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Cari L. Jaroslawsky

Director at GRAHAM
Board

About Cari L. Jaroslawsky

Independent director of Graham Corporation since 2022; age 56; Chair of the Nominating & Corporate Governance Committee and member of the Audit Committee. Founder and President of Compliance Right, LLC (since January 2022); former SVP & GM of Eaton Mission Systems (2019–Dec 2022); previously SVP of Finance at Cobham International (Oct 2016–Dec 2018) and CFO/Treasurer at Servotronics, Inc. (2005–2016). She is a certified public accountant, has been nominated for re‑election to a term expiring in 2028, and is affirmatively determined independent under NYSE standards; the Board also identifies her as an “audit committee financial expert.”

Past Roles

OrganizationRoleTenureCommittees/Impact
Eaton Mission Systems (division of Eaton plc)Senior Vice President & General ManagerJan 2019 – Dec 2022Led aerospace and defense manufacturing business; operational leadership
Cobham InternationalSenior Vice President of FinanceOct 2016 – Dec 2018Finance leadership prior to Eaton acquisition
Servotronics, Inc. (NYSE American: SVT)Chief Financial Officer & Treasurer2005 – 2016Public company CFO; accounting and capital markets experience
Compliance Right, LLCFounder & PresidentJan 2022 – PresentBoard and executive consulting services

External Roles

OrganizationRoleTenureNotes
Rand Capital Corporation (Nasdaq: RAND)DirectorNot disclosedCurrent public company directorship

Board Governance

  • Committee assignments: Chair, Nominating & Corporate Governance Committee; Member, Audit Committee; Lead Independent Director is Jonathan W. Painter (not Jaroslawsky) .
  • Independence: Board affirmed independence under NYSE standards; Audit Committee independence confirmed; Jaroslawsky designated “audit committee financial expert” .
  • Attendance: FY2025 Board met 6 times; Audit 4; Compensation 6; NCGC 4; each then‑serving director attended ≥75% of Board/committee meetings; policy requires directors to attend annual meeting; all attended 2024 annual meeting except one departing director .
  • Executive sessions: Non‑management directors meet in regular executive sessions; Lead Independent Director presides .
  • Governance scope of NCGC: Board composition, governance practices, ESG oversight, and executive succession; annual Board/committee performance evaluations .

Fixed Compensation

ComponentFY2025FY2026 (approved)
Annual cash retainer (independent directors)$55,000 $57,000
NCGC Chair additional annual fee$7,000 $12,500
Cash fees actually paid to Jaroslawsky$63,250

Notes:

  • No meeting fees; reimbursed reasonable expenses only; no retirement benefits for independent directors .

Performance Compensation

Equity AwardGrant DateQuantity/ValueVestingNotes
Annual RSU grant (independent directors)Jun 4, 20242,934 RSUs; grant date fair value ≈ $74,993 One-year, first anniversary Time-vesting RSUs under 2020 Plan; some directors elected deferral
Annual RSU grant (independent directors)FY2026 programTarget grant value $77,000 Not disclosedApproved increase by Compensation Committee

Performance metrics: Directors’ equity is time‑vested RSUs; no performance conditions or metrics apply to director awards (performance metrics are used for executive PSUs, not for directors) .

Other Directorships & Interlocks

CompanyRelationship/InterlockPotential Conflict Considerations
Rand Capital Corporation (RAND)DirectorNo related‑party transactions disclosed involving Jaroslawsky; Audit Committee reviews related person transactions; current disclosed related‑party leases involve Executive Chairman (not Jaroslawsky) .

Expertise & Qualifications

  • CPA; former public company CFO/Treasurer (Servotronics) providing deep accounting and audit literacy; designated audit committee financial expert .
  • Aerospace & defense operating leadership (Eaton Mission Systems; Cobham) aligned to GHM’s Defense/Space markets .
  • Board governance experience and consulting (Compliance Right, LLC) .

