Sign in

You're signed outSign in or to get full access.

Michael J. Melarkey

Trustee at GDL FUND
Board

About Michael J. Melarkey

Independent Trustee of The GDL Fund since 2006; born 1949. Retired attorney with 40+ years specializing in business, estate planning, and gaming regulatory work; currently of counsel at McDonald Carano & Wilson (Reno, NV). Serves as Chairman of the Audit Committee and is the Fund’s designated Audit Committee Financial Expert; previously Chairman of Southwest Gas Corporation (2004–2022). Education: BA University of Nevada, Reno; JD University of San Francisco School of Law; LL.M. in Taxation, NYU School of Law .

Past Roles

OrganizationRoleTenureCommittees/Impact
McDonald Carano & Wilson LLPOf CounselCurrentLegal counsel; business, estate, gaming regulatory specialization
Avansino, Melarkey, Knobel, Mulligan & McKenziePartner1980–2015Law practice leadership
Southwest Gas CorporationChairman of the Board2004–2022Served on Nominating, Corporate Governance, and Compensation Committees

External Roles

OrganizationRoleTenureNotes
The Bretzlaff Foundation; Edwin L. Wiegand TrustTrustee/OfficerCurrentPrivate charitable organizations
Private oil & gas companyOfficerCurrentNot named; role noted in proxy

Board Governance

  • Independence: Independent Trustee; Board’s committees chaired by Independent Trustees; Lead Independent Trustee: James P. Conn .
  • Committee assignments: Audit Committee (Chair); designated Audit Committee Financial Expert; member of a multi-fund ad hoc Compensation Committee .
  • Board structure: No Board Chairman; oversight via Audit and Nominating Committees and ad hoc committees (Proxy Voting, Pricing) .
  • Attendance: Each Trustee attended ≥75% of Board and applicable committee meetings in 2022–2024; Board met 4x (2022), 5x (2023; 4 regular + 1 special), 4x (2024). Audit Committee met 2x each year .
  • Annual meeting attendance: Trustees/nominees did not attend annual meetings in 2022–2024 (disclosed expectation that Trustees do not attend) .
  • Current term: Serving until the 2027 Annual Meeting of Shareholders (Trustees Serving Until 2027) .
CommitteeRoleFinancial ExpertMeetings (FY)
Audit CommitteeChairYes (designated)2 (2022), 2 (2023), 2 (2024)

Fixed Compensation

  • Structure (Trustee pay is cash retainer + meeting fees; no equity awards disclosed):
    • Annual retainer: $9,000
    • Board meeting fee: $2,000 per meeting
    • Committee meeting fee: $1,000 per meeting
    • Audit Committee Chair fee: $3,000/year
    • Nominating Committee Chair fee: $2,000/year (not applicable to Melarkey)
    • Lead Independent Trustee fee: $2,000/year (not applicable to Melarkey)
    • Reimbursement of out-of-pocket expenses .
MetricFY 2022FY 2023FY 2024
Aggregate Compensation from GDL (USD)$22,000 $24,000 $22,000
Aggregate Compensation from Fund Complex (USD)$193,500 $195,500 $189,000
Number of investment companies/portfolios in Fund Complex (context)23 24 24

Performance Compensation

  • Proxy discloses only cash retainers/meeting and committee fees; no performance-based metrics, options, RSUs/PSUs, or equity awards for Trustees are described .
Performance-linked elementsFY 2022FY 2023FY 2024
Performance metrics tied to director payNone disclosed None disclosed None disclosed

Other Directorships & Interlocks

CompanyRoleTenureNotes
Southwest Gas CorporationChairman2004–2022Also served on Nominating, Corporate Governance, Compensation Committees
  • Interests in affiliates: PMV Consumer Acquisitions Corp warrants held by Melarkey (value at year-end): $11 (2022), $2 (2023), $3 (2024); <1% of class in each year .

Expertise & Qualifications

  • Audit Committee Financial Expert designation; extensive legal and regulatory background (including gaming regulatory work) .
  • Degrees: BA (University of Nevada, Reno); JD (University of San Francisco School of Law); LL.M. in Taxation (NYU) .
  • Oversees 24 portfolios in the Gabelli Fund Complex (trustee capacity) .

Equity Ownership

MetricAs of Dec 31, 2022As of Dec 31, 2023As of Dec 31, 2024
Common Shares owned6,977 6,977 6,977
Series C Preferred Shares owned3,038 3,038 3,038
Percent of shares outstanding<1% (asterisk) <1% (asterisk) <1% (asterisk)
Dollar range of GDL equity (Fund)Over $100,000 (E) Over $100,000 (E) Over $100,000 (E)
Dollar range in Family of Investment CompaniesOver $100,000 (E) Over $100,000 (E) Over $100,000 (E)
Shares pledged as collateralNot disclosed

Governance Assessment

  • Strengths

    • Deep oversight experience; Audit Chair and designated Financial Expert, providing strong financial reporting and risk oversight capability .
    • Independent status; committees chaired by Independent Trustees; Lead Independent structure in place; robust committee framework .
    • Consistent meeting attendance (≥75%); stable compensation aligned to service, not performance gaming; clear Audit Charter and pre-approval controls .
    • Ownership alignment: meaningful personal investment (common and preferred; >$100k dollar range) without disclosed pledging .
  • Potential Risks / Watch Items

    • Overboarding risk: oversees 24 funds in the complex—monitor workload and effectiveness across entities .
    • Annual meeting engagement: Trustees/nominees did not attend annual meetings (consistent with fund practice, but some investors prefer in-person engagement) .
    • Related-party exposure appears minimal for Melarkey (de minimis PMV warrants) though board includes members with interests in adviser-affiliated entities; continue monitoring for conflicts .
  • Compensation Structure Signals

    • Stable, service-based cash compensation; no equity or performance-linked elements—reduces pay-for-performance signaling but is typical for closed-end fund trustees .
    • Slight decline in complex-wide compensation in 2024 vs 2023, consistent with meeting counts and roles rather than discretionary adjustments .
  • Compliance & Filings

    • Section 16 compliance: Fund states filings were compliant in 2024; in 2023 one late Form 4 was for Mr. Gabelli (not Melarkey) .

RED FLAGS

  • None specific to Melarkey disclosed: no related-party transactions, legal proceedings, or pledging/hedging reported .
  • Board-level note: historic SEC settlement for another trustee (Zizza) discussed by Board and determined not disqualifying; monitor governance optics but not specific to Melarkey .