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Hoyt Peters

Secretary and Assistant Treasurer at CORNERSTONE TOTAL RETURN FUND
Executive

About Hoyt Peters

  • Secretary and Assistant Treasurer of Cornerstone Total Return Fund, Inc. (CRF); birth date September 1963; terms of office since 2019 (Secretary) and 2013 (Assistant Treasurer) .
  • Also serves as Vice President of Cornerstone Advisors, LLC (the Fund’s investment adviser) and as Secretary and Assistant Treasurer of Cornerstone Strategic Investment Fund, Inc. (sister fund) .
  • Education not disclosed in CRF proxy statements reviewed .
  • The proxy statements do not provide individual officer performance metrics (e.g., TSR, revenue or EBITDA growth) for Peters; these filings focus on director elections and fund governance .

Past Roles

OrganizationRoleYearsStrategic Impact
Cornerstone Advisors, LLCVice PresidentJun 25, 2019 – presentNot disclosed
Cornerstone Advisors Asset Management LLCVice PresidentMay 1, 2019 – Jun 24, 2019Not disclosed
Cornerstone Advisors, Inc.Vice PresidentJan 2019 – Apr 2019Not disclosed
Cornerstone Advisors, Inc.AssociateJun 2018 – Dec 2018Not disclosed
AST Fund Solutions, LLCVice President2013 – 2018Not disclosed
The Asia Pacific Fund, Inc.Secretary2016 – 2018Not disclosed

External Roles

OrganizationRoleYears
Cornerstone Strategic Investment Fund, Inc.Secretary; Assistant TreasurerCurrent officer roles per latest proxies
Cornerstone Advisors, LLC (Investment Adviser)Vice PresidentJun 25, 2019 – present

Fixed Compensation

  • Officer compensation (salary/bonus) for CRF officers, including Hoyt Peters, is not disclosed in the proxy statements reviewed; the compensation tables provided cover directors only, and note the Fund has no bonus, profit sharing, pension or retirement plans (context: director compensation section) .

Performance Compensation

  • No disclosures identified for Peters regarding annual/long-term incentive plans, performance metrics, RSUs/PSUs, options, or vesting schedules in CRF proxy statements reviewed .

Equity Ownership & Alignment

ItemLatest DisclosureSource
Individual beneficial ownership (Peters)Not separately disclosed in proxies
All directors and executive officers (as a group)Less than 1% of outstanding shares (as of Feb 14, 2025 proxy)
5% beneficial ownersNone as of Dec 31, 2024; none as of Dec 31, 2023
Shares pledged as collateralNo pledging details disclosed for officers in proxies reviewed
Section 16(a) filingsFund believes directors and officers complied with filing requirements for 2024 and 2023; 2022 exceptions noted for other individuals (not Peters)

Employment Terms

ItemDisclosure
Secretary of CRFSince 2019
Assistant Treasurer of CRFSince 2013
Employment contract term/expirationNot disclosed in proxies reviewed
Severance / Change-of-control termsNot disclosed in proxies reviewed
Clawback / Tax gross-upsNot disclosed in proxies reviewed
Non-compete / Non-solicit / Garden leaveNot disclosed in proxies reviewed
Post-termination consultingNot disclosed in proxies reviewed

Investment Implications

  • Pay-for-performance and selling pressure: With no officer compensation or award-vesting disclosures for Peters in CRF proxies, there is no evidence of near-term vesting events or incentive metrics that could drive behavior; monitoring future filings (e.g., Form 4s) is necessary for trading signals .
  • Alignment: Group-level ownership is under 1% of outstanding shares, and no >5% beneficial owners were reported in 2024/2023—individual ownership for Peters is not broken out; direct alignment via stock ownership appears limited at the officer group level based on available data .
  • Retention/continuity: Peters’ long service as Assistant Treasurer (since 2013) and Secretary (since 2019) suggests organizational continuity in fund administration roles; no employment or severance terms are disclosed to assess retention incentives .
  • Governance/filings hygiene: The Fund reported Section 16(a) compliance for 2024 and 2023; 2022 exceptions did not name Peters, reducing regulatory red-flag risk for him based on filings reviewed .