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Bruce Fleming

Executive Vice President — Montana Renewables & Corporate Development at Calumet, Inc. /DE
Executive

About Bruce Fleming

Bruce A. Fleming (age 68) is Executive Vice President — Montana Renewables & Corporate Development, serving in this role since February 2021, after previously leading Strategy & Growth since March 2016; prior roles include VP of M&A at Tesoro, Managing Director at Orient Refining Ltd., and senior operations/business development/planning roles at Amoco, culminating as VP of China business development. He holds a BS in Chemical Engineering (University of Delaware) and a PhD in Chemical Engineering (Princeton University), and is a member of the Board of M&A Standards . Company performance during his tenure includes FY2024 revenue of approximately $4.2 billion, a ~23% stock price increase in 2024, and ~67% total 3‑year cumulative TSR; FY2024 Adjusted EBITDA was $194.8 million and net loss was $222.0 million .

Past Roles

OrganizationRoleYearsStrategic Impact
CalumetEVP — Strategy & GrowthMar 2016–Feb 2021Corporate strategy and growth initiatives
Tesoro Corporation/Tesoro Companies Inc.VP of M&A, Officer2004–2016Mergers & acquisitions leadership
Orient Refining Ltd. (Hong Kong)Managing Director1997–2004Regional refining management
Amoco Oil/Amoco CorporationSenior ops, BD, planning; VP China BD1981–1996Operations and business development; led China business development

External Roles

OrganizationRoleYears
Board of M&A StandardsMemberNot disclosed

Fixed Compensation

MetricFY 2022FY 2023FY 2024
Base Salary ($)447,022 464,255 478,812
Target Bonus % of Salary (min/target/stretch)Not disclosed75% / 150% / 225% (unchanged from 2024) 75% / 150% / 225%
Actual Bonus Paid ($)359,109
All Other Compensation ($)25,652 19,715 140,242

Notes: 2024 “All Other Compensation” includes, among other items, Deferred Compensation Plan matching contributions of $119,703 .

Performance Compensation

2024 Short‑Term Cash Incentive Plan

MetricWeightingTargetActualPayoutVesting
Adjusted EBITDA (Company)Primary funding metric (no fixed % disclosed) Min $230.0mm; Target $345.0mm; Stretch $460.0mm $194.8mm Below minimum; Committee exercised discretion to pay bonus ($359,109 to Fleming) n/a
Business Unit & Individual ObjectivesNo specific weights; qualitative + objective criteria Role‑specific goals Not quantifiedConsidered in discretionary payout n/a

2024 Long‑Term Incentive (LTI) Opportunity

ElementMinimum ($)Target ($)Stretch ($)Outcome
2024 Equity Incentive (performance‑based RSUs)144,525 289,050 433,575 No awards earned for FY2024 performance

2025 Long‑Term Equity Mix and Metrics

Equity VehicleWeightingMetricWeightPerformance PeriodPayout OpportunityVesting
PSUs50% Relative TSR vs S&P SmallCap 60033% 1/1/25–12/31/27 0%–150% of target; capped at 100% if TSR negative Earned PSUs vest through 12/31/2027 for 1‑yr metrics
PSUs50% Net Deleveraging33% 1/1/25–12/31/25 0%–150% of target Service‑based vesting through 12/31/2027
PSUs50% Strategic Initiatives33% 1/1/25–12/31/25 0%–150%; qualitative assessment with quarterly updates Service‑based vesting through 12/31/2027
RSUs50% Time‑basedGrant daten/aCliff vest at 3‑year anniversary

Equity Ownership & Alignment

Ownership Breakdown (as of April 14, 2025)

ComponentAmount
Common shares beneficially owned587,498
Vested RSUs (not yet settled)377,334
Unvested RSUs184,287
Total (common + vested + unvested RSUs)1,149,119
Shares outstanding reference86,621,470
Ownership as % of shares outstanding (common only)≈0.68% (587,498 / 86,621,470)

Outstanding and Vested Awards Detail

ItemAmountValuation/Detail
Unvested RSUs at FY‑end (12/31/2024)301,115 Market value $6,630,552 using $22.02 closing price
RSUs vested during 202415,173 shares; value realized $244,740 Value uses closing price on vesting date
Deferred Compensation RSUs balance (12/31/2024)242,764 RSUs Aggregate balance $5,345,663; 2024 earnings $1,763,069; 2024 withdrawals $(4,009,225)

Upcoming Vesting Schedule (from 12/31/2024 table)

Vesting DateRSUs Vesting
Feb 22, 2025173,066
Feb 21, 202620,621
Aug 1, 2026107,428

Alignment Policies

  • No shorting, hedging, or pledging permitted under the Insider Trading Policy; trading only in approved windows with pre‑approval by General Counsel .
  • No formal security ownership requirements for executives; equity ownership is fostered via LTIP .