Equity Ownership

ItemDetail
Beneficial ownership (as of June 27, 2025)16,667 shares; % of class omitted (<1%)
Unvested RSUs outstanding (3/31/2025)2,934 RSUs
Options (exercisable/unexercisable)None disclosed; independent directors held no options at 3/31/2025
Ownership guidelinesIndependent directors must hold ≥5x annual cash retainer; retain 50% net shares until compliant; all independent directors in compliance or grace period at FY2025 end
Hedging/pledgingCompany policy strictly prohibits director/executive hedging, pledging, or monetization transactions

Insider Trades

DateFormSecurityQuantity/PriceNotes
Jun 4, 2024Form 4RSUs (time‑vested, 1:1 into common)2,934 RSUs; vest on first anniversaryAnnual director grant under 2020 Plan; transaction exempt under Rule 16b‑3
Jun 4, 2025Form 4RSUs (time‑vested)Not disclosed in proxyFiling confirms director equity transaction; details in EDGAR filing

Governance Assessment

  • Strengths: Independent director with CPA credentials and audit committee financial expert designation; chairs NCGC overseeing governance, ESG, and succession; strong attendance culture (≥75% meetings) and annual meeting participation policy; robust director ownership guidelines with compliance; prohibition on hedging/pledging aligns incentives .
  • Compensation alignment: Director pay is modest and balanced—cash retainer plus time‑vested RSUs; incremental increases for FY2026 (cash retainer and NCGC chair fee, RSU grant value) are limited; no performance risk in director equity, reducing pay‑for‑performance concerns for directors .
  • Conflicts/Related‑party exposure: No related‑party transactions disclosed involving Jaroslawsky; Audit Committee (of which she is a member) oversees related person transactions, including leases with an entity affiliated with the Executive Chairman—appropriate oversight mitigates conflict risk .
  • Signals: 99% say‑on‑pay approval in 2024 suggests broad shareholder support for compensation governance; Compensation Committee uses independent consultant (F.W. Cook), enhancing pay oversight quality .

Board Governance (Detail)

CommitteeRoleFY2025 MeetingsNotes
Nominating & Corporate GovernanceChair4Oversees board composition, governance, ESG, and succession; conducts annual evaluations
AuditMember; financial expert4Oversees financial reporting, internal controls, auditor independence; reviews related person transactions
BoardIndependent director6≥75% attendance; executive sessions led by Lead Independent Director

Director Compensation (Detail)

MetricFY2025Notes
Fees Earned or Paid in Cash (Jaroslawsky)$63,250 Includes $55,000 retainer plus NCGC chair fee; no meeting fees
Stock Awards (Jaroslawsky)$74,993 (grant date fair value) 2,934 RSUs granted 6/4/2024; vest in one year
Total (Jaroslawsky)$138,243

Related Party Transactions Oversight

  • Audit Committee policy: Reviews/approves related person transactions; considers nature, terms, importance, independence implications; interested directors recuse .
  • Disclosed transaction (FY2025): Leases between Barber‑Nichols and Ascent Properties, LLC (majority interest held by Executive Chairman Daniel J. Thoren); ~$1.0M FY2025 payments; ~$4.8M remaining obligations—Board/Audit oversight applies .

Say‑on‑Pay & Shareholder Feedback

  • Say‑on‑pay approval: ~99% support at 2024 annual meeting; Board considers vote outcomes in future decisions .

Policies Enhancing Governance

  • Equity grant controls: No intentional timing around material information; predetermined grant schedules; event blackout awareness .
  • Clawback: Policy for recovery of erroneously awarded compensation adopted Oct 2, 2023 (executive officers) .
  • Insider trading: Closed window periods; event‑specific blackouts; no trading with MNPI .

RED FLAGS

  • None disclosed specific to Jaroslawsky: no pledging/hedging; no related‑party dealings; attendance thresholds met; director pay structure standard for size/industry . The company’s related‑party leases with an executive are monitored by the Audit Committee (of which Jaroslawsky is a member), mitigating conflict risk through oversight .