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Robert J. Morrissey

Trustee at GABELLI UTILITY TRUST
Board

About Robert J. Morrissey

Independent Trustee of The Gabelli Utility Trust (GUT) since 1999; born 1939; senior partner at Morrissey, Hawkins & Lynch with 45+ years of legal experience in estate planning, civil litigation, business planning, and real estate . Education: Boston College (undergraduate) and Harvard Law School (J.D.) . Current Trustee term runs through the 2026 Annual Meeting; he is classified among Trustees Serving Until 2026 . Independence: identified as an Independent Trustee under the 1940 Act .

Past Roles

OrganizationRoleTenureCommittees / Impact
Morrissey, Hawkins & LynchPartner; current senior partnerNot disclosed45+ years representing clients in estate planning, civil litigation, business planning, and real estate

External Roles

OrganizationRoleTenureNotes
Belmont Savings Bank (MA)Chairman of the Board of TrusteesNot disclosedGovernance leadership at a financial institution
Boston CollegeTrustee; continuing Chairman of Investment & Endowment CommitteeNot disclosedOversight of investment/endowment policy
Harvard Law SchoolDean’s Advisory Board MemberNot disclosedAdvisory role to law school leadership
Archdiocese of BostonFinancial Council Member; Chairman, Investment CommitteeNot disclosedFiduciary oversight of investments
Jesuit Curia, Vatican CityInvestment Advisory Committee MemberNot disclosedAdvisory oversight of investments

Board Governance

  • Board class and tenure: Serving until 2026; Independent Trustee since 1999 .
  • Committee assignments: Not listed as a member of the Audit Committee (Enright—Chair, Birch, Melarkey) or the Nominating Committee (Zizza—Chair, Conn, Enright) in the latest proxy .
  • Lead Independent Director: James P. Conn .
  • Executive sessions: Independent Trustees meet regularly in executive session and chair all Board committees .
  • Shareholder meeting engagement: Trustees are not expected to attend the annual meeting; no Trustee or nominee attended May 13, 2024 .

Board and committee activity and attendance:

MetricFY 2022FY 2023FY 2024
Board meetings (#)4 5 (4 regular, 1 special) 4
Audit Committee meetings (#)2 2 2
Nominating Committee meetings (#)1 2 1
Attendance (each Trustee)≥75% of Board and committee meetings ≥75% of Board and committee meetings ≥75% of Board and committee meetings

Fixed Compensation

  • Structure (Independent Trustees): annual retainer $6,000; $1,500 per Board meeting; $1,000 per committee meeting; Audit Chair +$3,000; Nominating Chair +$2,000; Lead Independent +$2,000; reimbursement of out-of-pocket expenses .
  • Aggregate remuneration paid by the Fund to Independent Trustees: $149,500 (FY22), $143,745 (FY23), $124,000 (FY24) .

Compensation for Robert J. Morrissey:

MetricFY 2022FY 2023FY 2024
Aggregate Compensation from GUT ($)$12,000 $12,000 $12,000
Aggregate Compensation from Fund Complex ($)$72,500 $72,000 $72,000

Performance Compensation

  • No performance-based compensation, equity grants, options, or compensation metrics disclosed for Trustees (director compensation is cash-based retainers/meeting fees only) .

Other Directorships & Interlocks

Company/InstitutionRolePotential Interlock/Conflict Considerations
Belmont Savings Bank (MA)Chairman of the Board of TrusteesFinancial sector role; no related-party transactions with GUT disclosed
Boston CollegeTrustee; Chairman, Investment & Endowment CommitteeExternal fiduciary duties; no conflicts with GUT disclosed
Harvard Law SchoolDean’s Advisory Board MemberAdvisory-only; no conflicts disclosed
Archdiocese of BostonFinancial Council Member; Chairman, Investment CommitteeExternal fiduciary duties; no conflicts disclosed
Jesuit Curia, Vatican CityInvestment Advisory Committee MemberExternal fiduciary duties; no conflicts disclosed
  • Related-party/affiliates interests: Morrissey is not listed among Independent Trustees with beneficial interests in entities under common control with the Adviser; several other Trustees are listed, but not Morrissey . Proxy states Independent Trustees (with noted exceptions) had no interest in the Adviser or affiliates as of Dec 31, 2024 .

Expertise & Qualifications

  • Legal and governance expertise: 45+ years as an attorney across estate planning, litigation, business planning, and real estate; senior partner leadership .
  • Investment oversight experience: Chairs investment committees (Boston College; Archdiocese of Boston); member of multiple investment advisory bodies (Jesuit Curia) .
  • Education: Boston College; Harvard Law School .

Equity Ownership

  • Share ownership in GUT: 0 Common Shares; less than 1% of shares outstanding; Dollar Range in GUT: A (None) .
  • Aggregate Dollar Range in Family of Investment Companies: E (Over $100,000) .
  • No pledging/hedging, options, or ownership guidelines disclosure for Trustees in proxy materials.

Equity ownership detail:

MetricAs of Dec 31, 2022As of Dec 31, 2023As of Dec 31, 2024
GUT Common Shares Owned0 0 0
% of Shares Outstanding<1% <1% <1%
Dollar Range in GUTA (None) A (None) A (None)
Aggregate Dollar Range in Family of Investment CompaniesE (Over $100,000) E (Over $100,000) E (Over $100,000)

Governance Assessment

  • Alignment: Morrissey holds no GUT shares, which may be viewed as weaker direct alignment for a public closed-end fund trustee despite significant aggregate holdings across the fund complex .

  • Effectiveness: Long tenure since 1999 provides continuity and institutional knowledge; however, he is not disclosed as serving on core Board committees (Audit or Nominating), limiting formal committee influence relative to peers .

  • Independence and conflicts: Classified as Independent; no related-party interests under Adviser/common-control entities disclosed for Morrissey; Section 16 reporting for 2024 indicated overall compliance (no exceptions noted for Morrissey) .

  • Engagement: Board and committees met regularly, with each Trustee meeting the ≥75% attendance threshold; the Fund does not expect Trustees to attend the annual shareholder meeting and none attended in 2024, which may signal limited direct shareholder engagement in that forum .

  • RED FLAGS

    • No GUT share ownership (Dollar Range A—None), reducing “skin-in-the-game” alignment .
    • Not listed on Audit or Nominating Committees, indicating limited committee-based oversight presence .
    • No Trustee attendance at the 2024 annual shareholder meeting (policy-based expectation), potentially a weak signal on shareholder engagement norms .