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Justin Vu

Chief Financial Officer at iANTHUS CAPITAL HOLDINGS
Executive

About Justin Vu

Justin Vu, 41, is Chief Financial Officer of iAnthus Capital Holdings (appointed Jan 6, 2025), after serving as Interim CFO from Apr 5, 2024; he joined iAnthus in early 2023 as SVP Finance following financial consulting (May 2021–May 2023) and senior finance/accounting roles at a large U.S. media and entertainment company (2012–2021) . The Vu Employment Agreement sets base salary at $300,000 with a target annual bonus of 50% of salary (0–200% based on corporate metrics including EBITDA and individual performance) . Company performance improved in FY2024: revenue rose to $166.8m from $158.4m and EBITDA to $12.1m from -$3.9m, establishing an EBITDA-positive year aligned with Vu’s bonus metrics; values retrieved from S&P Global.*

Past Roles

OrganizationRoleYearsStrategic Impact
iAnthus Capital HoldingsChief Financial Officer2025–presentFinance leadership; aligned to EBITDA and corporate performance metrics
iAnthus Capital HoldingsInterim CFOApr 2024–Jan 2025Stabilized finance function during transition; operational efficiency
iAnthus Capital HoldingsSVP FinanceEarly 2023–Apr 2024Built finance processes ahead of interim CFO appointment
Financial consulting (self-employed)Financial ConsultantMay 2021–May 2023Provided advisory services; preparation for return to operating role
Large U.S. media & entertainment companySenior finance/accounting roles2012–2021Led various senior finance functions in a complex corporate environment

External Roles

No public company board or external director roles disclosed for Justin Vu in proxy or 8-K filings .

Fixed Compensation

Employment Agreement Terms (current)

ComponentValue/TermsNotes
Base Salary$300,000Per Vu Employment Agreement
Target Annual Bonus50% of base0–200% range; based on company (incl. EBITDA) and individual metrics; must be employed on payment date
2024 Bonus Payment TimingAround Apr 15, 2025Eligibility requires employment on payment date

Actual Compensation (multi-year)

Metric (USD)FY 2023FY 2024
Salary$128,269 $115,000
Cash Bonus$53,000 $168,000
Stock Awards (RSUs grant-date fair value)$180,000 — (none disclosed)

Performance Compensation

MetricWeightingTargetActualPayoutVesting/Timing
Annual Bonus – Corporate metrics (incl. Company EBITDA)Not disclosedNot disclosedNot disclosed (Company moved to positive EBITDA FY2024)*$168,000 (FY2024) Paid around Apr 15, 2025; employment required
Annual Bonus – Individual performanceNot disclosedNot disclosedNot disclosedIncluded in bonus above Same as above
Initial RSU AwardN/A (time-based)$180,000 grant (Jun 27, 2023) N/AN/AEqual annual installments; future vest dates Jun 27, 2025 and Jun 27, 2026

Note: The Compensation Committee and Board determine senior executive bonuses without formal objective criteria; elements include financial (cash management/share price), operational milestones, and acquisitions, and the committee did not meet during 2024 .

Equity Ownership & Alignment

ItemDetail
Common shares beneficially owned (Mar 21, 2025)2,762,631 shares; excludes 8,633,094 unvested RSUs
Ownership as % of outstanding~0.041% (2,762,631 / 6,745,694,117)
Unvested RSUs (12/31/2024)8,633,094 units; market value $43,165 at $0.005/share
RSU vesting scheduleEqual annual installments scheduled on Jun 27, 2025 and Jun 27, 2026
Options (exercisable/unexercisable)None disclosed for Vu
Stock ownership guidelinesNot disclosed
Hedging/PledgingCompany has not adopted an anti-hedging policy; no pledging disclosures identified
Section 16 complianceOne Form 4 transaction filed late by Justin Vu (FY2024)

Employment Terms

ProvisionTerms
Term/StartCFO appointment effective Jan 6, 2025; employment continues until terminated
Severance (without cause / for good reason)Accrued benefits; 6 months base salary paid over 12 months; acceleration of Initial RSU Award; COBRA premiums up to 12 months or until new employment
Death/DisabilityAccrued benefits; acceleration of Initial RSU Award
Change-of-Control (CoC)On CoC while employed or within 12 months after qualifying termination: Accrued benefits; lump sum equal to 12 months base salary plus annual bonus paid in prior 12 months; accelerate Initial RSU Award; fully vested RSUs with FMV $180,000 (timing specified in proxy as 30 days post-CoC)
Equity accelerationInitial RSU Award accelerates upon CoC or qualifying termination; additional $180,000 RSUs fully vested on CoC (proxy specifies 30th day after CoC)
Non-solicitation12 months post-termination; covers clients, employees, contractors, vendors
Non-competeNot disclosed
Clawback/RecoupmentNot disclosed
Tax gross-upsNot disclosed

Company Performance Context

MetricFY 2023FY 2024
Revenues (USD)$158.4m*$166.8m*
EBITDA (USD)-$3.9m*$12.1m*
EBITDA Margin (%)-2.45%*7.26%*

*Values retrieved from S&P Global.

Risk Indicators & Governance Notes

  • Compensation Committee did not meet during 2024, and the Board has not considered risks associated with compensation policies; bonuses are discretionary without formal objectives .
  • The Company has not adopted an anti-hedging policy for directors/officers, which can weaken alignment for equity-based compensation .
  • Section 16 compliance deficiency: Justin Vu filed one Form 4 late in FY2024, indicating administrative/reporting risk .

Investment Implications

  • Alignment: Vu’s pay is modestly equity-linked (time-based RSUs) with bonus tied to corporate metrics including EBITDA; FY2024 EBITDA turned positive, supporting pay-for-performance potential, though specific targets/weights are not disclosed .*
  • Retention risk: Severance (6 months salary) plus RSU acceleration and COBRA reduce near-term attrition risk; CoC economics add immediate RSU value ($180,000) and 12 months salary+prior year bonus, which may create CoC-related overhang but also ensure continuity in strategic scenarios .
  • Insider selling pressure: Unvested RSUs scheduled for 2025/2026 imply potential supply upon vest; lack of anti-hedging policy is a governance red flag, though no pledging is disclosed .
  • Ownership: Direct ownership is small (~0.041%); alignment relies on RSU vesting and continued service conditions .

*Values retrieved from S&P Global.