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Walter McLallen

About Walter F. McLallen

Walter F. McLallen (age 59) is an independent director of HYAC, serving since July 2023. He is a finance professional with 30+ years in leveraged finance, private equity, restructuring, and operations; Managing Member of Meritage Capital Advisors since 2004; previously MD at CIBC World Markets (head of Debt Capital Markets and High Yield Distribution), and earlier in M&A at Drexel Burnham Lambert and a founding member of The Argosy Group L.P. He holds a B.A. in Economics and Finance from the University of Illinois at Urbana-Champaign .

Past Roles

OrganizationRoleTenureCommittees/Impact
Remington Outdoor CompanyVice Chairman; co-founded platform with investment firm2006–2015Oversaw consumer platform operations and restructuring initiatives
CIBC World MarketsManaging Director; Head of Debt Capital Markets and High Yield Distribution1995–2004Led leveraged finance origination and distribution
Drexel Burnham Lambert (M&A)Analyst/Associate, M&A DepartmentEarly careerFoundational M&A training
The Argosy Group L.P.Founding memberEarly careerBuilt investment/banking capabilities

External Roles

OrganizationTickerRoleTenureNotes
The Lovesac Company, Inc.LOVEDirectorSince 2019Direct-to-consumer furniture retailer
OneSpaWorld Holdings Ltd.OSWDirectorSince 2019Consumer services; prior Haymaker sponsor ecosystem linkage
Centric Brands Inc.CTRCDirector2016–2020Branded/licensed apparel and accessories
AerCap Holdings N.V.AERDirector2015–2017Aircraft leasing
Haymaker Acquisition Corp. IIDirector2017–2019SPAC governance experience
Tomahawk Strategic SolutionsFounder & Co‑ChairmanSince 2014Law enforcement/corporate training and risk management
Timeless Wine Company (Silver Oak, Twomey, OVID)DirectorN/DPrivate company – luxury wine brands
WorldwiseDirectorN/DConsumer pet products (private)
adMarketplaceDirectorN/DSearch advertising (private)
Frontier DermatologyDirectorN/DPhysician practice platform (private)

Board Governance

ItemDetail
Board class/tenureClass II director; director since 2023; age 59
IndependenceBoard determined McLallen is independent under SEC and NYSE rules
Committees (members all independent)Audit (members: Meltzer, McLallen, Shimko; Chair: Shimko)
Compensation (members: Meltzer, McLallen, Shimko; Chair: McLallen)
Nominating & Corporate Governance (members: Meltzer, McLallen, Shimko; Chair: Meltzer)
Audit Committee reportSigned by Shimko, Meltzer, McLallen; affirmed auditor independence and 10‑K inclusion
AttendanceNot disclosed in proxy; no meeting attendance rates provided

Fixed Compensation

ComponentAmount/TermsNotes
Director cash retainerNone paid prior to completion of initial business combinationSPAC policy: no cash comp to officers/directors pre‑deal
Committee membership feesNot disclosedNo director cash compensation disclosed pre‑deal
Committee chair feesNot disclosedMcLallen chairs Compensation Committee; fees not disclosed
Meeting feesNot disclosedNot disclosed in proxy
Office/admin reimbursement (affiliate)$20,000/month to an affiliate of Vice President (Andrew Heyer)Administrative services agreement
CFO advisory services (affiliate)$20,000/month to affiliate of CFO; accrued, payable only upon successful business combinationAdvisory services agreement; contingent payment

Note: HYAC discloses no director cash retainers prior to consummation of the initial business combination; reimbursements and affiliate service arrangements exist and are reviewed quarterly by the Audit Committee .

Performance Compensation

Performance Metric CategoryDisclosed?Notes
Revenue growth / EBITDA / TSR metricsNot disclosedNo performance‑based director compensation disclosed pre‑deal
Equity awards (RSUs/PSUs/options)Not disclosed for directors pre‑dealCertain directors may receive equity interests of the Sponsor for services; amounts to be disclosed with the business combination

After the business combination, director compensation (including potential equity or consulting fees) will be determined by a compensation committee of independent directors and disclosed in transaction materials; amounts are unlikely to be known pre‑deal .

Other Directorships & Interlocks

CompanyRolePotential Interlock/Consideration
OneSpaWorld Holdings Ltd. (OSW)DirectorGovernance ties to prior Haymaker SPAC ecosystem; monitor for related‑party exposure if HYAC targets overlapping sectors
The Lovesac Company (LOVE)DirectorConsumer products exposure; evaluate for competitive or supplier/customer overlaps post‑deal
Prior: AerCap (AER), Centric Brands (CTRC), Haymaker Acquisition Corp. IIDirectorHistorical governance experience across capital‑intensive and consumer sectors

Expertise & Qualifications

  • Leveraged finance, private equity, restructuring, operations (30+ years) .
  • Transaction origination, structuring, due diligence, financial modeling; broad public/private board experience .
  • Designated independent director; active committee leadership (Compensation Chair) .
  • Education: B.A., Economics & Finance, University of Illinois at Urbana‑Champaign .

Equity Ownership

HolderClass A SharesClass A %Class B SharesClass B %Approx. % of Outstanding
Walter F. McLallen
Haymaker Sponsor IV LLC797,6003.4%5,750,000100.0%22.2%
All officers/directors as a group (6)797,6003.4%5,750,000100.0%22.2%
  • All officers and directors are members of the Sponsor; Steven and Andrew Heyer are managing members with voting/investment discretion. Each person disclaims beneficial ownership except to extent of pecuniary interest .

Governance Assessment

  • Strengths: Independent status; serves on all three key committees with chair role on Compensation; committees comprised solely of independent directors; Audit Committee demonstrates appropriate oversight of auditor independence and financial reporting .
  • Alignment: McLallen has no direct reported HYAC share ownership; alignment may be indirect through Sponsor membership interests; beneficial ownership disclaimers noted—monitor for sponsor‑related equity interests granted for services post‑deal .
  • Conflicts/Related‑Party Controls: Audit Committee must review/approve related‑party transactions; however, HYAC has “not yet adopted a formal policy” for related‑party approvals—procedural reliance on Audit Committee charter is a governance gap. Affiliate payments ($20k/month each to VP affiliate and CFO affiliate) and potential sponsor loans (up to $300k offering‑related; up to $1.5m convertible at $10/unit) warrant continued scrutiny .
  • SPAC‑specific safeguards: For any business combination with entities affiliated with Sponsor/officers/directors, an independent fairness opinion is required; no finder’s fees/cash payments to insiders pre‑deal (with enumerated exceptions). This mitigates but does not eliminate conflict risk .
  • Risk Indicators and Policies: Insider trading policy prohibits hedging/shorting by directors and executives (positive signal). No termination benefit agreements for directors; say‑on‑pay not applicable pre‑deal .

RED FLAGS

  • No formal related‑party transaction policy despite Audit Committee oversight; reliance on charter versus codified policy .
  • Ongoing payments to affiliates and potential convertible sponsor loans create perceived conflicts; ensure robust disclosure and independent committee review .
  • Indirect sponsor interests among all directors may dilute independence optics post‑deal unless compensation and transaction approvals are tightly controlled .