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William Wagner

Chief Financial Officer and Treasurer at CareTrust REIT
Executive

About William Wagner

William M. Wagner, age 59, has served as CareTrust REIT’s Chief Financial Officer and Treasurer since December 2013; he previously served as Secretary at various intervals, and holds a B.A. in Business Administration from the University of Washington; he is a Certified Public Accountant (inactive) in California . In 2024, CTRE reported net income per diluted share of $0.80, normalized FFO per diluted share of $1.50, normalized FAD per diluted share of $1.54, and achieved a sector‑low 0.4x average quarterly net debt to normalized run‑rate EBITDA, supporting strong compensation outcomes tied to NFFO, capital deployment, and leverage metrics . Relative TSR awards for the three‑year period ended December 31, 2024 paid out at 164.83% based on CTRE’s TSR of 49.12% and 72.69th percentile performance versus its TSR peer group, indicating strong shareholder return alignment through Wagner’s equity incentives . On September 19, 2025, Wagner notified CTRE of his retirement effective December 31, 2025, with CFO succession to Derek Bunker on January 1, 2026, signaling upcoming leadership transition risk and handoff of finance responsibilities .

Past Roles

OrganizationRoleYearsStrategic Impact
CareTrust REIT, Inc.Chief Financial Officer & Treasurer; Secretary (various periods)2013–presentBuilt finance and capital markets function; long-tenured CFO across growth and transformation
First Team Real EstateChief Financial Officer2012–2013Led finance at private brokerage; real estate sector experience
Nationwide Health Properties, Inc.SVP & Chief Accounting Officer2008–2012Healthcare REIT accounting leadership; sector expertise
Sunstone Hotel Investors, Inc.SVP & Chief Accounting Officer2004–2008Lodging REIT accounting leadership; public REIT controls
The TriZetto Group, Inc.VP, Financial Reporting2001–2004Public reporting leadership; systems and reporting
Internet startups (two ventures)Finance roles1999–2001Early‑stage operations exposure
Irvine Apartment Communities, Inc.Director, Financial Reporting1997–1999Multifamily REIT reporting leadership
EY Kenneth Leventhal Real Estate GroupRoles serving real estate clients1990–1997Audit/consulting for REITs; foundational real estate finance

External Roles

  • No current public company directorships or external board roles disclosed for Wagner in the proxy .

Fixed Compensation

MetricFY 2022FY 2023FY 2024
Base Salary ($)529,200 555,660 575,108
All Other Compensation ($)9,150 (401(k) match) 9,900 (401(k) match) 10,350 (401(k) match)
Annual Cash Incentive – Target ($)575,108
Annual Cash Incentive – Actual ($)686,902 836,034 1,437,770
Annual Cash Incentive – Payout %250% of target

Performance Compensation

Annual Cash Incentive Program (2024)

  • Performance metrics and weighting for CFO (Wagner): at Target, NFFO per share 50%, capital deployment 25%, net debt to normalized run rate EBITDA 25%; extraordinary payout level is 250% and Wagner’s actual payout was 250% of target .
MetricWeighting (Target)Actual PayoutPayout ($)Vesting
NFFO per share50% Included in planPart of $1,437,770 Cash paid in 2025 for 2024
Capital deployment25% Included in planPart of $1,437,770 Cash paid in 2025 for 2024
Net debt / normalized run rate EBITDA25% Included in planPart of $1,437,770 Cash paid in 2025 for 2024
  • Committee increased maximum payout weightings in 2024 to align with peer practice; for Wagner, Super High 200% and Extraordinary 250% levels were established .

Long‑Term Equity Incentives (granted Dec 18, 2024; reported as 2024 compensation)

Award TypeGrant DateShares/Units (Target)Grant Date Fair Value ($)VestingPerformance Basis
Time‑based Restricted Stock12/18/202428,308 shares 775,073 3 installments on Jan 31, 2026/2027/2028 Service only
Performance‑based Stock Units (TSR)12/18/202428,308 units (Target) 1,064,098 Cliff at 12/31/2027 (0–200% earned) Relative TSR vs healthcare REIT peer group
  • Grant valuations used $27.38 closing price for RS and Monte Carlo valuation for PSUs; dividend equivalents on TSR PSUs accrue and vest only if awards vest .
  • 2024 special recognition award (approved Jan 2025): additional restricted stock with grant date value $575,108 for Wagner, vesting Jan 31, 2026 (reported as 2025 comp) .

