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Yoonji Lee

Director at HeartCore Enterprises
Board

About Yoonji Lee

Yoonji Lee, age 29, is the Founder and CEO of CEEDA Inc., a Tokyo-based HR search fund focused on women executives and board talent (founded in 2022). She previously served on the Board of DG Capital from 2023 to 2025, worked at KLKTN (Animoca Brands KK subsidiary) in product/business development, and at J.P. Morgan CIB (2018–2022) advising Japanese corporates on equity finance and M&A; she holds a B.A. in Economics and Business from the University of Tokyo . She is nominated to HTCR’s board for election at the September 26, 2025 annual meeting and, if elected, would serve a one-year term to the 2026 annual meeting .

Past Roles

OrganizationRoleTenureCommittees/Impact
CEEDA Inc.Founder & CEO2022–presentFocus on women executive and board-level talent
DG CapitalDirector2023–2025Board service at power digital grid company
KLKTN (Animoca Brands KK subsidiary)Business Development & Product ManagerPre-2022Led strategy planning, marketing, and regulatory communication for blockchain products
J.P. Morgan Chase & Co. (CIB)Advisory (equity finance, cross-held shares, M&A)2018–2022Advised Japanese prime listed companies

External Roles

OrganizationRoleTenureNotes
DG CapitalBoard Member2023–2025Power digital grid sector
CEEDA Inc.Founder & CEO2022–presentHR search fund specializing in women executives/board talent

Board Governance

  • Board independence and majority: Post-2025 resignations and reduction to five directors, and assuming nominees are elected, a majority of HTCR’s board is expected to be independent (Groenewald, Lee, Sato) .
  • Committee assignments (expected if elected):
    • Audit Committee: Replaces Neville as member .
    • Compensation Committee: Replaces Neville as member and as Chair .
    • Nominating & Corporate Governance Committee: Replaces Neville as member .
  • Attendance: In 2024, the Board held 12 meetings; Audit Committee held 1; each director attended >75% of combined Board/committee meetings, and all directors attended the 2024 annual meeting; directors plan to attend the 2025 meeting .
  • Executive sessions: Board holds executive sessions with only independent directors .
  • Governance transition: HTCR ceased being a “controlled company” in 2025, formed Compensation and Nominating committees on Feb 14, 2025, and is within Nasdaq’s phase-in period to reach a majority independent board .

Fixed Compensation

ComponentAmountNotes
Annual Director Retainer (cash)$50,000Paid quarterly ($12,500), prorated for partial quarters
Audit Committee – Member$4,000Annual cash fee, paid quarterly
Audit Committee – Chair$7,000Annual cash fee
Compensation Committee – Member$4,000Annual cash fee, paid quarterly
Compensation Committee – Chair$7,000Annual cash fee
Nominating & Corporate Governance – Member$3,000Annual cash fee
Nominating & Corporate Governance – Chair$6,000Annual cash fee
Meeting FeesNot disclosedNo separate meeting fees disclosed
ReimbursementReasonable travel/meeting-related expensesSubject to company policy and pre-approval for certain amounts

Note: 2024 director cash totals reported for existing non-employee directors were $57,000 (Groenewald), $54,000 (Neville), $54,000 (Sato). Lee was not a director in 2024; her compensation would follow the program above if elected in 2025 .

Performance Compensation

Equity VehicleAnnual Grant PracticeGrant Value LimitsVesting/Performance CriteriaNotes
2023 Equity Incentive Plan (RSUs, options, SARs, perf. units/shares)No specific director grants disclosed for 2024Max $300,000 grant value per non-employee director per calendar yearAdministrator may set performance goals (e.g., revenue, EBITDA, TSR, EPS, ROE, ROA, stock price, etc.)Plan effective Aug 1, 2023; shares authorized 2,000,000; 1,930,347 available as of Dec 31, 2024
2021 Equity Incentive PlanDirectors eligible for most award types (except ISOs)Max $750,000 per fiscal year; $1,500,000 for initial servicePerformance-based vesting possible; acceleration at change-in-control if not assumedPlan valid through Aug 6, 2031; clawback provisions apply
Performance Metrics (Plan-level examples)Source
Revenue, EBIT(DA), operating income/margin, gross margin, net income, EPS, stock price, TSR, ROE, ROA, free cash flow, cash from operations, market share, R&D, project completion, JV/transactions

No director-specific equity grants or performance metrics were disclosed for Lee in 2024/2025; HTCR emphasizes plan-level performance eligibility and clawback coverage .

Other Directorships & Interlocks

CompanyRoleOverlap/Interlocks
DG CapitalBoard Member (2023–2025)No HTCR-related interlocks disclosed

Expertise & Qualifications

  • Human capital and board talent: Founder of CEEDA Inc., specializing in women executives/board talent .
  • Financial advisory: J.P. Morgan CIB experience (equity finance, cross-held shares, M&A) .
  • Technology/product: KLKTN blockchain product strategy, marketing, and regulatory communication .
  • Education: B.A. Economics & Business, University of Tokyo .

Equity Ownership

HolderShares Beneficially Owned% of OutstandingNotes
Yoonji LeeNot disclosedNot disclosedLee is a 2025 nominee; beneficial ownership tables list current directors/executives, and do not include Lee . Anti-hedging policy applies to officers/directors .

Anti-hedging policy prohibits hedging and monetization transactions (e.g., zero-cost collars, forwards), reinforcing alignment for directors/officers . Pledging policy is not explicitly disclosed; no pledging by Lee is disclosed .

Governance Assessment

  • Positive signals:
    • Majority-independent board expected post-2025 (Groenewald, Lee, Sato) if nominees elected .
    • Establishment of Compensation and Nominating committees in 2025 (ending controlled company exemptions) strengthens governance; Lee is expected to chair Compensation, indicating independent oversight of executive pay .
    • Audit Committee oversight of related-party transactions is explicit in charter responsibilities .
    • Clawback policy coverage via equity plans (and Dodd-Frank compliance) .
  • Risks/Red Flags (objective disclosures):
    • Phase-in reliance: Company indicates continued use of majority-independent board exemption during the phase-in; investors may have reduced protections until full compliance (phase-in ends one year after losing controlled company status) .
    • Related-party transactions exist at company level (CEO balances; loan to CEO-controlled entity; debt to departing CSO-director), though none involve Lee; continued Audit Committee oversight is important for mitigation .
    • 2024 director equity awards not utilized; director ownership guidelines not disclosed; alignment for new directors depends on future equity grant practices .

No legal proceedings or Section 401(f) disclosures for Lee; company disclosed certain delinquent Section 16 filings for other executives in 2024, not involving Lee .

Appendix: Annual Meeting Context (for tenure and election)

  • Virtual Annual Meeting date/time: Friday, September 26, 2025, 8:00 a.m. ET .
  • Director slate includes Lee; nominees serve until 2026 annual meeting if elected .