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Tim Johns

President, Zephyr Insurance Company at Heritage Insurance Holdings
Executive

About Tim Johns

Tim Johns, 69, is President of Zephyr Insurance Company (HRTG subsidiary) and has served in this role since April 2018. Prior to HRTG, he was a health insurance executive, including EVP and Chief Consumer Officer at Hawaii Medical Service Association (Blue Cross Blue Shield of Hawaii) from 2011–2017, and he has served as a director of Hawaiian Electric Co., Inc. since 2005 . Zephyr’s 2021 incentive metrics for Johns tied payout to operational performance (net operating ratio, organic GPW growth, qualitative goals), with a payout at 104% of target, indicating above-target execution; company-wide 2021 highlights included improved combined ratio and 10.7% growth in gross premiums earned . Heritage’s pay-versus-performance disclosures indicate alignment between compensation actually paid and both TSR and net (loss) income, and Johns was included among non-CEO NEOs for 2021 in that analysis .

Past Roles

OrganizationRoleYearsStrategic Impact
Zephyr Insurance Company (HRTG subsidiary)PresidentApr 2018–presentLeads HRTG’s Hawaii-focused subsidiary; detailed impact not separately disclosed .
Hawaii Medical Service Association (BCBS of Hawaii)EVP & Chief Consumer Officer; health insurance executive2011–2017Consumer leadership and health insurance operations; detailed impact not separately disclosed .

External Roles

OrganizationRoleYearsNotes
Hawaiian Electric Co., Inc.DirectorFeb 2005–present (as of 2025)Public company directorship .
Private real estate-related orgs & non-profit/charitable foundationsTrustee/DirectorNot disclosedRoles referenced; specific entities and dates not disclosed .

Fixed Compensation

Multi-year summary (as disclosed in proxies):

MetricFY 2020FY 2021
Salary ($)$300,000 $300,000
Bonus ($)$125,000
Stock Awards ($)— (not reported) $0
Non-Equity Incentive Plan Compensation ($)$125,000
All Other Compensation ($)$19,537 $29,445 (includes payment of accrued/unused vacation time)
Total ($)$444,537 $454,445

Key elements from employment agreement:

  • Base salary: $300,000 at Zephyr (effective April 2, 2018) .
  • Benefits: Medical, dental, prescription, disability insurance; reimbursement of travel expenses .

Performance Compensation

2021 Zephyr incentive compensation program (ICP) metrics and outcomes:

WeightingMetricThresholdTargetMaximumActualPayout
60%Zephyr net operating ratio*89% 87% 85% 88% 90% of target
20%Ex-Wind Only Organic GPW growth**5% 10% 15% 14% 125% of target
20%Qualitative95%
  • 2021 payout summary: $125,000, representing 104% of target .
  • 2020 payout summary: $125,000 ICP bonus .

Notes:

  • Net operating ratio numerator: net losses and LAE + policy acquisition costs + G&A – net investment income – policy fee income; denominator: net premiums earned .
  • Organic GPW growth excludes premiums from acquisitions for 12 months post acquisition .

Equity Ownership & Alignment

DateBeneficial Ownership (Shares)% of ClassPledged SharesNotes
April 14, 2022— (not reported for Johns) Prohibited by Insider Trading Policy Company policy prohibits pledging and short sales; hedging requires CFO pre-clearance .

Additional alignment signals:

  • No stock options outstanding company-wide as of Dec 31, 2024; equity awards consist of time-based and performance-based restricted stock (not options) .
  • No stock awards reported for Johns in FY 2021 .

Employment Terms

Agreement Effective DateEmployerRoleContract TermBase SalaryIncentive EligibilitySeverance (Voluntary without Good Reason or Term Expiry)Termination for CauseNon-Compete/Non-SolicitChange-of-Control TermsBenefits
Apr 2, 2018Zephyr Insurance Company (HRTG subsidiary)President & CEOUntil terminated $300,000 Eligible to participate in HRTG Omnibus Incentive Plan; Zephyr ICP based on Zephyr financials and individual metrics Base salary for 90 days Accrued but unpaid base salary and obligations; “Cause” includes felony conviction, willful misconduct/gross negligence, material economic harm, failure to follow Board directions, fraud/embezzlement/theft/dishonesty, policy violations, breach of agreement Two-year post-termination non-solicit and non-compete No explicit separate change-of-control economics disclosed for Johns Medical, dental, prescription, disability; travel reimbursement

Clawback: All awards under the Omnibus Incentive Plan subject to 2023 clawback policy adopted per SEC/NYSE rules .

Insider trading: Pre-clearance required; pledging and short sales prohibited .

Investment Implications

  • Alignment and selling pressure: Johns’ compensation is heavily cash-based with no stock awards reported in FY 2021; combined with no options outstanding company-wide, this indicates limited forced selling from vesting calendars and lower immediate insider selling pressure .
  • Ownership and pledging risk: Tim Johns was not reported as a beneficial owner in the April 14, 2022 table, and company policy prohibits pledging and short sales, reducing alignment risks associated with collateralization or hedging; hedging requires CFO pre-clearance, improving control of transaction timing .
  • Performance linkage: 2021 ICP metrics for Zephyr (net operating ratio, organic GPW growth) yielded a 104% of target payout, tying cash incentives to core underwriting performance and growth—supportive of operational execution signals .
  • Retention risk: Employment terms include a modest 90-day salary payment if Johns terminates without good reason or at expiry, and two-year non-compete/non-solicit covenants that can deter immediate competitive departures; absence of large change-of-control severance suggests limited golden parachute economics .
  • Governance/filing hygiene: Company disclosed 2024 Section 16(a) delinquent filings only for a director (Mr. Pappas), with no untimely filings noted for Johns, which reduces regulatory red-flag risk .
  • Peer benchmarking context: HRTG benchmarks executive comp against a broad P&C peer set, but no specific percentile targets are used; Johns’ Zephyr-centric incentive design focuses on subsidiary performance rather than HRTG TSR, implying that equity-based pay-for-performance alignment for Johns may be less direct than for HRTG’s CEO/CFO .

Overall: Johns’ incentives are tied to Zephyr operating performance and growth, with limited equity participation and no pledging—reducing selling pressure but weakening direct shareholder-return alignment. Restrictive covenants and modest severance indicate manageable retention risk; operational payout above target in 2021 supports execution credibility at the subsidiary level .