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Yadin Rozov

Director at Dave Inc./DE
Board

About Yadin Rozov

Independent Class I director at Dave Inc. since July 6, 2023; age 47 as of the 2025 proxy. Founder and Managing Partner of Terrace Edge Ventures (since January 2022) with prior senior roles across credit asset management, specialty insurance, investment banking, and capital markets. Education includes an M.Sc. in Data Science (Columbia University) and a bachelor’s degree in physics and materials engineering (Rutgers University; highest honors). Currently serves on Dave’s Compensation Committee and is nominated for re‑election in 2025 for a term through 2028 .

Past Roles

OrganizationRoleTenureCommittees/Impact
Terrace Edge Ventures LLCFounder & Managing PartnerJan 2022–PresentFinancial advisory leadership
GoldenTree Asset Management LLCPartner2019–2021Oversaw credit asset management; affiliated specialty insurer oversight
Syncora Guarantee Inc.CEO & President2019–2021Led specialty insurance operations under GoldenTree ownership
Financial Guaranty UK LtdCEO2020–2021Ran UK specialty insurance entity
Moelis & CompanyPartner & Managing Director2009–2019Headed Financial Institution Advisory; on Management Committee of Moelis Asset Management
UBS AGManaging Director, Head of Americas Repositioning Group2007–2009Led restructuring/repositioning efforts
College Avenue Student Loans LLCCo‑founder; Board member2014–2019Co‑founded; board service
Chamonix Partners Capital Management LLCCo‑founder2014–2019Co‑founded investment firm

External Roles

OrganizationRoleTenureNotes
Core Scientific, Inc. (NASDAQ: CORZ)DirectorSince Jan 2024Current public company directorship
Oramed Pharmaceuticals Inc. (NASDAQ: ORMP)DirectorSince Apr 2022Prior public board service
Midwest Holding Inc. (NASDAQ: MDWT)DirectorSince Jun 2022Prior public board service
Neo Performance Materials Inc.DirectorSince Aug 2022Prior public board service

Board Governance

  • Committee assignments: Compensation Committee member; Dan Preston chairs the committee. Not listed on Audit or Nominating & Corporate Governance committees in the proxy .
  • Independence: Determined independent under Nasdaq rules at appointment; board affirms all directors except CEO are independent under Nasdaq and SEC rules .
  • Attendance and engagement: Board met 10 times in 2024; all directors attended at least 75% of board and committee meetings held during 2024. Compensation Committee held 5 meetings; Audit Committee 4; Nominating & Corporate Governance Committee 4 in 2024 .
  • Controlled company: Dave qualifies as a controlled company (CEO controls majority voting power) but does not rely on any controlled company governance exemptions currently—positive for governance rigor .
  • Election cycle: Class I nominee for 2025 annual meeting (term to 2028) .

Fixed Compensation

ComponentPolicy Rate (Pre-4/24/2024)Policy Rate (Post-4/24/2024)Notes
Board annual cash retainer$35,000 $40,000 Paid quarterly; pro‑rated for partial service
Lead Independent Director retainer$20,000 $22,000 In addition to board retainer
Board Chair retainer$35,000 $30,000 In addition to board retainer
Audit Committee member$10,000 $10,000
Compensation Committee member$7,000 $7,000 Rozov is a member
Nominating & Governance member$4,000 $4,500 Increased in 2024
Committee Chair retainer (Audit/Comp/NomGov)$20,000 / $14,000 / $8,000 $20,000 / $14,000 / $9,000 Chair receives chair retainer in lieu of member fee
YearFees Earned or Paid in Cash ($)Stock Awards ($)Total ($)
2023$20,429 $166,012 $186,441
2024$45,434 $179,355 $224,789
  • Independent compensation consultant: Aon’s Talent Solutions engaged; policy amended 4/24/2024 to better align director compensation with peers .

