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Lori Firmani

Chief Financial Officer at Galecto
Executive

About Lori Firmani

Lori Firmani (age 52) is Galecto’s Chief Financial Officer, appointed November 10, 2025 after serving as Interim CFO since August 2024. She is a CPA (Massachusetts) with an MBA from Babson College and a BS in Accounting from SUNY Geneseo; prior roles include CFO of Spring Bank Pharmaceuticals and finance leadership at Galecto since 2020 . Operational performance during her finance leadership tenure shows improvements in EBITDA and net income year over year; detail below.

EBITDA and Net Income (Annual):

Metric ($USD Millions)FY 2023FY 2024
EBITDA-36.188*-16.876*
Net Income-38.349*-21.439*

Values retrieved from S&P Global.*

Past Roles

OrganizationRoleYearsStrategic Impact
Galecto, Inc.Interim CFO → CFOAug 2024–Nov 2025 (Interim); CFO from Nov 10, 2025Transitioned to CFO; Board approved compensation and retention program updates
Galecto, Inc.VP Finance & Corporate ControllerNov 2020–Aug 2024Led finance/controller functions
Spring Bank Pharmaceuticals, Inc.Chief Financial OfficerApr 2020–Nov 2020 (through acquisition)Served as CFO until acquisition closing
Spring Bank Pharmaceuticals, Inc.Finance roles of increasing responsibilityJan 2016–Apr 2020Progressively senior finance roles

External Roles

No public company directorships or external board roles disclosed.

Fixed Compensation

2024 compensation (as reported in Proxy):

ComponentFY 2024
Base Salary (paid)$261,188
Target Bonus (% of base)30%
Actual Bonus (earned for 2024)$90,000
Stock Awards (RSUs; grant-date fair value)$39,050
Option Awards (grant-date fair value)$76,314
All Other Compensation$95,340 (includes $68,640 retention bonus, $20,700 401(k) match, $6,000 HSA)
Total$561,892

2025 compensation changes (post-closing 8-K):

ChangeDetail
Base SalaryIncreased from $300,000 to $375,000, effective at closing
Target Bonus (retention program)$112,500 retention bonus eligibility; payout upon earlier of Apr 30, 2026 or termination without Cause

Employment agreement baseline: On Aug 7, 2024, base salary increased to $300,000 when appointed Interim CFO; 2024 bonus $90,000; if terminated without Cause or resigns for Good Reason, six months base salary and continued health benefits .

Performance Compensation

Annual bonus framework:

Metric/ProgramWeightingTargetActualPayoutVesting
Discretionary Annual BonusNot disclosed30% of base salary $90,000 (2024) Discretionary Cash (no vesting)

Equity incentives:

RSUs

Grant DateSharesGrant-Date Fair ValueVesting ScheduleMarket Value of Unvested (12/31/24)
Jan 3, 20242,200$39,050 1/3 vested Jan 3, 2025; remaining vests ratably every six months thereafter $10,230 (based on $4.65 close)

Options (select grants; time-based vesting)

Grant DateOptions (Total)Exercise PriceVestingExpiration
Oct 9, 202413,000$7.4948 equal monthly installments over 4 years from grant Oct 9, 2034
Jan 4, 20231,800$30.2525% on Jan 4, 2024; remainder monthly through Jan 4, 2027 Jan 4, 2033
Jan 4, 20221,500$81.0025% on Jan 4, 2023; remainder monthly through Jan 4, 2026 Jan 4, 2032
Jan 5, 20211,600$325.00Fully vested (per footnote) Nov 23, 2030

Notes:

  • The Company disclosed that 2024 awards were not timed around material nonpublic information; options granted Oct 9, 2024 two days post-asset acquisition announcement, with -4.5% change in market price around disclosure window .

Equity Ownership & Alignment

Beneficial ownership and alignment:

Ownership MeasureValue
Total Beneficial Ownership (as of Apr 15, 2025)6,065 shares
Ownership % of Outstanding<1% (denoted “*”)
Direct Common Shares465
Options Exercisable within 60 days5,600
Unvested RSUs outstanding2,200
Pledging/Hedging PolicyProhibited absent Audit Committee approval; pre-clearance required for executives

Stock ownership guidelines: Not disclosed.

Employment Terms

Key terms and protections:

  • Baseline employment agreement: If terminated without Cause or resigns for Good Reason, six months’ base salary and continuation of health benefits .
  • Retention agreements (post-asset purchase): Eligible for a cash retention bonus equal to 100% of target bonus upon the earlier of Dec 31, 2025, a Sale Event, or termination without Cause (for 2024 formulation, target bonus $90,000) . Updated post-closing: retention payout equal to $112,500 upon earlier of Apr 30, 2026 or termination without Cause .
  • Compensation Recovery (clawback) Policy: Adopted Nov 16, 2023; requires recovery of incentive-based compensation tied to financial reporting measures upon an accounting restatement, regardless of fault; no recoveries required in or through 2024 .
  • Change-in-control economics: Companywide Separation Benefits Plan provides enhanced severance and equity acceleration around Sale Events for named executives; specific multipliers in proxy are disclosed for certain executives (CEO, General Counsel). Multipliers for Ms. Firmani are not explicitly detailed; her employment agreement and retention programs provide defined benefits as above .

Governance and disclosures:

  • As an emerging growth company through Dec 31, 2025, Galecto has reduced executive compensation disclosure obligations and is exempt from mandatory say-on-pay votes until EGC status ceases .

Investment Implications

  • Pay-for-performance alignment: Ms. Firmani’s annual bonus framework is discretionary, with no disclosed quantitative performance metrics; most equity is time-based RSUs and options, which tilts the mix toward retention rather than strict performance conditions .
  • Retention risk mitigants: Retention agreements explicitly incentivize continuity through specific dates and under defined events, providing cash equal to 100% of target bonus ($90,000 initially; updated to $112,500 as of Nov 2025) .
  • Insider selling pressure: RSUs vest semi-annually and options vest monthly, creating predictable supply; unvested RSUs (2,200 as of 12/31/24) and large unexercisable option balance from Oct 2024 grant could lead to incremental sales upon vesting (subject to trading windows and pre-clearance) .
  • Alignment and ownership: Beneficial ownership is small (<1% of outstanding); however, company hedging and pledging restrictions enhance alignment and reduce financing risk via collateralized pledging .
  • Performance trajectory: Annual improvements in EBITDA and net loss from FY2023 to FY2024 suggest cost discipline and focus on restructuring post-asset acquisition, supportive of finance leadership credibility; monitor future disclosures for explicit KPI ties to variable pay.*

Values retrieved from S&P Global.* [EBITDA, Net Income]


References:

  • Executive background, age, roles, education:
  • Compensation tables and targets:
  • Outstanding equity awards and vesting schedules:
  • Beneficial ownership:
  • Hedging/pledging policy:
  • Employment and retention terms (2024):
  • CFO appointment, 2025 base salary increase, updated retention bonus:
  • EGC/say-on-pay status: