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Chad Chen

About Chad Chen

Chad Chen, age 42, is an independent director at Faraday Future AI Electric Vehicle Inc. (ticker: FFAI) and a partner at Yoka | Smith, LLP, with a background in litigation and regulatory counsel; he holds a J.D. from Southwestern Law School and a B.A. in Economics and Political Science from UC Irvine . He was appointed to FFAI’s board on October 27, 2022, and has been designated an “audit committee financial expert” by the board .

Past Roles

OrganizationRoleTenureCommittees/Impact
YokaSmith, LLPPartner2012–present
National alternative energy companyLegal rolesNot disclosedLegal counsel experience
U.S. District CourtLegal rolesNot disclosedLegal experience
U.S. Bankruptcy CourtLegal rolesNot disclosedLegal experience
Private practiceAttorneyNot disclosedLegal experience

External Roles

Company/InstitutionRoleTenureNotes
No other public company directorships disclosed in the proxy .

Board Governance

ItemDetails
IndependenceBoard determined Mr. Chen is an independent director under Nasdaq standards .
Committee assignmentsAudit Committee (member); Compensation Committee (member); Nominating & Corporate Governance Committee (Chair) .
Financial expertiseBoard designated Mr. Chen as an “audit committee financial expert” .
AttendanceEach director attended ≥75% of board/assigned committee meetings in FY2024 (aggregate disclosure) .
Board size5 directors as of April 18, 2025 .
Lead independent directorGuidelines describe a Lead Independent Director role when chair is not independent; current chair selection pending .
Executive sessionsIndependent directors hold regularly scheduled meetings .
Nominating rights contextMr. Chen is an FF Top Designee (nominated pursuant to the Amended & Restated Shareholder Agreement), indicating FF Top’s influence over board composition .

Fixed Compensation

ComponentPolicy2024 Actual – Chen
Annual Board Cash Retainer$50,000 Included in cash total
Committee Member RetainersAudit $10,000; Compensation $6,250; Nominating & Corp Gov $5,000 Included in cash total
Committee Chair PremiumsNominating & Corp Gov Chair $7,500 Included in cash total
Meeting Fees$1,500 per meeting above 15 per year (cap $20,000/month) Included in cash total (if applicable)
Cash Fees Paid (FY2024)$144,267

Performance Compensation

Equity ComponentDetails2024 – Chen
Annual RSU Award (policy)$150,000 grant date value to non‑employee directors
Stock Awards (FY2024, actual)Grant-date fair value of director stock awards$239,998.50
Unvested RSUs Outstanding (12/31/2024)RSUs outstanding and unvested37,594
Lifetime RSUs granted under 2021 PlanCumulative RSUs shown in historical equity awards table60,536

Performance metrics used in the company’s 2021 Stock Incentive Plan (for performance awards to eligible participants) include: TSR, EPS, ROE, ROIC, EBITDA, EBITDA margin, operating income, revenue, operating expenses/cost goals, market share, cash flow/FCF, gross margin, operating margin, net cash from operations, P/E growth, and strategic/operational milestones; awards may include adjustments for FX, write-downs, M&A, restructurings, noncash/extraordinary items, and accounting/law changes . Note: non‑employee director equity is disclosed as RSUs; no director‑specific performance metrics are disclosed for director equity grants .

Other Directorships & Interlocks

  • Other public boards: None disclosed for Mr. Chen in the proxy biography .
  • Compensation Committee interlocks: None; no FF executive served on another company’s board/comp committee with reciprocity since July 2021 .

Expertise & Qualifications

  • Litigation and corporate/regulatory counsel (contract management; agency interactions with U.S. Treasury, Commerce, ITC, tax authorities) .
  • Committee leadership: Chair of Nominating & Corporate Governance; member, Audit and Compensation .
  • Designated “audit committee financial expert” by the board .

Equity Ownership

MetricValue
Beneficial ownership (as of April 17, 2025)45,537 shares of Class A Common Stock (less than 1%) .
Sales since becoming publicTo the company’s knowledge, sold 15,000 shares since public listing .
Unvested RSUs outstanding (12/31/2024)37,594 .
Shares pledgedCompany policy prohibits pledging and hedging of company securities .
Ownership guidelinesNon‑employee directors must hold ≥3x annual cash retainers; covered directors were either compliant or within the 5‑year phase‑in as of the record date .

Governance Assessment

  • Strengths:
    • Independent director with audit committee financial expert designation; chairs nominating committee and serves on audit/compensation committees, supporting board effectiveness and oversight .
    • Ownership alignment supported by RSU grants; company prohibits hedging/pledging and has director ownership guidelines with compliance/phase‑in status reported .
  • Watch items / potential red flags:
    • Late Section 16(a) filing: Mr. Chen did not timely file a Form 4 for an April 15, 2024 grant (subsequently filed May 28, 2024) .
    • Board nomination influence: Mr. Chen is an FF Top Designee under the shareholder agreement; while independent under Nasdaq, the concentrated nomination rights of FF Top may raise perception risks around independence of judgment in contested matters .
    • Related‑party environment: The company has numerous related‑party financings and transactions involving affiliates of the founder and FF Global; while the Audit Committee (of which Mr. Chen is a member) reviews RPTs and a written policy is in place, the breadth of RPTs remains a governance risk factor to monitor .

Director attendance: In FY2024, each director attended at least 75% of aggregate board and assigned committee meetings (company‑wide disclosure; individual percentages not disclosed) .

Compensation structure: 2024 director pay for Mr. Chen was mixed cash/equity (cash $144,267; stock $239,998.50), with policy‑based retainers and RSUs typical for small‑cap issuers targeting alignment without leveraged risk .

Equity alignment: Mr. Chen beneficially owned 45,537 shares as of April 17, 2025 and held 37,594 unvested RSUs as of year‑end 2024; company ownership guidelines apply with retention requirements until compliance .