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Bradley Swenson

Chief Compliance Officer at Clough Global Opportunities Fund
Executive

About Bradley Swenson

Source access currently unavailable. I attempted to retrieve GLO’s latest DEF 14A (proxy), Item 5.02 8-Ks, and related documents, but document and database tools returned connectivity errors. To deliver investor-grade intelligence, please provide or allow access to GLO’s latest proxy, executive appointment 8-Ks, and Form 4 insider filings; I will populate age, education, tenure, and performance metrics (TSR, revenue growth, EBITDA growth) with exact citations once accessible.

Past Roles

OrganizationRoleYearsStrategic Impact
Pending source accessPendingPendingWill summarize value creation, P&L scope, and execution specifics once filings are accessible

External Roles

OrganizationBoard/RoleYearsCommittees / Influence
Pending source accessPendingPendingWill disclose committee roles and governance influence once proxy data is accessible

Fixed Compensation

YearBase Salary ($)Target Bonus (%)Actual Bonus ($)Notes
PendingPendingPendingPendingWill extract from Summary Compensation Table and CD&A in DEF 14A once accessible

Performance Compensation

YearIncentive TypeMetricWeightingTargetActualPayoutVesting
PendingAnnual Cash/PSU/RSU/OptionsPending (e.g., revenue, EBITDA, TSR)PendingPendingPendingPendingPending

Equity Ownership & Alignment

As-of DateTotal Beneficial Ownership (shares)% of Shares OutstandingVested vs UnvestedOptions (Exercisable/Unexercisable)In-the-Money Value ($)Shares PledgedOwnership Guidelines (x salary)Compliance Status
PendingPendingPendingPendingPendingPendingPendingPendingPending

Employment Terms

  • Employment start date, current role tenure: Pending source access
  • Contract term length, auto-renewal: Pending source access
  • Severance: Multiples of salary+bonus; single/double-trigger; accelerated vesting terms: Pending source access
  • Change-of-control economics: Pending source access
  • Clawback policy and triggers: Pending source access
  • Non-compete/non-solicit scope and duration; garden leave; consulting arrangements: Pending source access
  • Tax gross-ups and perquisites (aircraft/security/relocation/club): Pending source access

Investment Implications

  • Pay-for-performance alignment: Requires CD&A and performance scorecard details from the proxy; I will assess weighting of objective metrics (revenue, EBITDA, TSR percentile, strategic KPIs/ESG) versus discretionary components to gauge alignment and potential compensation risk once documents are accessible.
  • Selling pressure and retention risk: Form 4 analysis will surface vesting calendars, net-share settlements, 10b5-1 plans, and any patterned selling; option strike/expiration and PSU vesting cadence will indicate near-term supply overhang or retention hooks once filings are retrievable.
  • Governance red flags: I will examine pledging/hedging, repricing or award modifications, change-of-control acceleration, tax gross-ups, related-party transactions, and say-on-pay outcomes to flag misalignment risks when proxy and 8-Ks are accessible.
  • Ownership alignment: I will compute ownership vs guideline requirements, time-to-compliance for new execs, and unvested equity proportion to judge alignment and lock-in once disclosures are accessible.
  • Execution track record: With access to biographical sections and company performance disclosures, I will link Swenson’s tenure to TSR and operating outcomes, highlighting initiatives driving value creation or execution risk.

Research gaps and required sources to complete:

  • Latest DEF 14A (full CD&A, Summary Compensation Table, grant tables, ownership tables, policies)
  • Item 5.02 8-Ks (appointments, departures, compensation changes)
  • Form 4 filings (insider transactions, derivative holdings, 10b5-1 plans)
  • Historical proxies for trend analysis (comp mix shifts, peer group changes, metric recalibration)
  • Any investor presentations or press releases that disclose performance plan details

If you can upload the latest proxy and relevant 8-Ks or confirm alternative legal entity names for “GLO,” I will immediately extract and deliver the complete, citation-backed analysis.