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Robert Breakstone

Director at CION Investment
Board

About Robert A. Breakstone

Independent director of CĪON Investment Corporation since 2012 (Class II, term runs through the 2026 annual meeting). Age 87. President & CEO of Landmark International Group, Inc. since 1995; prior operating and finance leadership at GTECH, Health-tex, Chesebrough-Pond’s, Chase Manhattan Bank, and Systems Audits, Inc. BS in Mathematics and MBA from City College of New York . Beneficially owns 15,781.60 shares (held via an IRA; includes 3,886.60 shares acquired under the DRIP), dollar range $100,001–$500,000 as of the $9.67 share price on May 30, 2025 .

Past Roles

OrganizationRoleTenureCommittees/Impact
Landmark International Group, Inc.President & CEO1995–presentIndependent consulting in business development, finance, IT, and marketing
GTECH CorporationEVP & COO1988–1995Took firm private (LBO) and later public via IPO
Health-tex, Inc.President & CEO1985–1988Led management buyout from Chesebrough-Pond’s
Chesebrough-Pond’s Inc.Group Vice President; Executive Committee & Board member1974–1985Senior operating leadership and corporate governance roles
Chase Manhattan Bank N.A.Group Executive1970–1974Managed major corporate, domestic and international banking divisions
Systems Audits, Inc.Vice President & CFO1967–1970IT services to financial industry
OSF, Inc. (Canada; public)Director (Independent Special Committee)1996–1998Responsible for sale to a U.S.-based financial entity
By Design International Ltd. (private)DirectorDesigner/marketer of women’s apparel
Hoffinger Industries, Inc.Advisory Board MemberAbove-ground pool/filtration industry
Mercy College Graduate School of BusinessAdjunct Professor1999–2006
New York UniversityAdjunct Professor1963–1967
Pace UniversityAdjunct Assistant Professor1967–1969

External Roles

OrganizationRoleStatusNotes
Landmark International Group, Inc.President & CEOCurrentIndependent consulting firm; founded 1995

Board Governance

  • Independence: Affirmatively determined independent under the 1940 Act and NYSE standards .
  • Committees:
    • Audit Committee member; chair is Aron I. Schwartz; audit committee met 4 times in 2024 .
    • Nominating & Corporate Governance Committee chair; committee met 4 times in 2024 .
    • Compensation Committee member; committee held no formal meetings in 2024 .
  • Board structure and attendance: Board met 5 times and took action by unanimous written consent 8 times in FY 2024; each director attended >95% of all board meetings .
  • Executive sessions: No designated Lead Independent Director; independent directors Robert A. Breakstone and Aron I. Schwartz preside over executive sessions on a rotational basis .

Fixed Compensation

ComponentAmount/TermsPeriodNotes
Annual cash retainer$100,0002024Independent directors only; paid quarterly in arrears
Meeting fees$1,000 per meeting2024Board and committee attendance (in-person or telephonic)
Committee chair fee$25,000 per committee2024He chairs Nominating & Corporate Governance
Aggregate compensation (Breakstone)$131,165FY 2024Includes chair fee; reimbursed expenses included; no equity awards
Pensions/retirementNoneFY 2024No profit-sharing; no pension/retirement benefits

Performance Compensation

ItemStatusNotes
Stock awards (RSUs/PSUs)NoneNo portion of director fees awarded in stock or options for FY 2024
Option awardsNoneNo options granted to directors in FY 2024
Performance metrics tied to payNot applicableDirector pay not performance-conditioned

Other Directorships & Interlocks

CategoryCompanyRoleTenure/Status
Current public company boardsNone disclosed in past five years
Prior public company boardsOSF, Inc. (Canada)Director (Independent Special Committee)1996–1998
Private/Non-profit boardsBy Design International Ltd.; Hoffinger Industries, Inc.Director/Advisory BoardNot specified

Expertise & Qualifications

  • Operating CEO/C-suite breadth across public and private companies; transaction execution including LBO/IPO cycles at GTECH; broad corporate finance and banking experience .
  • Academic background in mathematics and business; BS Mathematics and MBA (City College of New York) .

Equity Ownership

MeasureValueNotes
Shares beneficially owned15,781.60Held via IRA; includes 3,886.60 DRIP shares
Dollar range$100,001–$500,000Based on $9.67 share price (May 30, 2025)
Shares outstanding (record date)52,591,682As of May 30, 2025
Ownership % of outstanding~0.03%Calculated: 15,781.60 / 52,591,682
Vested vs. unvestedNot applicableNo director equity grants disclosed
Pledged sharesNot disclosedNo pledging disclosure in proxy
Hedging policyProhibited without prior approvalCompany policy restricts hedging/monetization by directors

Governance Assessment

  • Positives:
    • Long-tenured independent director with deep operating and finance experience; chairs Nominating & Corporate Governance, signaling governance leadership .
    • Strong attendance (>95%) and active committee participation; audit committee met 4 times and nominating committee met 4 times in 2024 .
    • Personal share ownership (via IRA and DRIP) provides some alignment; dollar range $100,001–$500,000 .
  • Potential RED FLAGS / watch items:
    • No Lead Independent Director; executive sessions presided on rotation by Breakstone and Schwartz, which may diffuse accountability in board leadership .
    • Compensation Committee held no formal meetings in 2024; executives are not paid directly by the Company, with compensation governed via the advisory agreement—oversight relies on annual independent director renewals of CIM’s fees rather than direct pay-for-performance structures at the Company .
    • Director compensation is entirely cash-based (no equity grants/options in 2024), reducing direct equity-linked incentives for directors as a group; alignment depends on personal holdings rather than compensation design .
  • Related-party oversight:
    • Audit committee (of which Breakstone is a member) reviews related person transactions and valuations; independent directors (including Breakstone) approve and renew the advisory fee arrangements with CIM and oversee co-investment policies to manage conflicts .