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Jamie Dickson

Chief Compliance Officer and Chief Administrative Officer at CLS Holdings USA
Executive

About Jamie Dickson

Jamie Dickson serves as Chief Administrative Officer, Chief Compliance Officer, and Corporate Secretary of CLS Holdings USA, Inc. She was appointed Corporate Secretary on January 10, 2023 and has served as Chief Administrative Officer since September 15, 2022; prior to that she was Chief Administrative Officer of Serenity Wellness Centers LLC, a CLS subsidiary . Ms. Dickson entered into an employment agreement effective February 1, 2024, later amended June 12, 2024 to extend through May 31, 2028; her role includes oversight of administrative and compliance functions, and she receives a $160,000 base salary under the agreement . Age 45 was disclosed as of January 10, 2023; education history was not disclosed in the cited filings .

Past Roles

OrganizationRoleYearsStrategic Impact
Serenity Wellness Centers LLC (CLS subsidiary)Chief Administrative OfficerPrior to 2022 – 2022-09-15 (exact start not disclosed)Administrative leadership for subsidiary operations

External Roles

No external directorships or outside public company roles for Ms. Dickson were disclosed in the cited filings .

Fixed Compensation

Base Salary Terms (Employment Agreements)

  • Base salary: $160,000 annually, effective February 1, 2024 (bonuses discretionary at CEO’s discretion) .
  • Amended Employment Agreement effective June 12, 2024 extended term to May 31, 2028; base salary unchanged .
  • Benefits: eligible to participate in company health insurance (company pays 90% of health insurance costs) and retirement savings plans .
  • Salary continuation: up to 90 days if unable to work due to qualifying disability (once during the agreement term) .

Summary Compensation (Fixed Pay)

ItemFY 2023FY 2024
Salary ($)125,248 145,149

Performance Compensation

Annual Bonus (Discretionary)

ItemFY 2023FY 2024
Cash Bonus ($)4,715 17,667
  • Bonus determination is discretionary at the CEO’s discretion per employment agreement (no disclosed performance metric targets) .

Equity Awards

Grant DateInstrumentQuantityStrike/PriceVestingNotes
2024-02-01Stock Options750,000 Exercise price = closing price on grant date 1/36 monthly (20,833 per month) over 3 years Accelerates to fully vested immediately prior to a Change in Control if then-employed
FY 2024 (proxy reporting)Option Awards (ASC 718 fair value recognized in FY)$2,034 recognized in FY 2024 summary comp

Incentive Plan Structure

MetricWeightingTargetActualPayoutVesting
Discretionary bonusNot disclosedNot disclosedNot disclosedSee bonus table aboveN/A (cash)
Time-based optionsN/AN/AN/AN/A1/36 monthly; CoC acceleration

Equity Ownership & Alignment

Beneficial Ownership

As-of DateCommon Shares OwnedOptions Exercisable within 60 DaysTotal Beneficial Ownership% of Class
2024-09-1312,500 187,500 200,000 <1%
2025-05-0112,500 Not included (proxy excluded options due to anticipated plan cancellation upon reverse split approval) 12,500 <1%
  • Pledging: The 2025 proxy states, “to our knowledge, there are no pending arrangements, including any pledges by any person of securities of the Company, the operation of which may at a subsequent date result in a change in control of the Company” .
  • Ownership guidelines: No executive stock ownership guidelines or compliance status were disclosed in the cited filings .
  • Liquidity cadence: Monthly option vesting of 20,833 shares from 2024-02-01 through 2027-01-31 could create periodic potential for sellable shares if in-the-money (vesting schedule per agreement) .

Employment Terms

TermDetails
RolesChief Administrative Officer, Chief Compliance Officer, Corporate Secretary
Initial AgreementEffective Feb 1, 2024; 3-year term ending Jan 31, 2027
Amended AgreementEffective Jun 12, 2024; term extended to May 31, 2028; all other terms remain
Base Salary$160,000 annually (effective 2024-02-01)
Non-Compete/NDANon-compete through term and 1 year post-termination; confidentiality and work-product assignment obligations remain (original agreements dated April 27, 2022)
Health/RetirementEligible; company pays 90% of health insurance costs
Disability Salary ContinuationUp to 90 days once during agreement term
Change-in-Control (CIC) AccelerationOptions fully vest immediately prior to a Change in Control if employed at that time
Golden Parachute (CIC Severance)If terminated without cause or resigns for good reason within 12 months following a Change in Control: payment equals four times base salary in effect immediately prior to termination, plus any deferred compensation credited, plus the value of all stock options held at termination, plus legal fees
CIC Definition (Summary)Includes beneficial ownership >50% voting power; merger/consolidation approval; plan of complete liquidation; sale of all or substantially all assets, among other triggers as defined
Golden Parachute TermIn effect through Feb 28, 2028; extends 12 months beyond a CIC if it occurs before expiration

Compensation Structure Analysis

  • Pay mix: Primarily cash salary plus time-based options; bonuses are discretionary rather than tied to formulaic financial metrics (no disclosed revenue/EBITDA/TSR gates) .
  • Shift/modifications: June 2024 amendment extended term to 2028 and added a Golden Parachute Agreement; base salary unchanged .
  • CIC economics: Notably protective CIC formula includes 4x base salary, deferred comp, and option value, with option vesting acceleration pre-CIC while employed .
  • Plan uncertainty: 2025 proxy indicates the equity incentive plan “will be cancelled if the reverse stock split is approved,” and therefore excludes vested options from the ownership table, introducing uncertainty to option economics .

Performance & Track Record

  • Internal progression: Appointed Corporate Secretary on January 10, 2023; serving as Chief Administrative Officer since September 15, 2022; previously CAO for Serenity Wellness Centers LLC (CLS subsidiary) .
  • No specific individual performance metrics or outcomes (TSR, revenue, EBITDA) tied to Ms. Dickson’s pay were disclosed in the cited filings .

Compensation Committee and Plan Administration

  • The 2024 Equity Incentive Plan provides for options, restricted stock, and other stock-based awards; administered by directors David Zelinger and Ross Silver .
  • Board independence context: Two independent directors (Ross Silver and David Zelinger) serve on the Audit and Compensation Committees; no “audit committee financial expert” identified .

Investment Implications

  • Retention through strategic events: The Golden Parachute includes a sizable CIC payout (4x base salary plus option value and deferred comp) and immediate option vesting before a CIC, which strongly encourages retention through a transaction and may create material CIC costs for acquirers .
  • Alignment and liquidity cadence: Beneficial ownership is small (<1%) with monthly time-based vesting of options (20,833/month), creating regular potential liquidity events if options are in-the-money; no pledging disclosures noted, which reduces alignment risk from collateralization .
  • Plan risk to equity incentives: The 2025 proxy signals potential cancellation of the equity incentive plan contingent on reverse split approval, which could affect the realizable value and mechanics of outstanding equity awards .
  • Pay-for-performance visibility: Bonuses are discretionary and not formulaic; there are no disclosed financial performance targets in her incentive structure, limiting direct pay-for-performance linkage .