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Martha E. Marcon

Director at Guild Holdings
Board

About Martha E. Marcon

Independent director (age 76), serving on GHLD’s Board since 2020. Former KPMG LLP partner; served as National Resource Partner for the Insurance Industry and Western Region Insurance Industry Leader. Current outside board roles include Mercury General Corporation (chairs Audit and Nominating/Corporate Governance committees), Nonprofits Insurance Alliance; previously a director at Foresters Financial until 2021. Bachelor of Science, summa cum laude, in economics and business administration from Lehigh University.

Past Roles

OrganizationRoleTenureCommittees/Impact
KPMG LLPPartner; National Resource Partner, Insurance Industry; Western Region Insurance Industry LeaderUntil retirement in 2006Insurance accounting/financial reporting expertise; leadership roles

External Roles

OrganizationRoleTenureCommittees/Impact
Mercury General CorporationDirector; Chair of Audit; Chair of Nominating/Corporate GovernanceSince 2008Leads audit oversight and governance at a public insurer
Nonprofits Insurance AllianceDirectorNot disclosedBoard member at insurance-focused nonprofit alliance
Foresters FinancialDirectorUntil retirement in 2021Board service at international insurance/financial services firm

Board Governance

  • Independence: Board determined Ms. Marcon is independent under NYSE standards; also all Audit Committee members are independent, and she qualifies as an “audit committee financial expert” (SEC definition).
  • Committee assignments (2024):
    • Audit Committee: Chair; Audit Committee Financial Expert
    • Nominating & Corporate Governance Committee: Member
    • Compensation Committee: Not a member
  • Attendance & engagement:
    • Board met 4 times in 2024; each incumbent director attended at least 75% of Board and applicable committee meetings; all directors attended the 2024 Annual Meeting.
    • Non-management directors met in executive session 4 times; independent-director executive sessions were presided over by the Nominating & Governance Chair (Bryant).
  • Hedging/pledging prohibition: Directors are prohibited from short sales, derivatives trading in company securities, holding in margin accounts, and pledging company stock as collateral.
  • Stock ownership guidelines: Non-executive directors are expected to hold 5x their annual cash retainer, measured annually. Initial compliance window for incumbents runs through March 31, 2027.

Committee Memberships (2024)

DirectorAudit CommitteeCompensation CommitteeNominating & Corporate Governance Committee
Martha E. MarconChair; Financial Expert Member

Attendance & Engagement (2024)

MetricValue
Board meetings held4
Director attendance threshold met≥75% (all incumbents)
Annual Meeting attendanceAll directors attended (2024)
Non-management exec sessions4

Fixed Compensation

  • Non-employee director cash retainers (2024):
    • Base retainer: $50,000
    • Board Chair additional retainer: $25,000
    • Audit Committee: Chair $25,000; Member $10,000
    • Compensation Committee: Chair $15,000; Member $7,500
    • Nominating & Corporate Governance Committee: Chair $10,000; Member $5,000

2024 Director Compensation – Martha E. Marcon

ComponentAmount (USD)
Fees earned or paid in cash$80,000
Stock awards (grant-date fair value)$110,002
All other compensation (DEUs from special dividend)$3,898
Total$193,900

RSU Grant Details (2024)

DetailValue
Annual RSU retainer grant value$110,000 (standard for non-employee directors)
Grant dateMay 8, 2024
RSUs granted (Marcon)7,796 RSUs
VestingGenerally vests at next Annual Meeting (May 27, 2025) subject to continued service
Change-in-controlRSUs become immediately vested upon CIC, subject to continued service to date
DEUs accrued on RSUs from special dividendPaid as additional RSUs; included in “All other compensation”

Performance Compensation

  • Directors at GHLD do not receive performance-based pay; equity is time-based (RSUs). No options were granted to directors; policy emphasizes scheduled grant timing and does not coordinate with MNPI.
  • Stock ownership guidelines (alignment metric): Non-executive director guideline is 5x cash retainer; compliance assessed annually; individual compliance status not disclosed.

Other Directorships & Interlocks

CompanyRoleCommittee PositionsPotential Interlock/Conflict with GHLD
Mercury General CorporationDirectorChair of Audit; Chair of Nominating/Corporate GovernanceNone disclosed; no related-party transactions noted for Marcon
Nonprofits Insurance AllianceDirectorNot disclosedNone disclosed
Foresters FinancialFormer DirectorNot disclosedNone disclosed
  • Related-party transactions: Proxy discloses no transactions >$120,000 involving directors in 2024; one item relates to CEO’s son compensation, not to Marcon.

Expertise & Qualifications

  • Audit and financial reporting expertise; designated Audit Committee Financial Expert.
  • Deep insurance industry experience from KPMG leadership roles.
  • Governance leadership experience as chair of audit and nominating/governance at Mercury General.
  • Education: B.S., summa cum laude, economics & business administration, Lehigh University.

Equity Ownership

ItemValue
Beneficial ownership – Class A common64,378 shares (<1% of class)
RSUs outstanding (incl. DEUs) at 12/31/20248,042 RSUs
RSUs vesting within 60 days of 3/28/20258,042 shares issuable upon vesting
Ownership as % of combined voting power<1% (asterisk indicates less than 1%)
Hedging/pledgingProhibited by policy (no pledging; no margin; no short sales/derivatives)
Stock ownership guideline (non-exec director)5x annual cash retainer; compliance assessed annually (status not disclosed)

Governance Assessment

  • Strengths:

    • Independent director with audit chair responsibilities and audit financial expert designation; strong fit for a mortgage lender’s risk, controls, and financial reporting oversight.
    • High engagement indicators (≥75% attendance; executive sessions regularly held); leadership across governance structures.
    • Clear alignment mechanisms: director RSU program; 5x retainer stock ownership guideline; prohibitions on hedging/pledging reduce misalignment risks.
    • No related-party transactions involving Marcon; Audit Committee oversees related-party approvals.
  • Watch items:

    • Personal equity stake is relatively small (<1% of Class A), typical for outside directors but modest “skin-in-the-game”; individual guideline compliance not disclosed.
    • RSUs immediately vest upon a change-in-control, standard but can be viewed as a potential entrenchment/perceived windfall feature; balanced by time-based vesting and market-standard practice.
  • Net view:

    • Marcon’s profile supports investor confidence in financial reporting quality and risk oversight; independence, insurance-sector depth, and audit leadership are positives. No conflicts or attendance issues identified.