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Barrett Mooney

Director at DIH HOLDING US
Board

About Barrett Mooney

Independent director (Class III) appointed September 2, 2025; term expires at the 2026 Annual Meeting. Age 40, Ph.D. in Engineering (University of Florida). Background includes CEO/Chairman of AgEagle Aerial Systems (2018–2023), co‑founder/CEO of HydroBio (sold to The Climate Corporation in May 2017), AI decision support deployments at CropIn, and leadership roles commercializing AI at The Climate Corporation (Monsanto/Bayer) .

Past Roles

OrganizationRoleTenureCommittees/Impact
AgEagle Aerial Systems (NYSE American: UAVS)CEO & Chairman2018–2023 Led public company through acquisitions and transition to public markets
HydroBio Inc.Co‑founder & CEOThrough May 2017 (sale to The Climate Corporation) Built satellite-driven analytics; strategic exit
The Climate Corporation (Monsanto/Bayer)AI leadership rolesPost‑2017 (after HydroBio sale) Led teams using AI to enhance crop yields & seed sales efficiency
CropIn Technology SolutionsLed AI decision support international deployment2023–2024 Commodity & supply chain AI deployment

External Roles

OrganizationRoleTenureCommittees/Impact
Green Theme TechnologiesChief Operating OfficerSince Jan 2025 Operations and complex manufacturing leadership
Henry James Advisor ServicesPresidentSince Jan 2025 Strategic advisory leadership
Public company boardsNone disclosedNo current public company directorships disclosed for Mooney

Board Governance

  • Committee assignments: Audit (member) , Nominating & Corporate Governance (member) , Strategy Committee (Chair) .
  • Independence: Board determined Mooney is an independent director (with Baucus, Eberts, Burell, Streppa) under Nasdaq standards and Rule 10A‑3(b)(1) .
  • Lead Independent Director: F. Samuel Eberts III .
  • Board activity: Board held 23 meetings in FY ended March 31, 2025; no director attended fewer than 75% of board/committee meetings (Mooney appointed after FY‑end) .
  • Executive sessions and leadership structure: Combined CEO/Chairman model with defined Lead Independent Director responsibilities and regular executive sessions of independent directors .
  • Governance policies: Code of Ethics; prohibition on hedging/pledging; clawback policy adopted .
  • Special meeting signals: Company reduced quorum threshold to 33⅓% to facilitate action on debenture approvals and reverse split—indicates urgency to execute financing actions .

Fixed Compensation

ComponentAmountNotes
Annual cash retainer$200,000 For service as director, pro rata for FY ending March 31, 2026
Annual equity (common shares)$100,000 Shares under Equity Compensation Plan, pro rata for FY ending March 31, 2026
Committee/Chair feesNot disclosedNo additional committee chair/member fee disclosures found

Performance Compensation

MetricFY 2026 PlanNotes
Performance metrics tied to director compensation (e.g., TSR, revenue, ESG)Not disclosedFilings disclose fixed cash and equity; no performance-based director metrics disclosed

Other Directorships & Interlocks

CompanyRoleDatesPotential Interlock/Conflict
AgEagle Aerial Systems (UAVS)CEO & Chairman2018–2023 Not a supplier/customer to DHAI per filings; no interlock disclosed
Related‑party transactionsNoneAppointment 8‑K states no Item 404 related‑party disclosures for Mooney

Expertise & Qualifications

  • AI/ML and data‑driven decision support in supply chain and commodities .
  • Complex manufacturing and scaling technology businesses; public market transaction experience .
  • Technical credentials: Ph.D. in Engineering (University of Florida) .

Equity Ownership

HolderShares Owned% of OutstandingNotes
Barrett Mooney0<1%Beneficial ownership table shows no shares as of Oct 6, 2025 .
Pledging/HedgingProhibitedInsider trading policy prohibits hedging and pledging company securities .

Governance Assessment

  • Strengths:

    • Independent director with relevant AI/operations expertise and chairing Strategy during a pivotal capital/liquidity period .
    • Board has majority independence, defined Lead Independent Director role, and formal governance policies including hedging/pledging prohibitions and clawback .
  • Watch‑items / red flags:

    • Limited personal share ownership at appointment (0 shares), reducing immediate “skin‑in‑the‑game” alignment, though equity retainers are scheduled pro rata .
    • Company‑level risk backdrop: going‑concern doubt and multiple Nasdaq deficiency/delisting notices—board oversight of capital structure and disclosures is critical .
    • Aggressive financing/dilution mechanics: stockholder approvals to lower base conversion prices, extend discounted investment rights, and reverse split—heightened investor sensitivity to governance and fairness; Strategy Committee leadership requires strong independence and transparency .
    • Quorum reduction to 33⅓% to pass critical proposals—expedites action but may be viewed as weakening stockholder protections if not paired with robust engagement .

Overall, Mooney’s operational and AI credentials add useful board skill coverage. Given DHAI’s capital structure stress and listing risk, his Strategy Committee chair role puts emphasis on rigorous conflict screening and communication around financing decisions, dilution implications, and alignment measures (e.g., timely equity grant issuance and compliance with governance policies) .