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Michael King

Director at Charlie's Holdings
Board

About Michael King

Michael D. King (Age 57) is an independent director of Charlie’s Holdings, Inc. (CHUC), serving since June 13, 2023, originally appointed pursuant to a nomination and standstill agreement . He is the Founder and CEO of OEM Solutions, a private company focused on sourcing and manufacturing in Asia; earlier, he held roles at Allied Enterprises (sales) and Ford Motor Company (finance). He holds an MBA from the State University of New York at Buffalo . The Board has determined he is independent under Nasdaq/NYSE standards, and each director attended at least 75% of Board/committee meetings in 2024 .

Past Roles

OrganizationRoleTenureCommittees/Impact
OEM Solutions (private)Founder & CEO~22 years (sole occupation for past 22 years as of proxy)Built Asia supply network; experience in sourcing, cost reduction, quality improvement
Allied Enterprises (Pittsburgh)Sales Representative1998–2001Commercial experience
Ford Motor CompanyFinance Analyst/Supervisor1991–1998Financial analysis and supervision

External Roles

OrganizationRoleStatusNotes
OEM Solutions (private)Chief Executive OfficerCurrentPrivate company; not a public company directorship

Board Governance

  • Independence: The Board has five members; four (including King) are independent under Nasdaq/NYSE rules .
  • Committee structure: Only a standing Audit Committee; Compensation and Nominating/Governance duties handled by the full Board (no separate committees) .
  • Audit Committee composition: Scot Cohen (Chair) and Jeff Fox; all members financially literate; Cohen qualifies as an audit committee financial expert .
  • Board leadership: No Chair; the Board regularly holds meetings solely of independent directors .
  • Meetings and attendance: Board met 5 times in 2024; each director attended at least 75% of applicable meetings .
  • Audit Committee activity: Met 4 times in 2024 .

Implication: King is not listed on the Audit Committee and, with no separate Compensation/Nominating committees, exercises those duties as part of the full Board .

Fixed Compensation

YearCash Retainer/FeesPolicy Notes
2023$0Director cash compensation suspended beginning June 2023; plan provides $60,000 annual retainer payable monthly, plus expense reimbursement .
2024$50,000Director cash compensation suspended beginning November 2024; standard plan remains $60,000 annual retainer .

Performance Compensation

YearInstrumentGrant Date Fair ValueVesting Terms
2023Restricted Stock$20,000Not individually specified for King; directors serving the full year received 600,000 restricted shares vesting in two equal annual installments (general director policy) .
2024$0No stock awards disclosed for directors in 2024 .

No performance metrics (TSR, EBITDA, etc.) are disclosed for director equity awards; awards are time-based restricted stock for directors serving the full year (King joined mid-2023) .

Other Directorships & Interlocks

CompanyRoleCommittee RolesNotes
None disclosedNo other public company directorships for King are disclosed in 2024 or 2025 proxies .

Expertise & Qualifications

  • Asia supply chain and manufacturing: Sourcing, purchasing, and shipping products in China and other Asian countries; cost-of-goods reduction and quality improvement .
  • Growth operations: Experience operating a high-growth company (OEM Solutions) .
  • Finance background: Early-career finance roles at Ford Motor Company .
  • Independence and engagement: Independent status; met ≥75% attendance expectation in 2024 .

Equity Ownership

Metric20242025
Beneficially Owned Shares4,800,001 6,250,001
Ownership % of Class2.1% 2.4%

Context: 2025 beneficial ownership calculations were based on 259,946,903 common shares and 122,368 preferred A (convertible into 27,614,895 common) outstanding as of June 11, 2025 .

Potential Conflicts & Related-Party Exposure

Date/PeriodTransactionPartiesTermsStatus/Notes
July 17–Aug 1, 2023Unsecured promissory notes issued by CHUCSeveral executives/employees and three largest stockholders including Michael King (director/stockholder)Aggregate principal $1,400,000; 21% interest; maturities Nov–Dec 2023$1,070,000 (incl. $70,000 interest) repaid in 2023; as of Dec 31, 2024, $400,000 remained outstanding with Ryan Stump and Henry Sicignano III; no ongoing balance for King disclosed .

RED FLAG: Related-party lending at a 21% rate involving a sitting director and significant stockholder (King) raises conflict-of-interest concerns; oversight rests with the Audit Committee/full Board per policy .

Risk Indicators & Red Flags

  • Related-party notes: King participated as a lender at 21% interest in 2023 related-party financing (aggregate $1.4M) .
  • Late Section 16 filing: A late Form 3 for Michael King was filed on June 26, 2023 (compliance lapse acknowledged in the proxy) .
  • Committee structure: No separate Compensation or Nominating/Governance committees; full Board handles these functions, which may reduce specialized oversight .
  • Compensation volatility: Director cash fees suspended in June 2023 and again in November 2024, creating variability in compensation mix year-over-year .

Governance Assessment

  • Strengths: Independent director with deep Asia sourcing/operations experience; meaningful equity ownership (6.25M shares, 2.4%) aligning incentives; met attendance thresholds; independent-only sessions held by the Board .
  • Watch items: Participation in 2023 related-party lending at 21% interest; late Form 3; absence of dedicated Compensation and Nominating/Governance committees (full Board oversight) .
  • Committee engagement: King is not on the Audit Committee; Audit responsibilities concentrated with Cohen (financial expert) and Fox; the full Board covers compensation and nominations .

No bankruptcy events, criminal proceedings, or material judgments/injunctions for directors or nominees over the past 10 years were disclosed in the proxy .