Peter Goldstein
About Peter Goldstein
Peter Goldstein is Secretary and Vice President of The Gabelli Dividend & Income Trust (GDV), serving since 2020 and born in 1953; he signed the 2025 proxy notice in his capacity as Secretary . He concurrently serves as General Counsel of GAMCO Investors, Inc. and Chief Legal Officer of Associated Capital Group, Inc. (since 2021), and previously was Chief Legal Officer/Chief Compliance Officer at Buckingham Capital Management, Inc. and The Buckingham Research Group, Inc. (2012–2020) . The proxy does not disclose officer performance metrics or pay-for-performance constructs (e.g., TSR, revenue/EBITDA growth) tied to fund officers; GDV’s compensation table covers trustees and one officer (ombudsman), and does not include Goldstein .
Past Roles
| Organization | Role | Years | Strategic Impact |
|---|---|---|---|
| Buckingham Capital Management, Inc. | General Counsel and Chief Compliance Officer | 2012–2020 | Legal and compliance leadership for the firm |
| The Buckingham Research Group, Inc. | Chief Legal Officer and Chief Compliance Officer | 2012–2020 | Legal and compliance leadership for the research business |
External Roles
| Organization | Role | Start Year | Evidence |
|---|---|---|---|
| GAMCO Investors, Inc. | General Counsel | 2021 | Listed in GDV proxy officer biography |
| Associated Capital Group, Inc. | Chief Legal Officer | 2021 | Listed in GDV proxy officer biography |
| Associated Capital Group, Inc. (multiple issuers) | SEC Schedule 13D/13D-A signatory as Chief Legal Officer | 2025 | LEE (11/17/2025) ; BBGI (11/12/2025) ; TV (11/05/2025) ; PKOH (11/07/2025) |
| GAMCO Investors, Inc. (multiple issuers) | SEC Schedule 13D/13D-A signatory as General Counsel | 2025 | MNRO (11/07/2025) |
Fixed Compensation
| Component | 2024 | Notes |
|---|---|---|
| Base salary | Not disclosed | GDV’s proxy compensation table for 2024 lists trustee fees and one officer (ombudsman) compensation, but no compensation for Goldstein . |
| Target bonus % | Not disclosed | No officer incentive targets disclosed for Goldstein in GDV proxy . |
| Actual bonus paid | Not disclosed | Not in GDV proxy . |
| Perquisites | Not disclosed | Not in GDV proxy . |
| Pension/SERP | Not disclosed | Not in GDV proxy . |
| Deferred comp | Not disclosed | Not in GDV proxy . |
Performance Compensation
| Metric | Weighting | Target | Actual | Payout | Vesting |
|---|---|---|---|---|---|
| Not disclosed for GDV fund officers | — | — | — | — | — |
GDV’s DEF 14A does not present performance-based incentive structures for fund officers such as Goldstein .
Equity Ownership & Alignment
| Holder | Security | Amount Beneficially Owned | % of Shares Outstanding | As-of Date |
|---|---|---|---|---|
| Peter Goldstein | Common Shares | 0 | <1% (asterisked) | December 31, 2024 |
- Vested vs. unvested shares: Not disclosed .
- Options/RSUs/PSUs: Not disclosed in fund filings .
- Pledging or hedging: Not disclosed .
- Stock ownership guidelines/compliance: Not disclosed .
Employment Terms
- Role and tenure: Secretary and Vice President since 2020 .
- Employment agreement, severance, change-of-control: Not disclosed in GDV’s 2025 proxy; no officer-specific severance or CIC terms for Goldstein presented .
- Clawbacks, non-compete/non-solicit, garden leave, consulting: Not disclosed .
Investment Implications
- Compensation alignment and selling pressure: With no disclosed equity awards or fund share ownership (0 common shares), there are minimal direct insider selling pressure signals tied to Goldstein at GDV . Absence of disclosed performance-based incentives for fund officers limits pay-for-performance assessment from GDV filings .
- Retention risk: No employment or severance terms are disclosed for Goldstein; his long-standing legal leadership roles across GAMCO/Associated Capital suggest continuity in governance functions, but formal retention economics at GDV are not assessable from the proxy .
- Trading signals: Goldstein’s external SEC signatory activity reflects legal oversight for affiliated entities rather than trading intent in GDV; his lack of GDV share ownership reduces the relevance of insider alignment signals for this fund officer .