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Elizabeth K. Tuppeny

Lead Independent Director at Franklin BSP Realty Trust
Board

About Elizabeth K. Tuppeny

Elizabeth K. Tuppeny, age 64, is FBRT’s Lead Independent Director and has served on the Board since 2013. She founded and leads Domus, Inc. (1993–present) and brings 40 years of branding/advertising expertise at the C‑suite level for Fortune 50 clients; she is affirmatively determined independent under NYSE rules and serves on all three Board committees . As Lead Independent Director, she chairs executive sessions of independent directors and reviews agendas, facilitates communication, and may call meetings of the independent directors .

Past Roles

OrganizationRoleTenureCommittees/Impact
Domus, Inc.Founder & Chief Executive Officer1993–Present C‑suite branding advisory for Chevron, Citibank, ConAgra, Diageo, DuPont, Epson, Mattel, Merck, Merrill Lynch, P&G, Ralph Lauren, Westinghouse
Earle Palmer BrownEVP, Business Development1992–1993 Growth and client acquisition leadership
Weightman AdvertisingSenior Vice President1984–1992 Senior leadership in advertising

External Roles

OrganizationRoleTenureNotes
National Healthcare PropertiesDirectorNot disclosed in proxyCurrent public company board
American Strategic Investment Co. (formerly New York City REIT, Inc.)DirectorNot disclosed in proxyCurrent public company board
American Realty Capital Trust IVDirectorNot disclosed in proxyPrior public company board

Board Governance

  • Committee assignments: Audit; Compensation; Nominating & Corporate Governance; not a chair. She is Lead Independent Director .
  • Independence: Board determined Tuppeny and all committee members are independent under NYSE standards; audit committee composition fully independent .
  • Attendance and engagement: Board met 5 times in FY2024; each director attended at least 75% of Board and committee meetings; independent director executive sessions occur at every regular Board meeting .
  • Lead Independent Director responsibilities: chairs independent sessions, reviews agendas, liaises with management and service providers, and may call meetings; receives supplemental compensation for this role .
  • Investor engagement: Chairman, Lead Independent Director, and NCG Chair held discussions with largest institutional stockholders on performance, governance, and sustainability .

Fixed Compensation

Component (2024)AmountDetail
Annual Director Cash Retainer$110,000 Standard non-management director cash retainer
Committee Membership Fees$30,000 $10,000 per committee; she serves on Audit, Compensation, NCG (3×$10,000)
Lead Independent Director Supplemental Fee$30,000 Role-specific cash supplement
Total Cash Fees$170,000 Matches director compensation table (cash)

Performance Compensation

Equity Award (2024)Grant DateGrant Date Fair ValuePricing BasisVesting
Annual Restricted Stock GrantMay 31, 2024$85,000 $12.47/share (closing price prior to grant) Earlier of 1-year anniversary or next annual meeting
Supplemental Restricted Stock Grant (reflects equity retainer increase)Aug 7, 2024$25,000 $12.34/share (closing price prior to grant) Same as above
Unvested Restricted Shares (as of 12/31/24)8,841 shares (from 2024 grants) Scheduled to vest May 28, 2025
Annual Equity Retainer Policy$110,000 (2024; +$25k vs 2023) Granted at meeting date price Vests earlier of anniversary or next annual meeting

Performance metrics (director equity):

MetricUse in Director PayNotes
Performance-based metrics (e.g., TSR, EBITDA)Not usedDirector equity is time-based restricted stock; no options/PSUs disclosed

Other Directorships & Interlocks

CompanyOverlap/Interlock Considerations
National Healthcare Properties; American Strategic Investment Co.Both are REITs; no FBRT-related party transactions disclosed involving Tuppeny; NCG Committee reviews and approves related-party transactions and conflicts, and all 2024 Advisor/affiliate relationships were reviewed and deemed fair under Company policies .
Time-commitment/limitsDirectors should not serve on more than four additional public company boards; Audit Committee members should limit audit committee seats; directors must notify Board of changes; policies seek to prevent overboarding/conflicts .

Expertise & Qualifications

  • 40 years in branding/advertising with Fortune 50 clients; CEO experience; multiple independent directorships; real estate business development evaluation background .
  • Board skills framework includes marketing/communications, governance/regulatory, risk management, and REIT/real estate experience—areas aligned with her profile .

Equity Ownership

HolderShares Beneficially Owned% of ClassNotes
Elizabeth K. Tuppeny39,871 <1% Includes 8,841 unvested restricted shares scheduled to vest May 28, 2025 .
Director Stock Ownership Guideline3× prior-year base cash retainerMust meet within 5 years of appointment (or 3 years for increases); all non-management directors compliant or on track as of 12/31/24 .
Hedging & PledgingProhibited; pledging/margin requires Audit Committee pre-approval Insider Trading Policy restrictions apply .

Governance Assessment

  • Strengths: Lead Independent Director role with clear authority supports balance when CEO is Chair; full independence across committees; regular executive sessions; robust related-party/conflict oversight; director stock ownership guidelines; strong investor engagement participation by Lead Independent Director .
  • Alignment: Mix of cash ($170k) and equity ($110k grant; time-based) appears standard for REIT directors; equity vests on short cycle aligned with annual meeting cadence; beneficial ownership and guideline compliance/on-track status support alignment .
  • Potential risks/flags: Multiple external REIT directorships necessitate monitoring for time-commitment and conflict risks; Company policies mitigate via pre-approval, ownership/hedging limits, and NCG oversight. No director-specific related-party transactions disclosed; no political contributions in 2024; no material legal/regulatory proceedings disclosed by the Company .