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Timothy Richards

Director at ClearPoint Neuro
Board

About Timothy T. Richards

Timothy T. Richards is 67 and has served on ClearPoint Neuro’s Board since March 2014. He is Chief Business Officer at Jana Care (since December 2021), with prior senior roles at YourBio Health, Facet Technologies, Covidien (including President of VNUS Medical Technologies post‑acquisition), B. Braun Medical (SVP/CMO, Executive Board), and Becton Dickinson; the Board cites his leadership and expertise in general management, manufacturing/R&D operations, and commercial strategy as core qualifications .

Past Roles

OrganizationRoleTenureCommittees/Impact
Jana CareChief Business OfficerSince Dec 2021Senior commercial leadership in chronic disease testing/monitoring
YourBio Health (formerly Seventh Sense BioSystems)Chief Commercial OfficerNot disclosedCommercial leadership in diagnostics
Facet Technologies, LLCPresidentNot disclosedSupplier to major diagnostic companies
CovidienU.S. President, Patient Care & Safety Products; President, VNUS Medical Technologies (post-2009 acquisition)VNUS role since 2009; other dates not disclosedIntegration and BU leadership post acquisition
B. Braun Medical, Inc.SVP, Chief Marketing Officer; Executive Board memberOct 2003–Oct 2008Executive Board responsibilities
Becton Dickinson & CompanyProgressive leadership roles (U.S. and Asia)Not disclosedGlobal operational and commercial experience

External Roles

OrganizationRoleStatusNotes
Jana CareChief Business OfficerPrivateChronic kidney and heart disease testing/monitoring

No other public company directorships are disclosed in the proxy biography for Mr. Richards .

Board Governance

  • Independence: The Board determined Richards is independent under Nasdaq Rule 5605(a)(2) in both 2024 and 2025 .
  • Committee assignments:
    • Chair, Corporate Governance & Nominating Committee (CG&N) in 2025; CG&N members: Fletcher, Richards, Fallon; 5 meetings in 2024 .
    • Member, Compensation Committee in 2025; Compensation Committee members: Liau, Johnson (Chair), Richards; 4 meetings in 2024 .
    • Not listed as Audit Committee member; Audit Committee members: Girin, Fletcher, Fallon (Chair); 5 meetings in 2024 .
  • Attendance: Board met 5 times in 2024; all directors attended at least 75% of Board/Committee meetings; 7 directors attended the 2024 annual meeting. In 2023, Board met 6 times; all directors attended ≥75%; 5 directors attended the 2023 annual meeting .
  • Lead Independent Director mechanism: When the Chair is not independent, the CG&N Chair acts ex officio as Lead Independent Director per Board policy .

Fixed Compensation

Director fee structure (as restated May 2023):

ComponentAmount ($)
Board Chair annual retainer75,000
Non-employee director annual retainer40,000
Audit Chair annual retainer20,000
Audit member annual retainer10,000
Compensation Chair annual retainer15,000
Compensation member annual retainer7,500
CG&N Chair annual retainer12,000
CG&N member annual retainer7,500

Richards’ reported director compensation:

Metric20232024
Fees Earned or Paid in Cash ($)59,757 58,962
Stock Awards ($) (grant-date fair value)134,994 134,995
Total ($)194,751 194,751
Election to take cash fees in stock6,730 shares in lieu of $44,882 5,429 shares in lieu of $44,087

Non-employee director equity plan note: Legacy DEIP had 2,500 options outstanding as of Dec 31, 2024 (weighted average exercise price $41.60; expiring June 2025); current director stock awards are made under the 2013 Incentive Compensation Plan .

Performance Compensation

Annual director equity awards (time-based vesting):

GrantShares/ValueVestingPricing
Annual RSU grant on May 16, 202421,093 RSUs; $134,995 grant-date fair valueVests on earlier of May 16, 2025 or day immediately preceding next annual meeting, subject to continued serviceCompany closing price $6.40 on grant date

Compensation consultant: Haigh & Company engaged; independence assessed; provided executive and director benchmarking to the Compensation Committee in 2024 . In 2023, Haigh & Company advised on modifications to non-employee director equity compensation and provided benchmarking for executives .

Stock ownership guidelines: Non-employee directors must hold shares equal to 400% of the annual base retainer (excluding committee retainers); compliance required within five years of appointment or guideline adoption (June 2021) .

Other Directorships & Interlocks

No current public company boards or disclosed interlocks for Richards in CLPT’s proxy biography; committee memberships at CLPT noted above .

Expertise & Qualifications

The Board highlights Richards’ extensive leadership in general management, manufacturing and R&D operations, commercial management, and strategy across diagnostics and medical devices, including U.S. and Asia experience with BD, senior executive roles at B. Braun, Covidien/VNUS, Facet Technologies, YourBio, and Jana Care .

Equity Ownership

Metric2024 (as of Mar 18, 2024)2025 (as of Mar 24, 2025)
Shares beneficially owned (Richards)134,731 161,253
% of shares outstanding<1% (*) <1% (*)
Shares outstanding (reference for table)27,069,568 27,979,560

Ownership definition includes shares issuable within 60 days from vesting/exercise of RSUs/options and certain trusts/household holdings per SEC rules .

Additional Shareholder Voting Signals

Director election (2024 Annual Meeting vote results):

CandidateForWithheldBroker Non-Votes
Timothy T. Richards11,625,429 562,770 6,843,085

Say‑on‑pay advisory vote (2024 Annual Meeting):

ForAgainstAbstentionsBroker Non‑Votes
11,126,888 629,515 431,796 6,843,085

Governance Assessment

  • Independence and oversight: Richards is an independent director and chairs CG&N (governance/succession oversight), and serves on the Compensation Committee—positions central to board effectiveness and pay governance .
  • Engagement: Board and committees met regularly in 2024 (Board: 5; CG&N: 5; Compensation: 4; Audit: 5), with directors meeting the ≥75% attendance threshold; his role as CG&N Chair suggests active engagement in governance processes .
  • Alignment: Richards repeatedly elected to receive a substantial portion of cash fees in stock (5,429 shares for ~$44,087 in 2024; 6,730 shares for ~$44,882 in 2023), signaling alignment with shareholders alongside annual RSU grants with time‑based vesting .
  • Shareholder sentiment: Richards had comparatively higher “withheld” votes (562,770) versus some nominees in 2024; while all directors were elected, this is a mild watchpoint on investor support that the board should monitor .
  • Policies and conflicts: No related‑party transactions involving directors were disclosed; the Audit Committee must pre‑approve any such transactions. The company prohibits short sales and option transactions under its Insider Trading/Hedging Policy; no director/executive legal proceedings were reported over the last 10 years—supportive governance signals .

RED FLAGS: None disclosed for related‑party transactions or legal proceedings; mild watchpoint on higher withheld votes in Richards’ 2024 director election .