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Craig A. Grassi

Vice President at GENERAL AMERICAN INVESTORS CO
Executive

About Craig A. Grassi

Craig A. Grassi is Vice-President at General American Investors Company, Inc. (GAM), serving as an analyst focused on technology and technology support; he has been an officer since 2005, an employee since 1991, and is age 56 . Company performance over the most recent periods was strong: for the six months ended 6/30/2025, NAV total return was 10.95% and stockholder return was 10.40%; for the twelve months ended 6/30/2025, NAV return was 15.77% and stockholder return was 23.02% . As of 6/30/2025, net assets applicable to common were $1,485,083,433 and shares outstanding were 23,279,512; NAV per share was $63.79 .

Past Roles

OrganizationRoleYearsStrategic Impact
General American Investors Company, Inc.Vice-President; Analyst – technology and technology supportEmployee since 1991; Officer since 2005; VP since 2013 Coverage of technology and technology support sectors

External Roles

OrganizationRoleYearsNotes
None disclosedNo public company directorships disclosed for Grassi

Fixed Compensation

  • The proxy discloses the three highest-paid executive officers in 2024; Craig A. Grassi was not among them, so specific base salary/bonus figures for Grassi are not provided .
  • GAM operates a defined benefit retirement plan and a defined contribution Employees’ Thrift Plan available to all employees, including officers .
  • Aggregate officer compensation for the six months ended 6/30/2025 was $3,756,629 .

Employees’ Thrift Plan — Key Terms

Plan FeatureDetail
Company match150% of employee contributions up to 8% of basic salary; invested in GAM common stock
EligibilityAll employees, including officers, eligible after six months of service
VestingCompany contributions fully vested after six years; partial vesting begins after two years

Defined Benefit Pension Plan — Key Data (Plan-level)

MetricSix Months Ended 6/30/2025
Service cost ($)$143,502
Interest cost ($)$615,340
Expected return on plan assets ($)$(1,076,486)
Amortization of net actuarial gain ($)$(3,098)
Net periodic benefit income ($)$(320,742)

Performance Compensation

  • The proxy does not disclose specific performance metric weightings (e.g., TSR, NAV, revenue) tied to officer compensation; the Compensation Committee reviews company operations/performance, officer contributions, comparables, external data, and management proposals when recommending compensation .

Equity Ownership & Alignment

MetricFY 2023FY 2024
Common shares beneficially owned (Form 5)66,083 (Indirect – by Employees’ Thrift Plan Trust)73,127 (Indirect – by Employees’ Thrift Plan Trust)
Change in common shares (YoY)+7,044 acquired via Thrift Plan on 12/31/2024 (Code J)
Preferred shares (spouse IRA)350350
Preferred shares (son UTMA)250250
Ownership % of common outstanding~0.314% (=73,127 / 23,279,512)
Ownership formIndirect via Thrift Plan Trust; Grassi disclaims beneficial interest in these shares
Derivative securitiesNone reported on Form 5 (Table II)
Pledging/hedgingNo pledging or hedging disclosures observed in Form 5/N-CSRS/DEF 14A for Grassi

Employment Terms

TermDisclosure
Appointment/termOfficers are appointed each year by the Board at its annual organizational meeting in April
Employment agreementNo specific employment contract or term disclosed for Grassi
Severance/change-of-controlNo severance or change-in-control provisions disclosed for officers in the proxy/N-CSRS
ClawbackN-CSRS Item 18 “Recovery of Erroneously Awarded Compensation”: Not applicable
Non-compete/non-solicit/garden leaveNot disclosed
Stock ownership guidelinesNot disclosed

Investment Implications

  • Alignment: Grassi’s GAM exposure is primarily via the Employees’ Thrift Plan Trust, which accumulates GAM stock with vesting over time; he reports indirect holdings and disclaims beneficial interest, with no derivative positions or pledging noted .
  • Insider pressure: Form 5 shows net accumulation (+7,044 shares in 2024) via the Thrift Plan, with no reported sales—suggesting limited near-term insider selling pressure from Grassi .
  • Retention: Long tenure (employee since 1991; officer since 2005; VP since 2013) indicates institutional knowledge and continuity in technology coverage .
  • Firm-level context: GAM repurchased 188,651 common shares in H1 2025 at an average 13.0% discount to NAV, with the shares trading at a 12.15% discount on 6/30/2025—supportive for shareholder returns and potentially indicative of disciplined capital allocation .
  • Governance/compensation transparency: While committee process is described, absence of disclosed metric weightings, severance, or ownership guidelines reduces visibility into pay-for-performance and retention economics for non-NEO officers like Grassi .