Performance Compensation

Grant/Outstanding EquityDate/As‑ofGrant Value / UnitsVesting / TermsSource
Initial RSU grantJul 6, 2023$165,000Vests in three equal annual installments beginning on earlier of next annual meeting or one‑year anniversary; standard indemnification agreement executed
Annual director RSU policyEach annual meeting$165,000Vests in full upon earlier of first anniversary or next annual meeting; service‑based vesting
Change‑in‑control term (director awards)PolicyAny unvested portion of equity awards granted for director service vest in full immediately prior to, and contingent upon, a change in control
Outstanding RSUsAs of Dec 31, 202330,239Outstanding RSUs; options 0
Outstanding RSUsAs of Dec 31, 202424,882Outstanding RSUs; options 0
  • Metrics: Director equity awards are time‑based; no performance metrics are tied to director compensation .

Other Directorships & Interlocks

CompanyRelationship to DAVEPotential Interlock/Conflict
Core Scientific, Oramed, Midwest Holding, Neo Performance MaterialsExternal boards; not suppliers/customers to DAVE identified in proxyNo related‑party transactions disclosed under Item 404(a) at appointment; no family relationships among directors

Expertise & Qualifications

  • Capital markets and financial services leadership spanning credit asset management, specialty insurance, investment banking, restructuring, and fintech lending; board experience across multiple public companies .
  • Technical background with M.Sc. in Data Science (Columbia) and physics/materials engineering (Rutgers; highest honors), relevant to data‑driven risk and compensation oversight .
  • Committee experience at Dave focused on CEO pay, executive comp, incentive plan oversight, and succession planning .

Equity Ownership

MetricAs of DateAmountPercent / Notes
Beneficial ownership – Class A sharesApr 4, 202591,099<1% of Class A; address: 1265 S Cochran Ave, Los Angeles, CA
Class V sharesApr 4, 2025
% of Total Voting PowerApr 4, 2025Not individually disclosed; group voting power 59.0% for all directors/executives
RSUs outstandingDec 31, 202424,882Options outstanding: 0
RSUs outstandingDec 31, 202330,239Options outstanding: 0

Insider Activity & Filings

DateFiling/ItemDescriptionShares/ValueSource
Jul 6, 20238‑K Item 5.02Appointment to Board; Compensation Committee assignment; initial RSU grant valued $165,000; independent under Nasdaq rules; indemnification agreement standard form$165,000 RSU grant value; shares not disclosed
Dec 31, 2024DEF 14ARSUs outstanding as of year‑end24,882 RSUs
Apr 4, 2025DEF 14ABeneficial ownership snapshot91,099 Class A shares; <1%

Governance Assessment

  • Independence and committee contribution: Independent director with Compensation Committee membership and measurable engagement (committee met 5 times in 2024); supports pay governance and succession planning oversight .
  • Attendance and engagement: Board‑level engagement adequate (≥75% attendance; board met 10 times in 2024), indicating active participation .
  • Compensation alignment: Mix tilted to equity via standard $165k RSUs plus cash retainer and committee fees; RSUs are service‑based and accelerate only upon change‑in‑control—appropriate for alignment but without performance metrics for directors (typical structure) .
  • Ownership: Holds 91,099 shares (<1%) with additional RSUs outstanding; no options and no pledging or hedging disclosed; policy prohibits hedging for directors—positive alignment and risk control .
  • Conflicts and related‑party exposure: No Item 404(a) related‑party transactions or family relationships disclosed; multiple external board roles but no commercial ties to Dave noted in the proxy .
  • Controlled company context: While Dave is a controlled company, it does not rely on governance exemptions—board committees remain independent, which supports investor confidence .

RED FLAGS: None disclosed regarding related‑party transactions, family relationships, or hedging/pledging. Change‑in‑control acceleration for director RSUs is standard but warrants monitoring as it reduces at‑risk time‑based vesting in a sale scenario .

Signals to monitor: Compensation Committee decisions (including use of independent consultant Aon), re‑election outcome in 2025, and any future disclosures of interlocks or related‑party transactions .