Vesting Outcomes and Realized Value

Metric2024
Shares acquired on vesting (#)80,907 (includes 44,468 TSR shares)
Value realized on vesting ($)1,967,473; values reflect closing price on vest date and may not equal cash if shares were retained

Equity Ownership & Alignment

Ownership DetailValue
Common shares beneficially owned (#)216,507
Restricted stock beneficially owned (#)74,015
Total beneficial ownership (#)290,522
Ownership as % of shares outstanding<1% (asterisk)
Executive stock ownership guideline5x base salary for non‑CEO executives; retain 50% of net shares until in compliance
Compliance status (as of 12/31/2024)All executive officers met or were within the 5‑year compliance window
Anti‑hedging/pledging policyHedging and pledging prohibited absent preclearance; margin accounts prohibited
Clawback policyRecover incentive comp tied to financial metrics for 3 years prior to a required restatement

Outstanding Equity Awards at 12/31/2024 (Wagner)

Grant DateUnvested RS (#)Market Value of RS ($)Unearned PSUs at Target (#)Market/Payout Value of PSUs ($)Key Vesting Dates
12/18/202428,308 765,731 (at $27.05) 28,308 765,731 RS: 1/31/2026, 1/31/2027, 1/31/2028; PSUs: 12/31/2027
12/15/202323,742 642,221 23,742 642,221 RS: 1/31/2025, 1/31/2026, 1/31/2027; PSUs: 12/31/2026
12/15/202217,422 471,265 26,133 706,898 RS: 1/31/2025, 1/31/2026; PSUs: 12/31/2025
12/15/20217,690 208,015 Remaining RS vested 1/31/2025

Employment Terms

  • No employment agreement; covered by CIC and Severance Agreement with double‑trigger design (no single‑trigger benefits on change in control), indefinite confidentiality, and 2‑year post‑termination non‑solicit; no excise tax gross‑ups (benefits cut back if optimal after‑tax) .
  • Death/Disability: lump sum equal to target annual cash incentive, full vesting of all equity (performance awards at target), COBRA benefits up to 12 months .

Potential Payments (as if triggered on 12/31/2024; Wagner)

ScenarioCash Severance ($)Equity Acceleration ($)Health Benefits ($)Total ($)
Authorized Retirement4,202,082 80,552 4,282,634
Death or Disability575,108 4,202,082 53,702 4,830,892
Involuntary Termination (without cause/good reason)575,108 80,552 655,660
Involuntary Termination in Connection with Change in Control3,124,020 4,202,082 80,552 7,406,654

Performance & Track Record

  • 2024 operating highlights: ~$1.5B invested (record, ~5x any prior year), ~$1.6B equity raised, new $1.2B credit facility, 98.5% rent/interest collections, and leverage reduced to 0.4x net debt to normalized run rate EBITDA; dividend increased to $1.16 from $1.12 .
  • TSR program mechanics: relative TSR PSUs cliff vest after three years; for 2024 awards, peer group includes major healthcare REITs; dividend equivalents accrue and vest only if awards vest .
  • Say‑on‑pay support: 96.5% approval at 2024 annual meeting, indicating strong shareholder endorsement of compensation design .

Compensation Structure Analysis

  • Mix shifted toward performance in 2024: Wagner’s non‑equity incentive rose to $1.44M from $0.84M in 2023, consistent with elevated payout levels at Extraordinary performance; stock awards increased to $1.84M from $1.26M YoY, reflecting higher target grant values and continued 50/50 RS/PSU mix .
  • No stock options awarded since inception, reducing repricing risk; long‑term incentives are full‑value shares with multi‑year vesting .
  • Performance metrics adjusted to align with peer practice; elevated max payout levels increase at‑risk variability tied to NFFO, deployment, and leverage outcomes .

Equity Ownership & Alignment – Additional Notes

  • No related party transactions requiring disclosure since January 1, 2024 .
  • Anti‑hedging and pledging restrictions (with preclearance) and clawback policy mitigate risk of misalignment and excessive risk‑taking .
  • Executive ownership guidelines at 5x salary for CFO level, with retention requirements until compliance; all executives met or were within compliance window as of year‑end 2024 .

Investment Implications

  • Alignment: High share of at‑risk pay tied to NFFO, capital deployment, leverage, and three‑year relative TSR creates strong linkage to shareholder returns; no options and robust ownership/clawback/anti‑hedging policies are governance positives .
  • Retention/Transition: Wagner’s announced retirement effective year‑end 2025 introduces near‑term transition risk; succession plan is in place (Bunker appointed, CAO responsibilities expanded) which may mitigate disruption .
  • Vesting/Supply Watch: Notable RS vesting dates (Jan 31, 2026/2027/2028) and PSU cliffs (Dec 31, 2025/2026/2027) could be monitoring points for insider liquidity and selling pressure; 2024 vesting realized value was ~$2.0M for Wagner, though vesting does not imply selling .
  • Change‑in‑Control Economics: Double‑trigger severance and full time‑based equity acceleration (performance awards per terms) avoid windfalls while providing competitive protection; no excise tax gross‑ups is shareholder‑friendly .