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Joel M. Brown

Chief Financial Officer at CHICAGO RIVET & MACHINE
Executive

About Joel M. Brown

Joel M. Brown is Chief Financial Officer (Principal Financial and Accounting Officer) of Chicago Rivet & Machine Co. (CVR). He joined in November 2023 and has 1 year and 4 months of tenure as of March 28, 2025; he is 57 years old and holds a B.S. in Finance from Northern Illinois University and an MBA from DePaul University’s Kellstadt Graduate School of Business . CVR’s compensation program for executives is cash-based (salary and discretionary bonuses), with no equity awards; a clawback policy was adopted in 2023, while a formal insider trading policy is planned for 2025, and employees/directors are permitted to hedge company equity . Company performance in Brown’s tenure featured a revenue decline and increased net loss in 2024; TSR fell from 2023 to 2024 (see tables below) .

Past Roles

OrganizationRoleYearsStrategic Impact
MultiTech Industries, LLCDirector, Accounting & Finance2017–2023Led accounting and finance at an industrial manufacturer, providing relevant operational finance experience

External Roles

OrganizationRoleYearsNotes
None disclosedNo current external public company board roles disclosed in SEC filings

Fixed Compensation

YearBase Salary ($)Target Bonus %Actual Bonus Paid ($)All Other Compensation ($)Total ($)
2024218,762 30% (up to) 0 2,064 (term life premium) 220,826

Appointment terms (November 13, 2023):

  • Annual base salary: $215,000
  • Sign-on bonus: $29,000
  • Annual bonus eligibility: up to 30% of base salary, subject to achieving financial and non-financial metrics

Performance Compensation

Incentive TypeMetricWeightingTargetActualPayout ($)Vesting
Annual Cash BonusContributions to strategic initiatives to improve operating efficiency and performance; financial and non-financial metrics Discretionary (Committee/Board) Up to 30% of base salary Not disclosed 0 (2024) Cash (no vesting schedule)

Equity Ownership & Alignment

ItemValue
Beneficial ownership (shares)0
Ownership % of shares outstanding0.0% (966,132 shares outstanding as of record date)
Stock options (exercisable / unexercisable)None; company does not provide option awards to executives
RSUs / PSUsNone; company does not provide stock awards to executives
Stock ownership guidelinesNot disclosed; company reports no equity compensation plans or arrangements
Hedging policyEmployees/directors permitted to hedge company equity; no hedging restrictions disclosed
Insider trading policyNot yet adopted; Board intends to adopt one in 2025

Employment Terms

TermDetail
RoleChief Financial Officer; Principal Financial and Accounting Officer
Start dateNovember 13, 2023
Tenure1 year and 4 months as of March 28, 2025
Clawback policyAdopted in 2023; recovery of certain incentive-based compensation upon a financial restatement
Profit Sharing PlanCompany maintains a profit sharing/401(k) plan; contributions discretionary; vesting over 5 years beginning with the second year of employment (plan-wide terms)

Performance & Track Record

Company TSR and profitability during Brown’s tenure:

Metric202220232024
TSR – Value of $100 investment ($)110.61 69.34 66.30
Net Income / (Loss) ($)2,867,629 (4,401,584) (5,615,614)

Revenue trend:

Metric20232024
Net Sales ($)31,507,722 26,986,627

Additional operating context:

  • Material weakness in internal control over financial reporting (inventory valuation) persisted through 2023 and 2024; remediation ongoing under Audit Committee oversight .
  • Substantial doubt about going concern due to recurring losses and liquidity; mitigation efforts include cost reductions, asset sales, and a March 2025 $3.0M operating credit agreement with covenants (minimum profitability and tangible net worth) .
  • Segment and MD&A details attribute 2024 losses to lower automotive volumes, elevated input costs, and a $1.1M customer settlement impacting revenue .

Compensation Committee Analysis

  • Composition: James W. Morrissey, Kurt Moders, John L. Showel, and Karen G. Ong; all “independent” under NYSE American rules; met twice during 2024; written charter on company website .
  • Program design emphasizes retention and discretionary cash bonuses based on subjective evaluation of contributions to strategic initiatives and operating performance; no equity/option awards to executives .
  • Related party transactions policy assigns the Secretary, in concert with the CFO, responsibility to assess proposed transactions and escalate to the Audit Committee/chair for approval as appropriate .

Say-on-Pay & Shareholder Feedback

  • Prior advisory say-on-pay vote (2022): approximately 93% approval; company continued its existing executive compensation program .
  • 2025 Annual Meeting proposals include say-on-pay and say-on-frequency, with Board recommending a triennial frequency .

Investment Implications

  • Alignment: Brown has zero share ownership and receives no equity-based awards; company permits hedging and has not yet adopted a formal insider trading policy, pointing to weaker direct equity alignment compared to peers that use RSUs/PSUs and hedging prohibitions .
  • Pay-for-performance: Executive incentives are discretionary cash bonuses tied to qualitative contributions and internal initiatives; Brown’s 2024 bonus was $0 despite eligibility up to 30% of base salary, indicating payout variability and limited formulaic linkage to shareholder metrics like TSR .
  • Retention risk: With a cash-only package (no long-term equity vesting) and subjective bonus determinations, retention relies on committee discretion and near-term cash outcomes; the 2023 sign-on bonus and base salary provide stability, but lack of equity and a 2024 zero bonus reduce guaranteed long-term value accrual .
  • Execution focus: Company-level risks (going concern, control weakness, automotive demand exposure, and new credit agreement covenants) elevate the importance of CFO execution on liquidity, controls, and cost efficiency; monitoring bonus outcomes, insider policy adoption, and any future equity plan changes will be key for trading signals .