Winnie Han

About Winnie Han

Winnie Han (born 1988) serves as Assistant Treasurer of DoubleLine Opportunistic Credit Fund (DBL) with an indefinite term and has held the role since May 2017; she also serves as Assistant Treasurer for DoubleLine Income Solutions Fund (DSL), DoubleLine Yield Opportunities Fund (DLY), and DoubleLine Funds Trust, and is Assistant Treasurer, Mutual Funds at DoubleLine Group LP since December 2020 . Prior roles include Assistant Treasurer for DoubleLine’s onshore funds (March 2017–December 2020), Investment Accounting Supervisor at Alexandria Real Estate Equities, Inc. (June 2016–March 2017), and Manager at PricewaterhouseCoopers (January 2011–June 2016), reflecting a core credential set in fund treasury and accounting . Officers employed by DoubleLine or its affiliates do not receive compensation from the Funds, and officer-level ownership in the Funds (as a group) is less than 1% of outstanding common shares, limiting direct fund-level pay-for-performance alignment disclosures in the proxy .

Past Roles

External Roles

Fixed Compensation

• Fund-paid compensation: Officers employed by DoubleLine or an affiliated company do not receive compensation or expense reimbursement from the Funds .

Performance Compensation

• No fund-level bonus, equity awards, or option grants are disclosed for officers employed by the Adviser; compensation terms for such officers are not detailed in the Funds’ proxy .

Equity Ownership & Alignment

• Officers as a group (including trustees, nominees, principal executive officer, and principal financial officer) beneficially owned less than 1% of each Fund’s outstanding common shares as of December 31, 2024, indicating minimal direct fund-level equity alignment among officers; individual ownership for Winnie Han is not itemized in the proxy .
• Example context from recent officer Form 3 filings at DBL: multiple DoubleLine-related officers (e.g., Carolyn Liu-Hartman, Ana Alcantara, Jonathan Kingery, Ali Zaidi) reported zero DBL common stock beneficial ownership at the time of filing, underscoring limited fund-share holdings among operational officers .

Employment Terms

Investment Implications

• Compensation alignment and insider selling pressure: As an Assistant Treasurer employed by the Adviser with no fund-paid compensation or disclosed fund-level equity awards, Winnie Han’s incentives appear tied to DoubleLine Group LP rather than DBL’s share performance, implying low direct pay-for-performance alignment at the fund level and negligible selling pressure from fund equity grants .
• Ownership alignment and pledging: The proxy indicates officers collectively own less than 1% of outstanding shares, and recent Form 3s by comparable DoubleLine officers report zero DBL holdings, suggesting minimal fund-level “skin in the game” among operations officers; no pledging disclosures are provided for Winnie Han .
• Retention and execution risk: Tenured since 2017 across DoubleLine funds with prior accounting roles at Alexandria and PwC, her profile reflects operational continuity in fund treasury; retention factors relate to the Adviser’s employment terms, not fund-level contracts, as the proxy provides no severance, change-of-control, or clawback details for fund officers .