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Erin Carter

Director at Glucotrack
Board

About Erin Carter

Erin Carter, 55, is an independent director at Glucotrack, Inc. (GCTK) since August 25, 2023, and serves as Chair of the Audit Committee; the Board has designated her an “audit committee financial expert.” She brings ~30 years of executive finance experience in medical devices and currently serves as CFO for Mayo Collaborative Services at Mayo Clinic (since July 2024). She previously held senior finance roles at Medtronic (CFO/Vice President, Neuroscience division), Boston Scientific, UnitedHealth Group, and Arterial Vascular Engineering; she holds a B.S. in Business Administration from Cal Poly and is a CPA (inactive) in California .

Past Roles

OrganizationRoleTenureCommittees/Impact
MedtronicCFO & VP Finance, Neuroscience division (~$9B revenue)2012–Mar 2023Grew GI Solutions from $36M to $450M in 5 years via organic growth and acquisitions
Boston ScientificDirector of FinanceNot disclosedFinance leadership (dates not disclosed)
UnitedHealth GroupVP, Accounting & ReportingNot disclosedCorporate reporting leadership (dates not disclosed)
Arterial Vascular EngineeringAssistant ControllerNot disclosedScaled company from 200 to >4,000 employees, integrated two acquisitions, sale to Medtronic

External Roles

OrganizationRoleTenureNotes
Mayo Collaborative Services (Mayo Clinic)Chief Financial OfficerJul 2024–presentFacilitates access to Mayo diagnostic services; >$1B revenue
Public company boardsCarter currently serves on 0 other public boards

Board Governance

  • Independence: The Board determined Carter is independent under Nasdaq and SEC rules .
  • Committee roles: Audit Committee Chair; committee members alongside Carter were Dr. Robert Fischell and Luis Malavé .
  • Audit committee meetings: The audit committee held four meetings in 2024 .
  • Board attendance: The Board held eight meetings in 2024; each incumbent director except Dr. Fischell attended ≥75% of Board and committee meetings during their service period (implies Carter met or exceeded 75%) .
  • Executive sessions: Independent directors hold separate executive sessions at least twice per year, with a designated independent director presiding .

Fixed Compensation

YearCash Retainer ($)Stock Awards ($)Option Awards ($)Total ($)
202445,000 55,000 100,000
  • Director compensation program: non-employee directors receive cash and stock; meeting fees and committee chair fees are not broken out in the proxy; directors who are employees do not receive additional compensation for Board service .

Performance Compensation

ComponentTermsMetric Linkage
Equity awards to directorsStock grants awarded; vesting terms not itemized for directors in 2024 tableNo performance-based metrics disclosed for director equity (awards presented as fixed-value grants)
Equity plan framework2024 Equity Incentive Plan allows stock options, RSUs, other stock-based awards; default vesting over three years (1/3 at year 1, then monthly)Plan authorizes repricing and exchange of awards without shareholder approval (governance risk)

Other Directorships & Interlocks

CompanyRoleCommittee RolesInterlock/Conflict Notes
Carter currently serves on no other public company boards; no disclosed interlocks with competitors/customers

Expertise & Qualifications

  • Audit and finance expertise; designated “audit committee financial expert” under Item 407(d)(5)(ii) of Regulation S-K .
  • Deep medtech operating finance background; scaled divisional P&L and drove acquisitive growth (GI Solutions $36M → $450M over five years at Medtronic) .
  • Current healthcare diagnostics CFO role (Mayo Collaborative Services) aligning with GCTK’s health device domain .
  • Education and credentials: B.S. Business Administration (Cal Poly); CPA (inactive, CA) .

Equity Ownership

Snapshot DateTotal Beneficial Ownership (shares)% of Common StockBreakdown
Apr 21, 202547,710 * (less than 1%) 43,736 shares held directly; 2,078 warrants currently exercisable; 1,896 unissued shares earned from Board service (issuable within 60 days)
Sep 23, 20251,148 * (less than 1%) 730 shares held directly; 418 unissued shares earned from Board service (issuable within 60 days)

Notes: The large change in share count reflects corporate actions and capital changes between the two proxy dates; outstanding shares fell from 25,585,853 (Apr 21, 2025) to 899,410 (Sep 23, 2025), materially altering reported beneficial amounts and percentages .

Insider Trades and Section 16 Compliance

EventTransaction DateDescriptionFiling Status
Acquisition of Common StockDec 31, 2023Director stock acquisitionForm 4 not filed timely; subsequently reported Mar 28, 2025
Acquisition of Common StockApr 8, 2024Director stock acquisitionForm 4 not filed timely; subsequently reported Mar 28, 2025
Purchase of Convertible NoteJul 18, 2024Participation in director/officer convertible notesForm 4 not filed timely; subsequently reported Mar 28, 2025
Note ConversionNov 14, 2024Convertible note converted in connection with November 2024 offeringForm 4 not filed timely; subsequently reported Mar 28, 2025
Acquisition of Series A & Series B WarrantsNov 14, 2024Warrants received with offeringForm 4 not filed timely; subsequently reported Mar 28, 2025

Context: July 18, 2024 notes automatically converted at $31.20 in the November 2024 offering, issuing 9,760 shares plus accompanying warrants across three notes; these were notes held by certain officers and directors (aggregate disclosure) .

Related-Party Transactions and Policies

  • The July 18, 2024 director/officer convertible notes automatically converted in the November 2024 offering at the floor price ($31.20), issuing equity and warrants on the offering’s terms (aggregate disclosure across three notes) .
  • The audit committee is responsible for reviewing and approving related-party transactions; material transactions with related persons must be reviewed and approved in writing by the Board; all related-party transactions in the last fiscal year were approved per policy .

Governance Assessment

  • Positive signals:
    • Independence and audit chair role with “audit committee financial expert” designation support board effectiveness in financial oversight .
    • Strong domain finance experience across medtech and current healthcare diagnostics CFO role enhances audit and risk oversight capabilities .
    • Audit committee met four times in 2024; Board held eight meetings; Carter met ≥75% attendance threshold, indicating engagement .
  • Alignment:
    • 2024 director compensation mix balanced cash ($45k) and stock ($55k), creating some equity exposure; beneficial ownership includes directly held shares and earned shares for Board service .
  • RED FLAGS / risk indicators:
    • Multiple late Section 16 filings (Form 4s) for Carter across 2023–2024 transactions (stock acquisitions, note purchase/convert, warrant receipts); subsequently corrected on Mar 28, 2025 (compliance lapse) .
    • Company’s 2024 Equity Plan permits repricing/exchange of equity awards without shareholder approval (shareholder-unfriendly provision) .
    • Hedging transactions are not prohibited under the Company’s insider trading policy (potential misalignment risk if used), and one director had a 10b5-1 plan in effect as of the record date (not identified by name) .
    • Ongoing capital structure volatility (reverse split authority up to 1:100; subsequent share count changes) complicates ownership alignment optics for directors and investors .
  • Overall view:
    • Carter’s audit leadership and healthcare finance pedigree are positives for GCTK’s board oversight; however, late Section 16 reporting and permissive equity plan repricing weaken governance optics. Investors should monitor ongoing related-party financings for fairness, ensure timely insider reporting, and advocate for adoption of anti-hedging policies and tighter equity plan governance .