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Pat Augustine

Director at Franklin BSP Realty Trust
Board

About Pat Augustine

Independent director of Franklin BSP Realty Trust (FBRT) since 2021; age 62 in the 2025 proxy. Background spans structured products and mortgage-backed securities trading at Salomon Brothers, leadership in structured products at NationsBank/Bank of America and Swiss Re Asset Management, and entrepreneurship building and selling Planet Fitness franchises through Meridian Enterprises. Serves on FBRT’s Compensation and Nominating & Corporate Governance Committees; the Board affirms his independence under NYSE standards .

Past Roles

OrganizationRoleTenureCommittees/Impact
Meridian EnterprisesFounder; built, owned, and operated Planet Fitness franchises; later sold to PE2011–PresentEntrepreneurial operator in consumer services; real estate exposure
Swiss Re Insurance Asset ManagementHead of Structured Product and Credit Portfolio Management2009–2011Led structured product and credit portfolio functions
NationsBank (predecessor to Bank of America)Head of sales, trading, and research for structured products1996–2007Led structured product trading and research
Salomon BrothersMortgage‑backed securities trader1985–1996MBS trading experience

External Roles

OrganizationRoleTenureNotes
Capstead Mortgage CorporationDirector (prior)Not disclosedPrior public company board; no current public company boards disclosed

Board Governance

  • Independence: Board affirmed Augustine is independent for Board and committee service under NYSE rules .
  • Committee assignments: Member—Compensation; Nominating & Corporate Governance. Chairs are Jamie Handwerker (Compensation) and Peter J. McDonough (Nominating & Corporate Governance); Augustine is not a chair .
  • Committee activity: FY’24 meetings—Compensation: 5; Nominating & Corporate Governance: 4 .
  • Board activity & attendance: Board held 5 meetings in FY’24; each director attended at least 75% of Board and applicable committee meetings. Four of seven directors attended the 2024 annual stockholders’ meeting .
  • Executive sessions: Independent director‑only executive sessions occur at every regular Board meeting; Lead Independent Director (Elizabeth Tuppeny) chairs these sessions .
  • Ownership guidelines: Non‑management directors must own ≥3× prior year base cash retainer within five years; all non‑management directors were compliant or on track as of 12/31/2024 .
  • Conflicts oversight: Nominating & Corporate Governance Committee reviews, negotiates, and approves related‑party transactions; quarterly oversight of Advisor fees/expense allocations; independent directors determined Advisor relationships in 2024 were fair and approved per policy .
  • Hedging/pledging: Prohibited for directors; pledging only with Audit Committee pre‑approval .
  • Legal/ESG posture: No political contributions in FY’24; no material legal or regulatory proceedings disclosed; ESG oversight by Nominating & Corporate Governance Committee .

Fixed Compensation

Metric20232024
Cash Fees (Annual + Committees)$130,000 $130,000
Stock Awards (Restricted Shares)$85,000 $110,000
Total Director Compensation$215,000 $240,000

Program terms (non‑management directors):

  • Annual cash retainer: $110,000; committee chair fee $20,000; committee member fee $10,000; Lead Independent Director supplemental fee $30,000 .
  • Annual equity: $110,000 restricted shares (raised from $85,000 in 2023) vest on earlier of one‑year anniversary or next annual meeting; in 2024 an additional $25,000 supplemental grant was issued alongside the annual grant given the increase in the equity retainer .

Performance Compensation

  • Director pay is not performance‑based; equity grants are time‑vested restricted shares and no specific performance metrics (TSR, revenue, EBITDA, ESG, etc.) are tied to director compensation .

Other Directorships & Interlocks

CategoryDetail
Current public boardsNone disclosed for Augustine
Prior public boardsCapstead Mortgage Corporation
Interlocks/conflictsNone disclosed; Board affirms independence and manages conflicts through committee oversight

Expertise & Qualifications

  • Real estate and structured finance: Extensive MBS/structured product experience (Salomon, NationsBank/BoA, Swiss Re) and operational real estate exposure via franchise development .
  • Governance and compensation oversight: Active roles on Compensation and Nominating & Corporate Governance Committees .
  • Prior REIT board experience (Capstead): Relevant to mortgage REIT governance and risk .

Equity Ownership

Ownership Metric2024 (as of 4/1/2024)2025 (as of 4/1/2025)
Beneficially owned common shares17,350 26,191
Percent of class* (<1%) * (<1%)
Unvested restricted shares6,208 (vest 5/29/2024) 8,841 (vest 5/28/2025)

Alignment safeguards:

  • Stock ownership guidelines for directors (≥3× base cash retainer within five years); Augustine covered by this policy and directors were compliant or on track as of 12/31/2024 .
  • Hedging/pledging prohibited absent Audit Committee pre‑approval .

Governance Assessment

  • Committee effectiveness: Service on both Compensation and Nominating & Corporate Governance places Augustine at the center of CEO/NEO equity awards administration and related‑party/conflict oversight—critical levers in externally‑managed REITs. FY’24 committee activity (Comp: 5; Nominating: 4) indicates regular cadence supporting oversight .
  • Independence and attendance: Independence affirmed; attendance threshold met (≥75%) across Board/committees in 2024; Board held 5 meetings, with independent executive sessions each regular meeting, supporting robust oversight culture .
  • Pay structure and alignment: Director pay mix remains balanced with modest cash plus time‑vested equity; equity retainer increased from $85k to $110k in 2024, implemented via annual plus supplemental grant; stock ownership guidelines further align interests .
  • Conflicts management: Strong formal processes in Nominating & Corporate Governance Committee for reviewing related‑party transactions and Advisor fees; 2024 Advisor relationships deemed fair and approved per policy—mitigating externally‑managed model risk .
  • Investor confidence signals: Board continues to propose eliminating supermajority voting requirements (governance enhancement); say‑on‑pay support improved to ~85% in 2024 following deeper disclosures on external management structure .

RED FLAGS

  • None disclosed regarding Augustine: no related‑party transactions, pledging/hedging, or attendance shortfalls individually identifiable from the proxy; company disclosed no material legal or regulatory proceedings in FY’24 .