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Valerie Williams

Trustee at FRANKLIN UNIVERSAL TRUST
Board

About Valerie M. Williams

Independent Trustee of Franklin Universal Trust (FT), born 1956; appointed to the FT Board in May 2021 and standing for re-election as a Class I nominee serving until the 2028 Annual Shareholders’ Meeting . Former Regional Assurance Managing Partner at Ernst & Young LLP (EY) (2005–2016), with prior EY roles since 1981; currently serves as a director at multiple U.S. public companies (Omnicom Group, DTE Energy, Devon Energy) . Williams is an Independent Trustee under the Investment Company Act and serves on FT’s Nominating and Corporate Governance Committee .

Past Roles

OrganizationRoleTenureCommittees/Impact
Ernst & Young LLPRegional Assurance Managing Partner2005–2016 Senior audit leadership and oversight experience
Ernst & Young LLPVarious roles of increasing responsibility1981–2005 Assurance and financial reporting background

External Roles

OrganizationRoleTenureCommittees/Impact
Omnicom Group, Inc.Director2016–present Committee assignments not disclosed in FT proxy
DTE Energy Co.Director2018–present Committee assignments not disclosed in FT proxy
Devon Energy CorporationDirector2021–present Committee assignments not disclosed in FT proxy
WPX Energy, Inc.Director (prior)2018–2021 Prior E&P board experience

Board Governance

  • Independence: Member of FT’s Nominating and Corporate Governance Committee; all members are independent under the 1940 Act . She is listed as an Independent Trustee in the Class I nominees .
  • Committee assignments: Nominating and Corporate Governance Committee; not listed on the Audit Committee (members are Checki (Chair), Luttig, Thompson, Choksi, Holiday) .
  • Lead Independent: Edith E. Holiday is the Lead Independent Trustee (since 2019) .
  • Attendance: In FY ended Aug 31, 2024, the Board held eight regular and one special meeting; Audit Committee met ten times (including two joint), and the Nominating Committee met once. Each Trustee attended at least 75% of aggregate Board and applicable committee meetings; none attended the March 7, 2024 Annual Shareholders’ Meeting .
Meetings (FY ended Aug 31, 2024)CountAttendance
Board (regular)8 ≥75% for each Trustee
Board (special)1 ≥75% for each Trustee
Audit Committee10 (incl. 2 joint) ≥75% for each Trustee
Nominating Committee1 ≥75% for each Trustee

Fixed Compensation

  • Structure for Independent Trustees (complex-wide): Annual retainer $304,000; $7,000 per regular Board meeting; Audit Committee member retainer $10,000 plus $3,000 per Committee meeting; Audit Committee Chair receives $50,000 in lieu of the member retainer; Lead Independent Trustee supplemental retainer $50,000 (was $40,000 in prior year) .
  • Reimbursements: Reasonable expenses for attending meetings are reimbursed .
ComponentAmount
Annual retainer (Independent Trustees)$304,000
Per regular Board meeting$7,000
Audit Committee member retainer$10,000
Audit Committee per-meeting fee$3,000
Audit Committee Chair fee (in lieu of member retainer)$50,000
Lead Independent supplemental retainer$50,000 (2025) ; $40,000 (2023)
Valerie M. Williams (2024 fiscal/calendar reference)Value
Aggregate Compensation From FT (FY ended Aug 31, 2024)$241
Total Compensation from Franklin Templeton Fund Complex (CY ended Dec 31, 2024)$686,000
Number of Boards within Franklin Templeton Fund Complex27

Performance Compensation

  • No performance-based compensation for FT Trustees is disclosed; the proxy describes fixed retainers and meeting fees only, with no equity awards or performance metrics for directors .

Other Directorships & Interlocks

  • External boards: Omnicom Group (2016–present), DTE Energy (2018–present), Devon Energy (2021–present); prior WPX Energy (2018–2021) .
  • FT Board interlock: Mary C. Choksi also serves on Omnicom Group’s board (2011–present), creating a shared external directorship among FT Trustees .
  • No customer/supplier interlocks tied to FT operations disclosed.

Expertise & Qualifications

  • Significant assurance and audit oversight experience from EY (1981–2016) .
  • Multi-industry public board experience (advertising/marketing, utilities, oil & gas) .
  • Nominating/Corporate Governance Committee participation indicates engagement in board composition, independence monitoring, and governance policies .

Equity Ownership

  • FT’s board policy requires members to invest one-third of director fees (excluding committee fees) in Templeton and Franklin funds until holdings equal or exceed five times the annual retainer and regular board meeting fees; a three-year phase-in applies to newly elected members .
  • Reported dollar ranges of Williams’ holdings over time:
Metric2022 (as of Dec 31, 2021)2023 (as of Dec 31, 2022)2024 (as of Dec 31, 2023)2025 (as of Jan 10, 2025)
Dollar range in FTNone None None None
Aggregate dollar range across FT fund complexNone $10,001–$50,000 $50,001–$100,000 Over $100,000
  • No pledging or hedging of FT shares is disclosed; FT notes no Trustee owns ≥1% of outstanding FT shares (25,131,894 shares outstanding as of Jan 10, 2025) .

Governance Assessment

  • Strengths:
    • Independent status with governance involvement via the Nominating & Corporate Governance Committee; committee charter emphasizes independence verification, board effectiveness evaluations, and conflict monitoring .
    • Deep audit/assurance pedigree from EY; useful for oversight even though not currently on FT’s Audit Committee .
    • Improving fund complex ownership over 2022–2025 consistent with board investment policy, trending to “Over $100,000” by 2025 .
    • Attendance met minimum standards; engaged across scheduled meetings .
  • Watch items/RED FLAGS:
    • External interlock: Shared Omnicom board service with fellow FT Trustee Mary C. Choksi—may create informal information channels; monitor for potential conflict alignment, though none disclosed .
    • Time-commitment risk: Williams serves on 27 boards within the Franklin Templeton complex, overseeing 107 portfolios at FT—typical in fund complexes but can constrain capacity; ongoing attendance thresholds are a mitigating sign .
    • Annual meeting non-attendance: “None of the Trustees” attended the March 7, 2024 annual meeting—optics risk for investor engagement; context indicates no formal policy requiring attendance .
  • No related-party transactions involving Williams disclosed; family relationship noted between Gregory E. Johnson and Rupert H. Johnson, Jr. (uncle), not involving Williams . Audit Committee oversees related-party reviews; no director-specific conflicts for Williams are mentioned .

Overall signal: Independent governance contributor with audit pedigree and growing fund holdings; monitor workload and interlocks, plus continued progress toward board investment guideline thresholds.