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Brent Cox

Independent Director at Ispire Technology
Board

About Brent Cox

Brent Cox (age 41) is an independent director of Ispire Technology Inc. since April 2023; he chairs both the Audit Committee and the Compensation Committee and is designated an audit committee financial expert. He holds a B.S. from the University of Southern California and brings investment banking (Jefferies Leveraged Finance) and private equity (Yucaipa Companies) experience, as well as extensive boardroom exposure. Current external public directorship: CleanCore Solutions, Inc. (NYSE: ZONE) since April 2024.

Past Roles

OrganizationRoleTenureCommittees/Impact
The Inception CompaniesCo‑founder & Managing Partner2016–present Private investment leadership; governance oversight across portfolio
Yucaipa CompaniesPrincipal InvestorSep 2008–Apr 2016 Sourcing, financing, monitoring portfolio companies
Jefferies & Co.Investment Banking Analyst (Leveraged Finance)2006–2008 Structured financings; capital markets

External Roles

OrganizationListing/TickerRoleStart DateNotes
CleanCore Solutions, Inc.NYSE: ZONEDirectorApr 2024 Current public company directorship
MedMen Enterprises Inc.OTC: MMNFFPrior DirectorN/D Cannabis industry exposure
The Pharm, LLCPrivatePrior DirectorN/D Cannabis sector oversight
Pacific Dutch Group, LLCPrivatePrior DirectorN/D Governance experience
Soho House & Co Inc.NYSE: SHCOBoard Observer (prior)N/D Hospitality/lifestyle exposure
Americold Realty TrustNYSE: COLDBoard Observer (prior)N/D Cold storage logistics exposure
Versacold International CorpPrivateBoard Observer (prior)N/D Supply chain/logistics
Stephen Webster Ltd.; Garrard & Co. Ltd.PrivateBoard Observer (prior)N/D Luxury goods exposure
Eimskipafélag Íslands hf.IC: EIMBoard Observer (prior)N/D Maritime logistics

Board Governance

  • Committee leadership: Audit Committee chair; Compensation Committee chair; Nominating & Corporate Governance Committee member (chair is non‑independent co‑CEO due to controlled‑company status).
  • Independence: Board determined Cox is independent under Nasdaq Rule 5605(a)(2); Audit members meet Rule 10A‑3 standards.
  • Audit Committee financial expertise: Cox qualifies as an “audit committee financial expert.”
  • Attendance/engagement: Between Jul 1, 2023–Jun 30, 2024, Board met 7 times; Audit met 6 times; Nom‑Gov and Compensation Committees did not meet; all directors attended the prior annual meeting.
  • Related‑party oversight: Audit Committee (chaired by Cox) reviews/approves related‑party transactions and certain pricing under supply agreements with Shenzhen Yi Jia.

Fixed Compensation

PeriodFees Earned/Paid in Cash ($)Stock Awards ($)Option Awards ($)Total ($)
FY ended Jun 30, 202460,000 60,000 120,000
As of Jun 30, 2024Director Stock Awards Received (shares)
Cox6,141 shares
Non‑Employee Director Compensation Policy (effective Oct 1, 2024)Amount
Annual cash retainer$50,000
Quarterly fully‑vested share grant (base)$41,250 per quarter
Quarterly equity for Audit Committee service$2,500 per quarter
Quarterly equity for Compensation Committee service$1,875 per quarter
Quarterly equity for Nominating & Corporate Governance service$1,250 per quarter
Share calculation methodVWAP of prior quarter; rounded down; granted under A&R 2022 Plan

Note: Based on Cox’s committee memberships (Audit, Compensation, Nom‑Gov), policy implies per‑quarter equity of $41,250 + $2,500 + $1,875 + $1,250 = $46,875 and $187,500 annually, plus $50,000 cash; actual grants depend on VWAP and continued service on quarter‑end.

Performance Compensation

CategoryDisclosure
Performance metrics tied to director pay (e.g., TSR, EBITDA, ESG)None disclosed for non‑employee directors; equity grants are fully vested and formulaic per quarter.

Other Directorships & Interlocks

CompanyRelationship to ISPRPotential Interlock/ConflictDisclosure
CleanCore Solutions (ZONE)Unrelated industryNone disclosedCurrent directorship
MedMen Enterprises (MMNFF)Cannabis operatorNone disclosed with ISPR; prior rolePrior directorship
The Pharm, LLCCannabisNone disclosedPrior directorship
Pacific Dutch Group, LLCCannabisNone disclosedPrior directorship
Soho House (SHCO)HospitalityNonePrior board observer
Americold (COLD); VersacoldLogisticsNonePrior board observer
Stephen Webster; Garrard & Co.Luxury goodsNonePrior board observer
Eimskip (EIM)Maritime logisticsNonePrior board observer

Expertise & Qualifications

  • Financial expertise: Audit committee financial expert designation.
  • Capital markets and PE: Leveraged finance at Jefferies; principal investor at Yucaipa; investment firm co‑founder.
  • Education: B.S., University of Southern California.
  • Corporate governance: Prior and current board roles across multiple sectors.

Equity Ownership

HolderShares Beneficially Owned% of ClassBasis/Notes
Brent Cox20,998 <1% Based on 57,145,455 shares outstanding as of May 9, 2025
Stock awards received (cumulative, as of Jun 30, 2024)6,141 shares N/ADirector stock awards; vesting status not applicable (fully vested grants).

Governance Assessment

  • Strengths: Independent director with dual committee chair roles (Audit and Compensation); audit financial expert; Audit Committee explicitly oversees related‑party transactions; directors used Korn Ferry market study to reset director pay at ~25th percentile peer levels; presence of an equity clawback policy aligned with recent restatements (no recovery required).
  • Risks/RED FLAGS:
    • Controlled‑company structure: Co‑CEO chairs Nom‑Gov; independence waiver under Nasdaq Rule 5615(a)(7) reduces independent oversight of nominations.
    • Significant related‑party dependence: Shenzhen Yi Jia (controlled by co‑CEO) supplies the majority of products; large related‑party payables ($77.1m as of Mar 31, 2025; $67.0m as of Jun 30, 2024) and purchases ($79.5m nine months ended Mar 31, 2025). Requires strong audit oversight to mitigate conflict risk.
    • Committee activity: Compensation and Nom‑Gov Committees did not meet during FY2024 period disclosed; potential concern for board effectiveness in pay governance and nominations.
  • Alignment: Director compensation mix in FY2024 was ~50% cash/$60k and ~50% equity/$60k for Cox; updated policy increases equity weighting via quarterly fully‑vested grants, which improves ownership exposure but lacks performance linkage.

Overall, Cox’s financial expertise and leadership of key committees are positives for investor confidence, but the controlled‑company governance structure and heavy related‑party transactions elevate the need for rigorous committee engagement and transparent oversight.