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Clifford J. Weber

Chairman of the Board and Director at Clough Global Equity Fund
Board

About Clifford J. Weber

Independent trustee and Chairman of the Board (since 2024) for Clough Global Equity Fund (GLQ) with 26+ years in ETFs and listed derivatives spanning NYSE and American Stock Exchange leadership roles; recognized for market structure and derivatives regulation expertise. Education: B.A. in Biochemistry (Dartmouth), M.S.E. in Systems/Operations Research (University of Pennsylvania). Year of birth: 1963. Trustee of GLQ since August 2017; serves on the Audit and Governance & Nominating Committees. Co‑author and named inventor on 21 issued patents in financial innovation.

Past Roles

OrganizationRoleTenureCommittees/Impact
NYSEEVP, Global Index & Exchange Traded Products2013–2015Led index and ETP strategy/business; senior exchange leadership relevant to fund oversight
NYSE LiffeEVP, Head of Strategy & Product Development2008–2013Strategy/product across listed derivatives; regulation experience
American Stock Exchange (Amex)Various leadership roles; Head of ETF business~1990–2008 (18 years); led ETF business 2000–2008Instrumental in building Amex’s dominant ETF franchise; also ran Amex’s closed‑end fund business
Financial Products Consulting Group, LLCFounder (consulting)CurrentProvides industry consulting; informs governance and product/market insights

External Roles

OrganizationRoleScope/Notes
Janus Detroit Street TrustTrustee14 funds overseen
Clayton Street TrustTrustee3 funds overseen (2025)
Global X FundsTrustee93 funds overseen (2025)

Board Governance

  • Status and roles: Independent Trustee; Chairman of the Board since 2024; member of the Audit Committee and the Governance & Nominating Committee. Independent Chairman structure explicitly adopted to mitigate conflicts and strengthen compliance culture.
  • Committee composition: Audit Committee comprised entirely of Independent Trustees (DiGravio—Chair and Audit Committee Financial Expert—Crescenzi, Burke, Versaci, Weber). Governance & Nominating Committee also entirely Independent (Chair: Crescenzi).
  • Executive Committee: Members disclosed for FY2023 were Burke, Weber, and McNally (useful for actions between Board meetings).
  • Attendance: In FY2024, each Trustee attended at least 75% of Board and applicable committee meetings. Independent Trustees hold quarterly executive sessions without management/adviser present. Trustees were not required to attend annual meetings; none attended the 2024 shareholder meeting.

Board and committee meeting cadence

MetricFY 2023FY 2024
GLQ Board meetings (count)5 4
Audit Committee meetings (count)2 2
Governance & Nominating meetings (count)1 2

Independence and conflicts

  • Independence: Classified as a Non‑Interested (Independent) Trustee; only one “Interested Trustee” on the Board (McNally).
  • Related‑party/affiliate exposure: No Independent Trustee (including Weber) or immediate family owned securities of the Adviser (Clough Capital) or had transactions/relationships >$120,000 with the Adviser or its affiliates in the past five years.
  • Section 16 compliance: The Funds believe all Reporting Persons timely filed required ownership reports in FY2024.

Fixed Compensation

Director pay (closed‑end fund standard) is cash‑only: annual retainers and meeting fees paid by each fund in the complex. As Chairman, Weber receives higher retainer and meeting fee per fund than other Independent Trustees.

Component (per fund)FY 2023 PolicyFY 2024 Policy
Independent Trustee annual retainer$14,000 $14,000
Independent Trustee per Board meeting (in‑person)$1,500 $1,500
Chairman annual retainer$16,800 $16,800
Chairman per Board meeting (in‑person)$1,800 $1,800
Audit Committee Chair annual retainer$15,400 $15,400
Audit Committee Chair per Board meeting$1,650 $1,650
Additional telephonic Board meeting fee$600 for Chair; $500 for other Independent Trustees; $550 for Audit Chair $600 for Chair; $500 for other Independent Trustees; $550 for Audit Chair

Actual compensation paid

MetricFY 2023FY 2024
GLQ cash compensation (Weber)$20,500 $24,100
GLV cash compensation (Weber)$20,500 $24,100
GLO cash compensation (Weber)$20,500 $24,100
Total from Fund Complex$61,500 $72,300

Notes:

  • The Funds do not have a separate Compensation Committee.

