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James Callister

Chief Investment Officer and Secretary at CareTrust REIT
Executive

About James Callister

James B. Callister, age 49, is Chief Investment Officer and Secretary of CareTrust REIT (CTRE). He has served as CIO since December 31, 2022, after serving as Executive Vice President (July 2022–Dec 2022) and General Counsel (Feb 2021–Jul 2022) . He holds a B.A. in History and a J.D. (magna cum laude) from Brigham Young University, and spent nearly 20 years as a real estate attorney focused on healthcare REIT transactions, including 300+ facilities and over $2.5B across 35 states . Company performance context during his tenure includes NFFO/share of $1.50 in 2024 and net income of $125.1M, with TSR (value of $100) at 169.91 vs peer group 123.47 for 2024 .

Past Roles

OrganizationRoleYearsStrategic impact
CareTrust REIT, Inc.Chief Investment Officer & SecretaryDec 31, 2022–presentLeads investment strategy; long-term equity awards tied to TSR; executive ownership and incentive alignment policies apply .
CareTrust REIT, Inc.Executive Vice President & SecretaryJul 2022–Dec 2022Transition to senior operating role following service as GC .
CareTrust REIT, Inc.General Counsel & SecretaryFeb 2021–Jul 2022Led legal on acquisitions; REIT transaction structuring .
Sherry Meyerhoff Hanson & Crance LLPPartner (Real Estate)Pre-2021Healthcare REIT transactions; 300+ facilities; $2.5B across 35 states .
O’Melveny & Myers LLPAttorney (Real Estate)Pre-2021Public REIT acquisition, disposition, leasing, financing expertise .

Fixed Compensation

Metric20232024
Base Salary ($)500,000 529,500
Target Bonus ($)500,000 (“Target Bonus”) 575,108 (annual incentive target for 2024)
Actual Cash Incentive Paid ($)774,389 (paid in 2024 for 2023) 1,437,770 (paid in 2025 for 2024)

Performance Compensation

Annual cash incentive structure and 2023 outcomes (Callister)

MetricWeight at Target (%)2023 Target2023 ActualPayout % (Callister)
NFFO per share40% $1.349 $1.408 50%
Capital deployment40% $150M $288.3M 74.9%
Net debt to normalized run-rate EBITDA20% 4.25x 2.82x 30%
ESG incentives— (not applicable for Callister)
Total payout vs target154.9% of target; Cash award $774,389

Notes: 2023 performance assessment used NFFO/share $1.408, capital deployment ~$288.3M, and average quarterly net debt to normalized run-rate EBITDA of 2.82x .

Long-term equity incentives (granted in 2024)

Award TypeGrant DateShares/Units (#)VestingGrant Date Fair Value ($)
Time-based restricted stock12/18/202428,308 3 equal installments on Jan 31, 2026/2027/2028 775,073
Performance-based RSUs (TSR)12/18/202428,308 target; 0–200% payout range Cliff vest Dec 31, 2027 based on relative TSR 941,241

Additional context: In 2024, Callister’s non-equity incentive opportunity range (cash) was Threshold $373,820; Target $575,108; Maximum $1,437,770 .

Equity Ownership & Alignment

Beneficial ownership (as of March 5, 2025)

ItemSharesPercent of Class
Common shares owned31,571 <1%
Restricted stock (time-based, unvested, counted as beneficial for voting)74,067
Total beneficial ownership105,638 <1%

Outstanding equity awards (as of Dec 31, 2024)

Grant DateTime-based RS Unvested (#)Market Value ($)PSUs (Target) Unvested (#)Market/Payout Value ($)
12/18/202428,308 765,731 28,308 765,731
12/15/202324,189 654,312 24,189 654,312
12/15/202216,930 457,957 25,395 686,935
12/15/20218,334 225,435

Vesting details:

  • Time-based RS: 12/15/2021 grant completed vesting on Jan 31, 2025; 12/15/2022 remaining vests Jan 31, 2026; 12/15/2023 vests Jan 31, 2026 and 2027; 12/18/2024 vests Jan 31, 2026/2027/2028 .
  • PSUs (relative TSR): 12/31/2025 (for 12/15/2022 grant), 12/31/2026 (for 12/15/2023 grant), and 12/31/2027 (for 12/18/2024 grant), with 0–200% payout range; values shown at target .

Policies and alignment mechanisms:

  • Executive stock ownership guideline: 5x base salary for non-CEO executive officers; retain 50% of net after-tax shares until in compliance; compliance required within 5 years; as of Dec 31, 2024, all executives met or were within the 5‑year window .
  • Anti-hedging/pledging: Hedging and pledging are prohibited absent preclearance; no margin accounts permitted absent preclearance .
  • Clawback: Recoupment of incentive compensation for Section 16 officers upon an accounting restatement (three-year lookback) .
  • Options: At FY-end 2024, NEO equity consisted of restricted stock/units; no stock options outstanding .

Employment Terms

Policy framework (CIC and Severance Agreement):

  • No employment agreements; severance governed by CIC and Severance Agreement .
  • Involuntary termination (without cause/good reason): lump sum 1x base salary (2x for CEO), pro‑rated target bonus, and up to 18 months COBRA reimbursements .
  • Change-in-control (double trigger): lump sum 2x (3x for CEO) of base salary plus average actual annual cash incentive for prior 3 years, full vesting of time-based equity and PSU vesting per award terms, plus COBRA; no excise tax gross‑ups; best‑net cutback applies .
  • Authorized retirement: COBRA, full vesting of time-based, PSU vesting per award terms .
  • Death/disability: target bonus, full vesting of equity (PSUs at target), COBRA up to 12 months .
  • Post-termination restrictions: indefinite confidentiality; 2‑year employee/contractor non‑solicit .

Scenario values for James B. Callister (hypothetical event on Dec 31, 2024)

ScenarioCash Severance ($)Equity Acceleration ($)Health Benefits ($)Total ($)
Authorized retirement4,210,414 52,718 4,263,132
Death or disability575,108 4,210,414 35,145 4,820,667
Involuntary termination (no CIC)529,500 52,718 582,218
Involuntary termination in connection with CIC2,766,273 4,210,414 52,718 7,029,405

Notes: Equity values assume $27.05 share price on 12/31/2024 . Benefits are double-trigger; no single-trigger cash on CIC .

Investment Implications

  • Strong pay-for-performance linkage: 2023 cash bonus paid at 154.9% of target driven by above-target NFFO/share, outsized capital deployment ($288.3M), and deleveraging (2.82x net debt/EBITDA) . 2024 performance context shows robust TSR vs peers (169.91 vs 123.47), positive net income, and NFFO/share of 1.50 .
  • Material forward vesting catalysts: Time-based tranches vest on Jan 31, 2026/2027/2028, and PSU cliffs on 12/31/2025/2026/2027; these dates can create periodic selling pressure as shares settle and taxes are due .
  • Alignment and guardrails: 5x salary ownership guideline with holding requirements, no tax gross‑ups, and clawback policy support shareholder alignment and mitigate governance risk .
  • Retention and CIC economics: Double‑trigger CIC with ~2.0x salary+bonus multiple and full equity acceleration produces a total of ~$7.03M under a CIC termination as of 12/31/2024, indicating meaningful retention value tied to continued service and performance .
  • Equity structure risk/benefit: No options outstanding; mix of time‑based RS and relative TSR PSUs lowers risk vs options and balances retention with market-relative performance outcomes .