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Jeffrey Mathiesen

Chief Financial Officer, Treasurer and Secretary at Solana
Executive

About Jeffrey Mathiesen

Jeffrey S. Mathiesen, age 64, is Chief Financial Officer, Treasurer and Secretary of Solana Company (f/k/a Helius Medical Technologies) since June 2021; he has also served on the Board (and is slated to resign from the Board upon shareholder approval of a new director nominee) . He holds a B.S. in Accounting from the University of South Dakota and is a Certified Public Accountant (inactive), with prior CFO roles in public medtech/biopharma and multiple public company directorships, including NeuroOne (NMTC) and Panbela (PBLA) . Company TSR fell materially over 2022–2024 and net losses persisted; revenue has declined and EBITDA remained negative, highlighting execution challenges and financing dependency amid strategic transitions .

Company performance snapshot

MetricFY 2022FY 2023FY 2024
Revenues ($USD)$778,000 $605,000 $476,000
EBITDA ($USD)-$14,504,000*-$12,107,000*-$13,803,000*

Values retrieved from S&P Global*

TSR (value of $100 initial investment) and Net Loss (company-reported):

MetricFY 2022FY 2023FY 2024
TSR (Value of $100)$2.33 $1.22 $0.10
Net Loss ($USD mm)$(14.1) $(8.9) $(11.7)

Past Roles

OrganizationRoleYearsStrategic Impact
NeuroOne Medical Technologies (NMTC)Director; Audit Chair2017–present Governance and financial oversight in neurology medtech
Panbela Therapeutics (PBLA)Director; Audit Chair; Vice Chair/Lead Independent Director2015–Apr 2025 Oversight during biopharma development; leadership in Board governance
Gemphire Therapeutics (acq. by NeuroBo)Chief Financial Officer2015–2018 Financing and clinical-stage biopharma CFO leadership
Sunshine Heart (Nuwellis, NUWE)Chief Financial Officer2011–2015 Early-stage medtech finance, operations exposure
Teewinot Life SciencesCFO; Advisor to CEO2019 (CFO Mar–Oct); Advisor Oct–Dec 2019 Biosynthetic cannabinoids company; later entered Chapter 11 in Aug 2020 (risk context)

External Roles

OrganizationPositionYearsNotes
Healthcare Triangle (HCTI)Director; Audit Chair; Comp Committee MemberMar 2021–Dec 2022 Cloud/data transformation for healthcare
eNeura (private)Director2018–2020 Migraine therapy medtech

Fixed Compensation

Component2021202220232024
Base Salary ($)$183,996 (partial year) $351,750 $370,000 $385,000
Target Bonus (% of Salary)40% (per employment agreement) 40% 40% 40%
Actual Non-Equity Bonus Paid ($)$68,954 $70,350 $74,000 $112,420
All Other Compensation ($)$11,385 $12,845 $34,642 $35,224

Key terms from Mathiesen Employment Agreement: initial 3-year term from June 14, 2021 with automatic 1-year renewals; base salary $335,000 (subject to review), target cash bonus up to 40% with ability to pay up to 70% of earned bonus in fully vested stock; standard benefits and 20 days paid vacation .

Performance Compensation

  • 2024 performance objectives: regulatory goals, revenue goals, financing goals, clinical R&D goals, and manufacturer transition objectives; Compensation Committee determined 83% achievement, and bonuses paid at 83% of target (cash portion reflected below; equity portion may be used up to 70% of earned bonus per agreement) .

Detailed incentive outcome (2024):

Metric CategoryWeightingTargetActualPayoutVesting/Settlement
Corporate objectives (regulatory, revenue, financing, clinical R&D, manufacturer transition)Not disclosed 40% of base salary 83% of target $112,420 cash paid Cash; company may elect up to 70% of earned bonus as fully vested stock

Equity awards:

YearAward TypeGrant DetailFair Value ($)
2024Stock OptionsOption to purchase 404,000 shares; 62.5% vested at grant (Jul 2, 2024), remaining 37.5% vesting in 10 equal quarterly installments starting Sep 30, 2024; exercise price = FMV at grant date $341,380
2023Stock OptionsOptions vesting in 12 equal quarterly installments starting Mar 31, 2023 $579,803

Clawback policy: Company adopted a policy compliant with Nasdaq/SEC rules requiring recovery of erroneously awarded incentive-based compensation received by Section 16 officers on/after Oct 2, 2023 upon specified restatements; no indemnification allowed for recovery .

Equity Ownership & Alignment

Beneficial ownership:

As-of DateShares Beneficially Owned% of Class
May 28, 202425,307 (incl. 25,069 options exercisable within 60 days) <1%
Oct 1, 202527,001 (options exercisable within 60 days) <1%

Outstanding options (Dec 31, 2024):

CategoryCount (#)Strike ($)Notes
Exercisable (selected strikes)35; 61953.75; 665.00 Historical director grants (fully vested)
Exercisable1,934778.50 2011/2021 cycle vesting structure
Exercisable740234.00 2022 grant (fully vested)
Exercisable30027.00 2022 quarterly vesting grant (fully vested)
Exercisable35,90415.45 2023 grant (quarterly vesting)
Exercisable282,8000.97 2024 grant (62.5% immediate; remainder quarterly)
Unexercisable126; 60778.50; 27.00 Remaining installments
Unexercisable17,95615.45 2023 grant remaining quarterlies
Unexercisable121,2000.97 2024 grant remaining quarterlies
  • Hedging is prohibited under the Insider Trading Compliance Policy; no pledging disclosures were identified in the proxies reviewed .
  • Stock ownership guidelines and compliance status were not disclosed.