Performance Compensation

ElementDisclosure
Stock awards (RSUs/PSUs), option awards, performance metrics, vesting schedulesNone disclosed for Trustees; compensation program consists of cash retainers and meeting fees only.

Other Directorships & Interlocks

Company/TrustRolePotential Interlock/Notes
Janus Detroit Street TrustTrusteeExternal mutual fund complex; no related‑party transactions with GLQ’s Adviser disclosed.
Clayton Street TrustTrusteeExternal mutual fund complex; no related‑party transactions with GLQ’s Adviser disclosed.
Global X FundsTrusteeETF complex directorship aligns with ETF expertise; no conflicts with Adviser disclosed.

Expertise & Qualifications

  • ETF and derivatives market structure expert; led NYSE ETP and NYSE Liffe strategy/product; built Amex’s ETF business and managed Amex closed‑end fund business.
  • Regulatory and trading markets expertise; frequent media presence and publications; co‑author of “Equity Flex Options: The Financial Engineer’s Most Versatile Tool.”
  • Named inventor on 21 issued patents in financial innovation.
  • Academic credentials in biochemistry (Dartmouth) and systems/operations research (Penn), supporting analytical oversight of complex investment vehicles.

Equity Ownership

MetricAs of FY 2023 (record date May 10, 2024)As of FY 2024 (record date May 9, 2025)
GLQ shares owned (Weber)4,119 (<1%) 4,603 (<1%)
Dollar range (GLQ)$10,001–$50,000 $10,001–$50,000
Dollar range (GLV, GLO)GLV: none; GLO: none GLV: none; GLO: none
GLQ shares outstanding (context)18,803,820.8920 18,738,120.8920

Ownership and alignment notes:

  • Ownership is modest relative to outstanding shares and consistent with independent director norms in closed‑end funds. No pledging/hedging or ownership guideline disclosures were provided.

Governance Assessment

Positives

  • Independent Chairman model with fully independent Audit and Governance & Nominating Committees; quarterly executive sessions without management/adviser enhance oversight.
  • Strong audit oversight: designated Audit Committee Financial Expert (DiGravio); consistent committee meeting cadence; clean pre‑approval framework for auditor services.
  • Independence safeguards: No material related‑party holdings/transactions by Independent Trustees with the Adviser or affiliates over past five years; Section 16 compliance deemed timely.
  • Relevant market structure/derivatives expertise and broad external fund governance experience (Janus, Global X, Clayton Street), directly applicable to closed‑end fund oversight.

Watch items

  • Director ownership alignment is modest ($10k–$50k GLQ) and below typical “skin-in-the-game” thresholds used by some investors; no formal director ownership guidelines disclosed.
  • The Funds do not have a stand‑alone Compensation Committee (common for CEFs, but some investors prefer explicit compensation oversight at the committee level).
  • No Trustees attended the 2024 shareholder annual meeting (not required by policy). Some investors view in‑person/videoconference availability at annual meetings as a positive engagement signal.

Potential conflicts

  • None indicated for Weber: Independent status affirmed; no Adviser/affiliate transactions >$120,000 for Independent Trustees or immediate family; no ownership of Adviser/affiliate securities.

Attendance and engagement

  • At least 75% attendance at Board/committee meetings in FY2024 for all Trustees; GLQ Board met four times in FY2024 (down from five in FY2023).

Overall take

  • Weber’s independent leadership and deep ETF/derivatives background, combined with independent committee structures and clean related‑party disclosures, support board effectiveness and investor confidence. Ownership alignment is modest; continued monitoring of engagement practices (e.g., annual meeting presence) and compensation governance structure is warranted.