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Nichole Milz

Chief Operating Officer at Great Elm Group
Executive

About Nichole Milz

GEG’s Chief Operating Officer since September 6, 2022; age 51. Background includes 16 years at Magnetar as Deputy COO and ESG Officer in its Energy & Infrastructure group (management committee), four years at Citadel Investment Group as head of Capital Structure Analysis, and earlier Ernst & Young audit roles. Education: Master of Professional Accountancy and BBA with honors, McCombs School of Business, University of Texas at Austin (1997) .

Company performance context during her tenure:

MetricFY 2023FY 2024FY 2025
Total Shareholder Return — $100 initial value$95 $84 $96
Net Income (Loss) ($000s)$27,680 $(926) $15,550

Past Roles

OrganizationRoleYearsStrategic Impact
MagnetarDeputy COO & ESG Officer, Energy & Infrastructure Group; management committee member16 years Led operations/ESG for energy/infrastructure investing; governance oversight
Citadel Investment GroupHead, Capital Structure Analysis (Global Credit support)4 years Built modeling and fundamental credit analysis capability for Global Credit
Ernst & YoungAudit Manager; Firm Educator; National Accounting Research Program nomineeN/A (not disclosed)Audit leadership and technical training; national research involvement

External Roles

OrganizationRoleYearsStrategic Impact
Star Peak Energy Transition Corp (SPAC)TreasurerN/A (not disclosed)Alternative energy-focused capital markets vehicle
Star Peak Corp II (SPAC)TreasurerN/A (not disclosed)Alternative energy-focused capital markets vehicle

Fixed Compensation

ComponentFY 2023FY 2024FY 2025
Base Salary ($)$226,349 $300,091 $325,000
Target BonusMinimum $225,000 (FY2024) Minimum $225,000 (FY2024) Minimum $225,000 (FY2025)

Other fixed benefits: 401(k) match $13,800 in FY 2025 (included in All Other Compensation) .

Performance Compensation

Annual Incentive — Cash

Metric/PlanFY 2023 Cash Bonus ($)FY 2024 Cash Bonus ($)FY 2025 Cash Bonus ($)
GECM Bonus Plan (discretionary, qualitative/quantitative metrics)$125,000 $212,500 $200,000

Plan features: payouts determined at Board discretion based on qualitative and quantitative performance; FY 2025 awards paid partially in cash and partially in GEG and GECC restricted stock granted early FY 2026; GEG/GECC RS vest 25% on grant, 25% annually thereafter .

Equity delivered as part of incentive payouts (grant-date fair value)

Metric/PlanFY 2023 Stock Awards ($)FY 2024 Stock Awards ($)FY 2025 Stock Awards ($)
GECM Bonus Plan — equity portion (GEG RS)$106,311 $150,000 $106,251

Equity Award Detail — Grants and Vesting

Grant DateShares GrantedVesting ScheduleNotes
Sep 20, 202248,544Equal one-third on 1st, 2nd, 3rd anniversaries (time-based) New hire award aligned to COO appointment
Sep 25, 202372,46425% on grant; 25% on each anniversary through Sep 25, 2026 (time-based) Represents portion of FY 2023 bonus paid in shares
Sep 20, 202455,33925% on grant; 25% on each anniversary through Sep 20, 2027 (time-based) Represents portion of FY 2024 bonus paid in shares

Additional equity: FY 2025 “All Other Compensation” includes GECC restricted stock valued at $100,000 granted in FY 2025 as part of FY 2024 performance payout; vesting per GECM Bonus Plan structure (25% grant; 25% annually) .

Equity Ownership & Alignment

Ownership MeasureValue
Total Beneficial Ownership (shares)194,884; less than 1% of outstanding
Vested Restricted Stock (indicative footnote)139,752 shares (per proxy footnote)
Unvested Restricted Stock Outstanding (by award)16,181 (2021 RS remaining) ; 36,232 (2023 RS remaining) ; 41,504 (2024 RS remaining)
Stock Options — Exercisable/UnexercisableNone disclosed for Milz (no options listed in outstanding awards)
  • Hedging/shorting prohibited for directors, officers, employees; monetization transactions (e.g., collars/forward sales) not permitted under insider trading policy .
  • Pledging: Restricted stock may not be pledged/assigned until restrictions lapse under the 2025 Plan .
  • Ownership guidelines: formal stock ownership guidelines disclosed for directors, not executives; no executive guideline disclosures for Milz .

Employment Terms

  • Employment letter (GECM) dated August 30, 2022: base salary $325,000 in FY 2025; eligible for GECM Bonus Plan with minimum targeted bonus of $225,000 (FY 2025); initial RS grant of 48,544 shares with 3-year time-based vesting .
  • Termination provisions: If terminated without cause or for good reason, equity awards continue to vest for the length of any applicable severance period; following a change in control, all outstanding equity awards vest in full upon qualifying termination .
  • Clawback: Company’s 2025 Long-Term Incentive Compensation Plan allows clawback/cancellation/reimbursement of awards in line with applicable law, exchange rules, and Company policies .

Investment Implications

  • Alignment: Compensation features a meaningful equity component via time-vested RS tied to annual incentive payouts, with ongoing unvested tranches through 2027; hedging/shorting prohibited, and restricted stock cannot be pledged pre-vesting, supporting alignment with shareholders .
  • Vesting calendar and potential supply: Time-based RS vest annually on Sep 20 and Sep 25; upcoming vest dates (2026–2027) may introduce incremental selling pressure if liquidity is needed, though no Form 4-driven selling data is disclosed here .
  • Pay-for-performance risk: The GECM Bonus Plan is discretionary with qualitative/quantitative metrics not specified in detail, increasing subjectivity; investors should monitor future proxy disclosures for metric rigor and payout calibration .
  • Retention/COC economics: Continued vesting during severance and full acceleration on qualifying change-in-control terminations reduce forfeiture risk and may aid retention, but can elevate change-in-control cost if a transaction occurs .
  • Performance backdrop: Company TSR dipped in FY 2024 and partly recovered in FY 2025; net income turned positive in FY 2025. Observing whether incentive outcomes track these inflections will be key to assessing pay-for-performance alignment .

No related-party transactions or pledging specific to Milz are disclosed; “All Other Compensation” includes GECC equity components as part of bonus payouts alongside standard benefits .