Employment Terms

TermDetail
Start Date & TenureCFO since June 14, 2021; ~4+ years in role as of Nov 2025
Agreement Term & Auto-RenewalInitial 3-year term from June 14, 2021; auto-renews for one-year periods unless non-renewal notice ≥90 days before expiration
Severance (non-CIC)If terminated without cause/resigns for good reason (outside CIC window): base salary for 12 months, pro-rated cash bonus for year of termination, company-paid medical coverage up to 12 months, continued vesting through remainder of then-current term (conditional on release)
Change-in-Control (CIC) TreatmentAll unvested option shares vest immediately prior to effectiveness of CIC ; if terminated w/o cause or for good reason within 12 months following or 3 months prior to CIC: 1.5x (salary + target cash bonus), accelerated vesting of time-vested equity awards assumed/continued/substituted, plus other conditional benefits (excluding base severance)
Non-Compete / Non-Solicit1-year post-termination non-competition and non-solicitation obligations
One-time Discretionary Bonus (Offset)Side letter dated Sep 24, 2025 grants a one-time cash bonus of $610,000, which offsets any severance/bonus/equity/retirement or other benefits due; parties agree Sep 18, 2025 offerings do not constitute a CIC or Good Reason event

Compensation History (Multi-Year)

Metric2021202220232024
Salary ($)$183,996 $351,750 $370,000 $385,000
Option Awards ($)$1,139,698 $28,173 $579,803 $341,380
Stock Awards ($)$18,024
Non-Equity Incentive ($)$68,954 $70,350 $74,000 $112,420
All Other Compensation ($)$11,385 $12,845 $34,642 $35,224
Total ($)$1,422,057 $463,463 $1,058,445 $874,024

Board Governance

  • Mathiesen is an executive (non-independent) director; the Board previously affirmed independence for other directors except the CEO and Mathiesen . Board met four times in 2024; members serving in 2024 attended ≥75% of meetings .
  • Upon shareholder approval of the new director nominee, Mathiesen will resign from the Board (remaining CFO) .
  • Compensation Committee uses Grant Thornton LLP as an independent compensation consultant and set 2024 base salary increases of 4% for executives .

Say-on-Pay & Shareholder Feedback

  • Prior say-on-pay (2021) received 92.2% approval; frequency vote favored triennial (next vote no later than 2027) .

Compensation Structure Analysis

  • Shift toward frequent option grants with front-loaded vesting (e.g., 62.5% immediate in 2024 grant), increasing short-term liquidity potential and reducing retention lock-in versus purely time-graded RSUs; RSUs for executives are rarely disclosed versus options .
  • Discretionary bonus side letter in 2025 ($610,000) offsets future severance/change-in-control payments, mitigating cash exposure but potentially diminishing termination protection value for the executive (alignment-positive for shareholders) .
  • Performance metrics are largely operational (regulatory, revenue, financing, R&D, manufacturing transition), with 83% achievement in 2024; no explicit TSR/EBITDA linkage to annual incentives disclosed .

Risk Indicators & Red Flags

  • Persistent net losses and extremely low TSR values over 2022–2024 indicate high execution/financing risk during Mathiesen’s tenure .
  • Teewinot Life Sciences (prior employer) filed Chapter 11 in Aug 2020, which is a historical risk context but not a current proceeding for Mathiesen .
  • Hedging prohibited; no pledging disclosed; change-in-control provides double-trigger economics, reducing single-trigger windfalls .

Employment & Contracts (Detailed Terms)

ProvisionMathiesen Employment Agreement
Bonus form flexibilityUp to 70% of earned bonus payable in fully vested stock at company’s election
CIC equity vestingAll unvested option shares vest immediately prior to CIC
CIC cash multiple1.5x salary + target cash bonus (double-trigger)
Severance (non-CIC)Base salary + pro-rated bonus; 12 months medical; continued vesting through term remainder
Restrictive covenants1-year non-compete & non-solicit post-termination
ClawbackNasdaq-compliant recovery of erroneously awarded incentive comp

Investment Implications

  • Pay-for-performance alignment is mixed: annual incentives tie to operational milestones (83% achieved in 2024) but lack explicit financial thresholds (e.g., EBITDA/TSR), while large, front-loaded option grants (62.5% immediate vest) reduce retention leverage and can create near-term selling pressure if options become in-the-money .
  • Ownership is de minimis (<1%), and while hedging is prohibited, no pledging policy is disclosed—limiting strong “skin-in-the-game” signals; beneficial ownership rose slightly from 2024 to 2025 but remains immaterial relative to shares outstanding .
  • Severance/CIC terms are shareholder-favorable (double-trigger; 1.5x multiple) and the 2025 side letter offsets future severance/bonus liabilities, reducing cash outflow risk in a transaction or termination scenario .
  • Execution risk remains high given declining revenues and negative EBITDA, with TSR near zero, placing greater emphasis on CFO-led financing strategy and operational milestones to stabilize the business; any equity-plan expansions and crypto-treasury strategy require disciplined governance to avoid dilution and ensure accretive outcomes .