 75% of Board meetings; all directors attended the 2024 annual meeting.

Fixed Compensation

Element2024 Amount (USD)Notes
Cash fees$53,750 Includes committee retainers per policy
Stock awards (RSUs fair value)$16,575 Aggregate grant-date fair value (ASC 718)
Option awards (fair value)$13,064 Aggregate grant-date fair value (ASC 718)
Total$83,389 2024 director compensation total

Director compensation policy (amended Feb 14, 2024):

  • Annual cash retainer: $40,000; Committee chair retainers—Audit $15,000; Compensation $10,000; NCGC $8,000; Committee member retainers—Audit $7,500; Compensation $7,500; NCGC $4,000. Paid quarterly; option to take retainer in fully vested shares.
  • Annual equity: Option to purchase 8,500 shares and 8,500 RSUs; initial onboarding grants 11,500 options + 11,500 RSUs.

Performance Compensation

Director equity grants and vesting (time-based, no performance metrics disclosed):

Grant DateAward TypeShares/UnitsVesting TermsFair Value (USD)
June 7, 2024Stock options8,500 Vest/exercisable upon first to occur: June 7, 2025 or 2025 annual meeting date $13,064 (2024 total options fair value)
June 7, 2024RSUs8,500 Vest upon first to occur: June 7, 2025 or 2025 annual meeting date $16,575 (2024 total RSUs fair value)

Policy signals:

  • Clawback: Compensation Committee administers Compensation Recovery Policy (scope not detailed in proxy).
  • Insider trading: Prohibits hedging, short sales, margin accounts, and pledging; Rule 10b5-1 plans permitted; policy filed as Exhibit to 2024 10-K.

Other Directorships & Interlocks

CompanyRolePublic/PrivatePotential Interlock/Conflict
Ionis Pharmaceuticals, Inc.CEO; DirectorPublic (NASDAQ: IONS)External CEO role; no CGTX related-party transactions disclosed with Ionis; Audit Committee monitors related party transactions.
Dynacure LTDDirectorPrivateNo CGTX related-party transactions disclosed.

Compensation Committee interlocks: None involving CGTX executive officers in FY2024.

Expertise & Qualifications

  • Extensive biotech management experience; deep industry understanding; qualifications explicitly cited by CGTX Board.
  • Education: B.S. Biology/Chemistry (Stockton State College); Ph.D. Pharmacology (University of Pennsylvania).

Equity Ownership

CategoryDetail
Beneficial ownership79,072 shares as of April 21, 2025
Options outstanding64,572 shares (outstanding options) as of Dec 31, 2024
Unvested RSUs8,500 RSUs (each non-employee director) as of Dec 31, 2024
Shares outstanding (reference)61,974,755 shares as of April 21, 2025
Section 16(a) complianceNo late filings disclosed for Dr. Monia; late Forms 4 attributed to CEO and CMO due to admin oversight, subsequently filed.
Hedging/pledgingCompany policy prohibits hedging and pledging by directors.

Governance Assessment

  • Strengths: Independent director; serves on Audit and Compensation—key oversight committees; perfect committee attendance in 2024; robust insider trading policy banning hedging/pledging; Compensation Committee utilizes independent consultant (Arnosti) with no conflicts; Audit Committee explicitly oversees related party transactions and risk controls. These factors support board effectiveness and investor confidence.
  • Alignment: Director pay mix includes modest cash and time-based equity grants; meaningful personal stake via 79,072 shares and options outstanding; RSUs time-based, aligning with continued service.
  • Potential risks/considerations: External CEO role at Ionis may elevate time-commitment risk; mitigated by CGTX governance guidelines on outside commitments and annual independence reviews; no related-party transactions disclosed involving Dr. Monia.
  • Red flags: None disclosed specific to Dr. Monia—no Section 16(a) issues; no related-party transactions; no compensation interlocks; anti-hedging/pledging policies in place.

Overall signal: An experienced, independent biotech operator with solid committee participation and strong compliance posture; absence of conflicts and full committee attendance are positives for governance quality.