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W. Patrick Mattson

President and Chief Operating Officer at KKR Real Estate Finance Trust
Executive

About W. Patrick Mattson

W. Patrick Mattson is 51 and has served as President and Chief Operating Officer of KREF since March 2020, after serving as COO and Secretary from October 2015 to March 2020; he is a Managing Director at KKR and COO of the Real Estate Credit group, sits on the Real Estate Credit Investment and Portfolio Management Committees, holds a B.A. from the University of Virginia, and is a CFA charterholder . Overall company performance during his tenure shows mixed trends: KREF’s TSR fell to 84 in 2024 from 100 in 2023 (based on a fixed $100 investment methodology), net income attributable to common stockholders was $13.1 million in 2024, and Distributable Earnings were negative $70.7 million in 2024; say‑on‑pay support was 97% in 2024 .

Performance MetricFY 2020FY 2021FY 2022FY 2023FY 2024
Total Shareholder Return (Fixed $100)97 123 91 100 84
Net Income Attributable to Common ($000s)53,553 125,635 15,371 (53,919) 13,071
Distributable Earnings ($000s)109,321 92,393 109,614 57,558 (70,683)

Past Roles

OrganizationRoleYearsStrategic Impact
KKR (Real Estate Credit)Managing Director; COO Real Estate Credit; Investment Committee & Portfolio Management Committee memberSince 2015 Led mezzanine/credit platform operations and investment processes, aligning KREF with KKR’s real estate credit capabilities
KREFCOO & SecretaryOct 2015–Mar 2020 Built public company operating infrastructure pre‑ and post‑IPO; coordinated Manager interface
Rialto Capital ManagementManaging Director; led mezzanine debt platformPrior to 2015 Expanded mezzanine lending capabilities and pipeline
Morgan StanleyVarious roles in commercial real estate; securitized products trading desk~9 years Deepened CMBS/securitized products expertise and risk management
Deloitte & ToucheCMBS practicePrior role Foundation in CMBS analytics and controls

External Roles

OrganizationRoleYearsStrategic Impact
Mortgage Bankers Association (MBA) CRE Multifamily Finance Board of GovernorsMemberCurrent Industry policy and market standards engagement

Fixed Compensation

KREF is externally managed and does not pay cash compensation to Mattson; cash compensation is paid by KKR and not disclosed at the individual level. For context, KKR paid aggregate base salary, cash bonus and Company incentive fee participation to KREF’s NEOs of $5.0 million in 2024 (20.4% of KREF’s management and incentive fees), with aggregate KKR‑paid mix of 15.44% fixed and 84.56% performance‑based; KREF reimburses only the CFO’s allocable salary/benefits under the Management Agreement, and the CFO has no severance arrangement from KREF .

Component2024Notes
Base SalaryNot disclosed (paid by KKR, not KREF) KREF does not set or pay Mattson’s salary
Target Bonus %Not disclosed (paid by KKR) No fixed metrics disclosed by KKR; discretionary factors used
Actual BonusNot disclosed (paid by KKR) Aggregate mix: 84.56% performance‑based for NEOs in 2024

Performance Compensation

KREF uses time‑based RSUs (no PSUs or options historically) to align executives with shareholders; awards receive dividend equivalents, and executives must retain at least 15% of shares underlying vested awards before net settlement for withholding taxes .

RSU Grants (Mattson)202220232024
Grant Date12/19/2022 12/18/2023 12/16/2024
RSUs Granted (#)22,800 45,667 73,500
Grant Date Fair Value ($)1,000,692 922,695 828,345
Vesting ScheduleVests 10/1/2025 Vests 10/1/2025 & 10/1/2026 Vests 10/1/2025, 10/1/2026 & 10/1/2027
Dividend EquivalentsEligible; fully vested upon payment Eligible Eligible
Ownership Retention RequirementRetain ≥15% of shares on vesting prior to net settlement Retain ≥15% Retain ≥15%
Incentive Design DetailMetricWeightingTargetActualPayoutVesting
Time‑based RSUsN/A (time‑based) N/A N/A N/A Shares per vest schedule Annual tranches per schedule

Vesting activity and deferrals:

  • Shares acquired on vesting in 2024: 66,633; value realized on vesting: $798,263; Mattson voluntarily deferred delivery of the 2022 and 2023 RSUs that vested on 10/1/2024 for five years under KREF’s Deferral Plan .
  • 2024 deferral contributions credited as DSUs: $546,683; aggregate DSU balance at 12/31/2024: $691,173; DSUs accrue dividend equivalents and are paid on change‑in‑control or elected distribution schedule .

Equity Ownership & Alignment

Ownership DetailAmount/Status
Beneficial Ownership (Common Shares)231,820; less than 1% of outstanding
Shares Outstanding (Record Date for 2025 Meeting)68,713,596
Unvested RSUs (12/31/2024)141,967 unvested; market value $1,433,867 at $10.10/share
DSU Balance (12/31/2024)$691,173
Stock Ownership RequirementExecutives must retain at least 15% of shares underlying vested equity awards before net settlement for tax withholding
Hedging/Margin/PledgingHedging, derivatives, and purchasing on margin are prohibited by Insider Trading Policy; awards are non‑transferable and may not be pledged or encumbered; no executive share pledging disclosed

Employment Terms

TermProvision
Employment AgreementKREF has no employment agreements with executives; externally managed; KKR sets/pay cash comp
SeveranceNo KREF severance arrangements for executives; CFO has no severance; equity is subject to plan terms
RSU Termination TreatmentUnvested RSUs cease vesting upon termination other than death/disability; upon death/disability, unvested RSUs immediately vest
Change‑in‑Control (Deferral Plan)DSUs paid in a lump sum upon change in control
Change‑in‑Control (Equity Plan)Committee may adjust/accelerate/cancel awards and pay value; no explicit single/double‑trigger vesting mandate
ClawbackMandatory recoupment of excess incentive‑based compensation upon financial restatement (Rule 10D‑1); historically, program did not include incentive‑based comp tied to reporting measures
Insider Trading PolicyProhibits short sales, margin purchases, and derivative hedging; filed as Exhibit 19.1 to 2024 Form 10‑K

Investment Implications

  • Alignment and retention: Multi‑year, time‑based RSUs and a 15% “hold‑through‑vesting” policy create meaningful alignment; Mattson’s significant 2024 deferrals reduce near‑term selling pressure and signal confidence/retention commitment .
  • Pay‑for‑performance calibration: KREF’s equity grants are not tied to explicit financial metrics; KKR pays cash comp with discretionary performance assessment (not metric‑driven), which can dilute strict pay‑for‑performance but supports flexibility across credit cycles .
  • Change‑in‑control economics: DSU lump‑sum on change‑in‑control and plan-level discretion to accelerate/cancel awards introduce potential event‑driven payout optionality; lack of cash severance reduces parachute risk but still leaves equity event exposure .
  • Trading signals: 2024 TSR decline and negative Distributable Earnings may constrain future equity grant sizing, but 97% say‑on‑pay support indicates low governance friction; deferrals and ownership requirements lessen immediate supply overhang from vesting .
  • Risk flags: Hedging/margin bans and anti‑repricing provisions are positive; no disclosure of pledging; RSUs accelerate only for death/disability; no KREF severance multiples or tax gross‑ups disclosed .