Employment Terms

TermDetail
Employment agreementNone in effect as of 12/31/2024
Change‑in‑Control (CIC) Plan — triggerQualifying termination without cause or for good reason within 3 months before or 12 months after change‑in‑control; severance contingent on release; no severance if comparable role with successor is declined
CIC severance multiple1.0x of base salary + target annual bonus for non‑CEO NEOs (applies to Fleming)
Benefits with CIC severance12 months medical/dental/vision; up to $10,000 outplacement; accelerated vesting of all unvested time/performance awards (performance vests at greater of target or actual through termination date)
RSU acceleration (non‑CIC)Full acceleration upon death, disability, or normal retirement (after age 62); Deferred Compensation RSUs also fully vest under death/disability/retirement/change‑in‑control
Retirement eligibilityAs of 12/31/2024, Fleming was the only NEO retirement eligible
Long‑term disability coverageEnhanced LTD provides 60% of monthly earnings up to $15,000 per month until normal retirement age

Performance & Track Record

IndicatorValue/Detail
Revenue (FY2024)~$4.2 billion
Adjusted EBITDA (FY2024)$194.8 million
Net Income (FY2024)$(222.0) million
Stock performance~23% stock price increase in 2024; ~67% total 3‑year cumulative TSR
Strategic achievements aligned to Fleming’s remitDOE loan facility of $1.44 billion, first tranche ~$782 million funded on Feb 18, 2025 for Montana Renewables MaxSAF™ expansion; expected SAF capacity increase to ~300 million gallons annually and ~330 million gallons combined SAF/renewable diesel; full recapitalization eliminated ~$80 million annual third‑party debt service during construction; sale of Royal Purple® industrial assets for ~$105 million cash proceeds in March 2025

Compensation Structure Analysis

  • Year‑over‑year declines in total pay for NEOs in 2024 as the Company missed Adjusted EBITDA threshold but paid discretionary cash bonuses based on strategic achievements; Fleming’s 2024 total was $978,163 vs $2,233,970 in 2023 .
  • Shift to 2025 PSU/RSU mix introduces three performance axes (Relative TSR, Net Deleveraging, Strategic Initiatives) with capped payouts if TSR is negative, tightening pay‑for‑performance alignment .
  • No 2024 LTI earned (performance‑based RSUs) due to underperformance vs EBITDA goals, reinforcing performance sensitivity .

Related Party Transactions & Governance Policies

  • Related Person Transaction Policy in place; Audit Committee review required for transactions >$120,000; no exceptions noted since Jan 1, 2024 .
  • Insider Trading Policy filed as Exhibit 19.1 to the 2024 Form 10‑K; prohibits shorting, hedging, pledging, and margin accounts for Company securities .

Investment Implications

  • Alignment: Fleming’s substantial ownership (587,498 common shares plus significant vested/unvested RSUs) and prohibition on pledging/hedging support alignment with shareholders and reduce forced‑selling risk tied to collateral calls .
  • Near‑term supply: RSU vesting schedule implies potential share settlements of 173,066 on Feb 22, 2025, then 20,621 and 107,428 in 2026, which can create periodic insider selling pressure subject to trading windows and tax obligations .
  • Retention and transition risk: Retirement eligibility and CIC terms (1.0x salary+target bonus plus accelerated vesting) present manageable financial severance exposure but create a pathway for accelerated equity realization in certain scenarios; watch for Item 5.02 updates and proxy changes .
  • Pay‑for‑performance: 2025 PSU metrics (Relative TSR, deleveraging, initiatives) and cap if TSR is negative sharpen incentive quality; 2024 LTI non‑payment underscores sensitivity to EBITDA and execution—monitor Montana Renewables MaxSAF™ milestones and deleveraging progress to gauge prospective payouts .
  • Company context: Despite FY2024 EBITDA shortfall, strategic wins (DOE funding, capacity expansion, recap) align with Fleming’s domain, suggesting medium‑term value creation potential contingent on execution and commodity spreads .